Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 5.32M
4: EX-10.25 Material Contract HTML 53K
2: EX-10.5 Material Contract HTML 56K
3: EX-10.6 Material Contract HTML 53K
6: EX-21 Subsidiaries List HTML 362K
7: EX-23.1 Consent of Experts or Counsel HTML 60K
5: EX-12 Statement re: Computation of Ratios HTML 79K
8: EX-31.1 Certification -- §302 - SOA'02 HTML 56K
9: EX-31.2 Certification -- §302 - SOA'02 HTML 56K
10: EX-32.1 Certification -- §906 - SOA'02 HTML 51K
11: EX-32.2 Certification -- §906 - SOA'02 HTML 51K
119: R1 Document and Entity Information HTML 81K
86: R2 Consolidated Statements of Financial Condition HTML 213K
110: R3 Consolidated Statements of Financial Condition HTML 123K
(Parenthetical)
124: R4 Consolidated Statements of Income HTML 237K
158: R5 Consolidated Statements of Comprehensive Income HTML 120K
91: R6 Consolidated Statements of Cash Flows HTML 238K
109: R7 Consolidated Statements of Changes in Total Equity HTML 114K
79: R8 Introduction and Basis of Presentation HTML 94K
64: R9 Significant Accounting Policies HTML 168K
160: R10 Morgan Stanley Smith Barney Holdings LLC. HTML 68K
126: R11 Fair Value Disclosures HTML 1.29M
125: R12 Securities Available for Sale HTML 261K
135: R13 Collateralized Transactions HTML 125K
136: R14 Variable Interest Entities and Securitization HTML 331K
Activities
131: R15 Financing Receivables and Allowance for Credit HTML 319K
Losses
138: R16 Goodwill and Net Intangible Assets HTML 138K
111: R17 Deposits HTML 67K
121: R18 Borrowings and Other Secured Financings HTML 172K
129: R19 Derivative Instruments and Hedging Activities HTML 612K
173: R20 Commitments, Guarantees and Contingencies HTML 220K
150: R21 Regulatory Requirements HTML 131K
101: R22 Redeemable Noncontrolling Interests and Total HTML 163K
Equity
128: R23 Earnings Per Common Share HTML 105K
105: R24 Interest Income and Interest Expense HTML 79K
51: R25 Deferred Compensation Plans HTML 186K
152: R26 Employee Benefit Plans HTML 350K
166: R27 Income Taxes HTML 187K
73: R28 Segment and Geographic Information HTML 202K
72: R29 Equity Method Investments HTML 94K
77: R30 Parent Company HTML 186K
78: R31 Quarterly Results HTML 149K
80: R32 Subsequent Events HTML 62K
32: R33 Significant Accounting Policies (Policy) HTML 228K
147: R34 Fair Value Disclosures (Tables) HTML 1.20M
97: R35 Securities Available for Sale (Tables) HTML 251K
102: R36 Collateralized Transactions (Tables) HTML 109K
57: R37 Variable Interest Entities and Securitization HTML 273K
Activities (Tables)
172: R38 Financing Receivables and Allowance for Credit HTML 287K
Losses (Tables)
18: R39 Goodwill and Net Intangible Assets (Tables) HTML 132K
83: R40 Deposits (Tables) HTML 59K
156: R41 Borrowings and Other Secured Financings (Tables) HTML 158K
54: R42 Derivative Instruments and Hedging Activities HTML 563K
(Tables)
71: R43 Commitments, Guarantees and Contingencies (Tables) HTML 131K
76: R44 Regulatory Requirements (Tables) HTML 87K
87: R45 Redeemable Noncontrolling Interests and Total HTML 126K
Equity (Tables)
31: R46 Earnings Per Common Share (Tables) HTML 103K
63: R47 Interest Income and Interest Expense (Tables) HTML 77K
23: R48 Deferred Compensation Plans (Tables) HTML 172K
154: R49 Employee Benefit Plans (Tables) HTML 319K
53: R50 Income Taxes (Tables) HTML 157K
149: R51 Segment and Geographic Information (Tables) HTML 202K
58: R52 Equity Method Investments (Tables) HTML 79K
84: R53 Parent Company (Tables) HTML 171K
21: R54 Quarterly Results (Tables) HTML 145K
28: R55 Introduction and Basis of Presentation (Details) HTML 82K
75: R56 Significant Accounting Policies (Details) HTML 85K
39: R57 Morgan Stanley Smith Barney Holdings LLC. HTML 84K
(Details)
161: R58 Fair Value Disclosures (Narrative) (Details) HTML 71K
95: R59 Fair Value Disclosures (Assets and Liabilities HTML 295K
Measured at Fair Value on a Recurring Basis)
(Details)
133: R60 Fair Value Disclosures (Changes in Level 3 Assets HTML 273K
and Liabilities Measured at Fair Value on a
Recurring Basis) (Details)
62: R61 Fair Value Disclosures (Quantitative Information HTML 252K
about and Sensitivity of Significant Unobservable
Inputs Used in Recurring Level 3 Fair Value
Measurements) (Details)
67: R62 Fair Value Disclosures (Fair Value of Investments HTML 96K
that Calculate Net Asset Value) (Details)
144: R63 Fair Value Disclosures (Net Gains (Losses) Due to HTML 64K
Changes in Fair Value for Items Measured at Fair
Value Pursuant to the Fair Value Option Election)
(Details)
139: R64 Fair Value Disclosures (Short-term and Long-term HTML 57K
Borrowings) (Details)
100: R65 Fair Value Disclosures (Gains (Losses) Due to HTML 54K
Changes in Instrument Specific Credit Risk)
(Details)
142: R66 Fair Value Disclosures (Net Difference between HTML 64K
Contractual Principal Amount and Fair Value)
(Details)
59: R67 Fair Value Disclosures (Assets Measured at Fair HTML 125K
Value on a Nonrecurring Basis) (Details)
106: R68 Fair Value Disclosures (Financial Instruments Not HTML 141K
Carried at FV) (Details)
164: R69 Securities Available for Sale (Schedule of HTML 100K
Available for Sale Securities) (Details)
26: R70 Securities Available for Sale (Schedule of HTML 106K
Available for Sale Securities in an Unrealized
Loss Position) (Details)
50: R71 Securities Available for Sale (Schedule of HTML 139K
Amortized Cost and Fair Value of Available for
Sale Debt Securities by Contractual Date)
(Details)
85: R72 Securities Available for Sale (Schedule of HTML 57K
Proceeds of Sale of Securities Available for Sale)
(Details)
37: R73 Collateralized Transactions (Narrative) (Details) HTML 64K
171: R74 Collateralized Transactions (Balance Sheet HTML 116K
Offsetting) (Details)
55: R75 Collateralized Transactions (Financial Instruments HTML 59K
Owned That Have Been Loaned Or Pledged To
Counterparties) (Details)
42: R76 Collateralized Transactions (Cash And Securities HTML 59K
Deposited With Clearing Organizations Or
Segregated Under Federal And Other Regulations Or
Requirements) (Details)
49: R77 Variable Interest Entities and Securitization HTML 72K
Activities (Narrative) (Details)
29: R78 Variable Interest Entities and Securitization HTML 60K
Activities (Consolidated VIEs) (Details)
33: R79 Variable Interest Entities and Securitization HTML 116K
Activities (Non-Consolidated VIEs) (Details)
122: R80 Variable Interest Entities and Securitization HTML 89K
Activities (Transfers of Assets with Continuing
Involvement 1) (Details)
47: R81 Variable Interest Entities and Securitization HTML 81K
Activities (Transfers of Assets with Continuing
Involvement 2) (Details)
162: R82 Variable Interest Entities and Securitization HTML 60K
Activities (Failed Sales) (Details)
81: R83 Variable Interest Entities and Securitization HTML 76K
Activities (Mortgage Servicing Activities)
(Details)
130: R84 Financing Receivables and Allowance for Credit HTML 123K
Losses (Outstanding Loans and Credit Quality)
(Details)
141: R85 Financing Receivables and Allowance for Credit HTML 80K
Losses (Impaired Loans) (Details)
44: R86 Financing Receivables and Allowance for Credit HTML 135K
Losses (Loans and Lending-related Commitments)
(Details)
48: R87 Financing Receivables and Allowance for Credit HTML 60K
Losses (Employee Loans) (Details)
159: R88 Goodwill and Net Intangible Assets (Narrative) HTML 62K
(Details)
38: R89 Goodwill and Net Intangible Assets (Changes in HTML 79K
Carrying Amount of Goodwill) (Details)
123: R90 Goodwill and Net Intangible Assets (Changes in HTML 93K
Carrying Amount of Intangible Assets) (Details)
114: R91 Goodwill and Net Intangible Assets (Amortizable HTML 64K
Intangible Assets) (Details)
145: R92 Deposits (Details) HTML 79K
113: R93 Borrowings and Other Secured Financings HTML 62K
(Narratives) (Details)
92: R94 Borrowings and Other Secured Financings HTML 64K
(Commercial Paper and Other Short-term Borrowings)
(Details)
153: R95 Borrowings and Other Secured Financings (Long-term HTML 129K
Borrowings) (Details)
88: R96 Borrowings and Other Secured Financings (Other HTML 66K
Secured Financings) (Details)
56: R97 Borrowings and Other Secured Financings (Schedule HTML 90K
of Maturities of Secured Financing) (Details)
103: R98 Borrowings and Other Secured Financings (Schedule HTML 76K
of Failed Sales) (Details)
96: R99 Derivative Instruments and Hedging Activities HTML 89K
(Other Disclosures) (Details)
74: R100 Derivative Instruments and Hedging Activities HTML 108K
(Components of Derivative Products) (Details)
174: R101 Derivative Instruments and Hedging Activities HTML 80K
(Fair Value of OTC Derivatives in a Gain Position)
(Details)
143: R102 Derivative Instruments and Hedging Activities HTML 216K
(Fair Value of Derivative Instruments Designated
and Not Designated as Accounting Hedges by Type of
Derivative Contract on a Gross Basis) (Details)
112: R103 Derivative Instruments and Hedging Activities HTML 82K
(Gains or Losses on Derivative Instruments,
Related Hedge Items and Hedge Ineffectiveness)
(Details)
30: R104 Derivative Instruments and Hedging Activities HTML 149K
(Notional and Fair Value of Protection Sold and
Purchased through Credit Default Swaps) (Details)
155: R105 Commitments, Guarantees and Contingencies HTML 143K
(Narrative) (Details)
163: R106 Commitments, Guarantees and Contingencies HTML 89K
(Commitments) (Details)
157: R107 Commitments, Guarantees and Contingencies (Future HTML 76K
Minimum Rental Commitments) (Details)
107: R108 Commitments, Guarantees and Contingencies HTML 89K
(Obligations under Guarantee Arrangements)
(Details)
40: R109 Regulatory Requirements (Narrative) (Details) HTML 82K
134: R110 Regulatory Requirements (Capital Measures) HTML 92K
(Details)
60: R111 Regulatory Requirements (Significant U.S. Bank HTML 81K
Operating Subsidiaries' Capital) (Details)
20: R112 Redeemable Noncontrolling Interests and Total HTML 94K
Equity (Narrative) (Details)
90: R113 Redeemable Noncontrolling Interests and Total HTML 79K
Equity (Redeemable Noncontrolling Interests)
(Details)
82: R114 Redeemable Noncontrolling Interests and Total HTML 63K
Equity (Changes in Shares of Common Stock
Outstanding) (Details)
151: R115 Redeemable Noncontrolling Interests and Total HTML 113K
Equity (Preferred Stock) (Details)
66: R116 Redeemable Noncontrolling Interests and Total HTML 71K
Equity (Components of Accumulated Other
Comprehensive Income (Loss)) (Details)
168: R117 Redeemable Noncontrolling Interests and Total HTML 69K
Equity (Cumulative Foreign Currency Translation
Adjustments, Net of Tax) (Details)
34: R118 Earnings Per Common Share (Calculation of Basic HTML 166K
and Diluted EPS) (Details)
118: R119 Earnings Per Common Share (Antidilutive Securities HTML 57K
Excluded from the Computation of Diluted EPS)
(Details)
140: R120 Interest Income and Interest Expense (Details) HTML 100K
24: R121 Deferred Compensation Plans (Stock-based HTML 82K
Compensation Plans) (Details)
115: R122 Deferred Compensation Plans (Deferred Restricted HTML 89K
Stock Units) (Details)
104: R123 Deferred Compensation Plans (Unvested Restricted HTML 90K
Stock Units) (Details)
27: R124 Deferred Compensation Plans (Stock Options) HTML 137K
(Details)
120: R125 Deferred Compensation Plans (Performance-based HTML 91K
Stock Units) (Details)
170: R126 Deferred Compensation Plans (Deferred Cash-based HTML 71K
Compensation Plans) (Details)
35: R127 Deferred Compensation Plans (2013 Performance Year HTML 81K
Deferred Compensation Awards) (Details)
68: R128 Employee Benefit Plans (Narratives) (Details) HTML 86K
146: R129 Employee Benefit Plans (Net Periodic Benefit HTML 119K
Expense) (Details)
169: R130 Employee Benefit Plans (Reconciliation of Changes HTML 121K
in Benefit Obligation and Fair Value of Plan
Assets) (Details)
99: R131 Employee Benefit Plans (Summary of Funded Status) HTML 89K
(Details)
116: R132 Employee Benefit Plans (Pension Plans with HTML 66K
Projected and Accumulated Benefit Obligations in
Excess of Fair Value of Plan Assets) (Details)
36: R133 Employee Benefit Plans (Assumptions) (Details) HTML 85K
41: R134 Employee Benefit Plans (Fair Value of Net Pension HTML 154K
Plan Assets) (Details)
89: R135 Employee Benefit Plans (Changes in Level 3 Pension HTML 76K
Assets Measured at Fair Value) (Details)
70: R136 Employee Benefit Plans (Expected Benefit Payments HTML 66K
Associated with the Pension and Postretirement
Benefit Plans) (Details)
137: R137 Income Taxes (Provision for (Benefit from) Income HTML 134K
Taxes from Continuing Operations) (Details)
93: R138 Income Taxes (Reconciliation of the Provision for HTML 105K
(Benefit from) Income Taxes and the U.S. Federal
Statutory Income Tax Rate) (Details)
65: R139 Income Taxes (Significant Components of Deferred HTML 117K
Tax Assets and Liabilities) (Details)
94: R140 Income Taxes (U.S. and Non-U.S. Components of HTML 59K
Income Before Income Tax Expense (Benefit))
(Details)
52: R141 Income Taxes (Reconciliation of Unrecognized Tax HTML 79K
Benefits) (Details)
19: R142 Income Taxes (Major Tax Jurisdictions in Which the HTML 55K
Company and Affiliates Operate and the Earliest
Tax Year Subject to Examination) (Details)
148: R143 Segment and Geographic Information (Selected HTML 144K
Financial Information by Segments) (Details)
127: R144 Segment and Geographic Information (Assets by HTML 57K
Segments) (Details)
45: R145 Segment and Geographic Information (Net Revenues HTML 67K
and Total Assets by Geographic Area) (Details)
117: R146 Equity Method Investments (Narratives) (Details) HTML 84K
98: R147 Equity Method Investments (Investees) (Details) HTML 96K
43: R148 Parent Company (Narrative) (Details) HTML 61K
46: R149 Parent Company (Condensed Statements of Financial HTML 156K
Condition) (Details)
132: R150 Parent Company (Condensed Statements of Income and HTML 159K
Comprehensive Income) (Details)
61: R151 Parent Company (Condensed Statements of Cash HTML 170K
Flows) (Details)
22: R152 Quarterly Results (Unaudited) (Details) HTML 181K
108: R153 Subsequent Events (Details) HTML 62K
167: XML IDEA XML File -- Filing Summary XML 293K
25: EXCEL IDEA Workbook of Financial Reports XLSX 915K
69: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 10.35M
12: EX-101.INS XBRL Instance -- ms-20131231 XML 19.13M
14: EX-101.CAL XBRL Calculations -- ms-20131231_cal XML 531K
15: EX-101.DEF XBRL Definitions -- ms-20131231_def XML 3.67M
16: EX-101.LAB XBRL Labels -- ms-20131231_lab XML 6.65M
17: EX-101.PRE XBRL Presentations -- ms-20131231_pre XML 4.70M
13: EX-101.SCH XBRL Schema -- ms-20131231 XSD 763K
165: ZIP XBRL Zipped Folder -- 0001193125-14-067354-xbrl Zip 1.00M
‘EXCEL’ — IDEA Workbook of Financial Reports (.xls)
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