SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/25/14 Morgan Stanley 10-K 12/31/13 174:59M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 5.32M 4: EX-10.25 Material Contract HTML 53K 2: EX-10.5 Material Contract HTML 56K 3: EX-10.6 Material Contract HTML 53K 6: EX-21 Subsidiaries List HTML 362K 7: EX-23.1 Consent of Experts or Counsel HTML 60K 5: EX-12 Statement re: Computation of Ratios HTML 79K 8: EX-31.1 Certification -- §302 - SOA'02 HTML 56K 9: EX-31.2 Certification -- §302 - SOA'02 HTML 56K 10: EX-32.1 Certification -- §906 - SOA'02 HTML 51K 11: EX-32.2 Certification -- §906 - SOA'02 HTML 51K 119: R1 Document and Entity Information HTML 81K 86: R2 Consolidated Statements of Financial Condition HTML 213K 110: R3 Consolidated Statements of Financial Condition HTML 123K (Parenthetical) 124: R4 Consolidated Statements of Income HTML 237K 158: R5 Consolidated Statements of Comprehensive Income HTML 120K 91: R6 Consolidated Statements of Cash Flows HTML 238K 109: R7 Consolidated Statements of Changes in Total Equity HTML 114K 79: R8 Introduction and Basis of Presentation HTML 94K 64: R9 Significant Accounting Policies HTML 168K 160: R10 Morgan Stanley Smith Barney Holdings LLC. HTML 68K 126: R11 Fair Value Disclosures HTML 1.29M 125: R12 Securities Available for Sale HTML 261K 135: R13 Collateralized Transactions HTML 125K 136: R14 Variable Interest Entities and Securitization HTML 331K Activities 131: R15 Financing Receivables and Allowance for Credit HTML 319K Losses 138: R16 Goodwill and Net Intangible Assets HTML 138K 111: R17 Deposits HTML 67K 121: R18 Borrowings and Other Secured Financings HTML 172K 129: R19 Derivative Instruments and Hedging Activities HTML 612K 173: R20 Commitments, Guarantees and Contingencies HTML 220K 150: R21 Regulatory Requirements HTML 131K 101: R22 Redeemable Noncontrolling Interests and Total HTML 163K Equity 128: R23 Earnings Per Common Share HTML 105K 105: R24 Interest Income and Interest Expense HTML 79K 51: R25 Deferred Compensation Plans HTML 186K 152: R26 Employee Benefit Plans HTML 350K 166: R27 Income Taxes HTML 187K 73: R28 Segment and Geographic Information HTML 202K 72: R29 Equity Method Investments HTML 94K 77: R30 Parent Company HTML 186K 78: R31 Quarterly Results HTML 149K 80: R32 Subsequent Events HTML 62K 32: R33 Significant Accounting Policies (Policy) HTML 228K 147: R34 Fair Value Disclosures (Tables) HTML 1.20M 97: R35 Securities Available for Sale (Tables) HTML 251K 102: R36 Collateralized Transactions (Tables) HTML 109K 57: R37 Variable Interest Entities and Securitization HTML 273K Activities (Tables) 172: R38 Financing Receivables and Allowance for Credit HTML 287K Losses (Tables) 18: R39 Goodwill and Net Intangible Assets (Tables) HTML 132K 83: R40 Deposits (Tables) HTML 59K 156: R41 Borrowings and Other Secured Financings (Tables) HTML 158K 54: R42 Derivative Instruments and Hedging Activities HTML 563K (Tables) 71: R43 Commitments, Guarantees and Contingencies (Tables) HTML 131K 76: R44 Regulatory Requirements (Tables) HTML 87K 87: R45 Redeemable Noncontrolling Interests and Total HTML 126K Equity (Tables) 31: R46 Earnings Per Common Share (Tables) HTML 103K 63: R47 Interest Income and Interest Expense (Tables) HTML 77K 23: R48 Deferred Compensation Plans (Tables) HTML 172K 154: R49 Employee Benefit Plans (Tables) HTML 319K 53: R50 Income Taxes (Tables) HTML 157K 149: R51 Segment and Geographic Information (Tables) HTML 202K 58: R52 Equity Method Investments (Tables) HTML 79K 84: R53 Parent Company (Tables) HTML 171K 21: R54 Quarterly Results (Tables) HTML 145K 28: R55 Introduction and Basis of Presentation (Details) HTML 82K 75: R56 Significant Accounting Policies (Details) HTML 85K 39: R57 Morgan Stanley Smith Barney Holdings LLC. HTML 84K (Details) 161: R58 Fair Value Disclosures (Narrative) (Details) HTML 71K 95: R59 Fair Value Disclosures (Assets and Liabilities HTML 295K Measured at Fair Value on a Recurring Basis) (Details) 133: R60 Fair Value Disclosures (Changes in Level 3 Assets HTML 273K and Liabilities Measured at Fair Value on a Recurring Basis) (Details) 62: R61 Fair Value Disclosures (Quantitative Information HTML 252K about and Sensitivity of Significant Unobservable Inputs Used in Recurring Level 3 Fair Value Measurements) (Details) 67: R62 Fair Value Disclosures (Fair Value of Investments HTML 96K that Calculate Net Asset Value) (Details) 144: R63 Fair Value Disclosures (Net Gains (Losses) Due to HTML 64K Changes in Fair Value for Items Measured at Fair Value Pursuant to the Fair Value Option Election) (Details) 139: R64 Fair Value Disclosures (Short-term and Long-term HTML 57K Borrowings) (Details) 100: R65 Fair Value Disclosures (Gains (Losses) Due to HTML 54K Changes in Instrument Specific Credit Risk) (Details) 142: R66 Fair Value Disclosures (Net Difference between HTML 64K Contractual Principal Amount and Fair Value) (Details) 59: R67 Fair Value Disclosures (Assets Measured at Fair HTML 125K Value on a Nonrecurring Basis) (Details) 106: R68 Fair Value Disclosures (Financial Instruments Not HTML 141K Carried at FV) (Details) 164: R69 Securities Available for Sale (Schedule of HTML 100K Available for Sale Securities) (Details) 26: R70 Securities Available for Sale (Schedule of HTML 106K Available for Sale Securities in an Unrealized Loss Position) (Details) 50: R71 Securities Available for Sale (Schedule of HTML 139K Amortized Cost and Fair Value of Available for Sale Debt Securities by Contractual Date) (Details) 85: R72 Securities Available for Sale (Schedule of HTML 57K Proceeds of Sale of Securities Available for Sale) (Details) 37: R73 Collateralized Transactions (Narrative) (Details) HTML 64K 171: R74 Collateralized Transactions (Balance Sheet HTML 116K Offsetting) (Details) 55: R75 Collateralized Transactions (Financial Instruments HTML 59K Owned That Have Been Loaned Or Pledged To Counterparties) (Details) 42: R76 Collateralized Transactions (Cash And Securities HTML 59K Deposited With Clearing Organizations Or Segregated Under Federal And Other Regulations Or Requirements) (Details) 49: R77 Variable Interest Entities and Securitization HTML 72K Activities (Narrative) (Details) 29: R78 Variable Interest Entities and Securitization HTML 60K Activities (Consolidated VIEs) (Details) 33: R79 Variable Interest Entities and Securitization HTML 116K Activities (Non-Consolidated VIEs) (Details) 122: R80 Variable Interest Entities and Securitization HTML 89K Activities (Transfers of Assets with Continuing Involvement 1) (Details) 47: R81 Variable Interest Entities and Securitization HTML 81K Activities (Transfers of Assets with Continuing Involvement 2) (Details) 162: R82 Variable Interest Entities and Securitization HTML 60K Activities (Failed Sales) (Details) 81: R83 Variable Interest Entities and Securitization HTML 76K Activities (Mortgage Servicing Activities) (Details) 130: R84 Financing Receivables and Allowance for Credit HTML 123K Losses (Outstanding Loans and Credit Quality) (Details) 141: R85 Financing Receivables and Allowance for Credit HTML 80K Losses (Impaired Loans) (Details) 44: R86 Financing Receivables and Allowance for Credit HTML 135K Losses (Loans and Lending-related Commitments) (Details) 48: R87 Financing Receivables and Allowance for Credit HTML 60K Losses (Employee Loans) (Details) 159: R88 Goodwill and Net Intangible Assets (Narrative) HTML 62K (Details) 38: R89 Goodwill and Net Intangible Assets (Changes in HTML 79K Carrying Amount of Goodwill) (Details) 123: R90 Goodwill and Net Intangible Assets (Changes in HTML 93K Carrying Amount of Intangible Assets) (Details) 114: R91 Goodwill and Net Intangible Assets (Amortizable HTML 64K Intangible Assets) (Details) 145: R92 Deposits (Details) HTML 79K 113: R93 Borrowings and Other Secured Financings HTML 62K (Narratives) (Details) 92: R94 Borrowings and Other Secured Financings HTML 64K (Commercial Paper and Other Short-term Borrowings) (Details) 153: R95 Borrowings and Other Secured Financings (Long-term HTML 129K Borrowings) (Details) 88: R96 Borrowings and Other Secured Financings (Other HTML 66K Secured Financings) (Details) 56: R97 Borrowings and Other Secured Financings (Schedule HTML 90K of Maturities of Secured Financing) (Details) 103: R98 Borrowings and Other Secured Financings (Schedule HTML 76K of Failed Sales) (Details) 96: R99 Derivative Instruments and Hedging Activities HTML 89K (Other Disclosures) (Details) 74: R100 Derivative Instruments and Hedging Activities HTML 108K (Components of Derivative Products) (Details) 174: R101 Derivative Instruments and Hedging Activities HTML 80K (Fair Value of OTC Derivatives in a Gain Position) (Details) 143: R102 Derivative Instruments and Hedging Activities HTML 216K (Fair Value of Derivative Instruments Designated and Not Designated as Accounting Hedges by Type of Derivative Contract on a Gross Basis) (Details) 112: R103 Derivative Instruments and Hedging Activities HTML 82K (Gains or Losses on Derivative Instruments, Related Hedge Items and Hedge Ineffectiveness) (Details) 30: R104 Derivative Instruments and Hedging Activities HTML 149K (Notional and Fair Value of Protection Sold and Purchased through Credit Default Swaps) (Details) 155: R105 Commitments, Guarantees and Contingencies HTML 143K (Narrative) (Details) 163: R106 Commitments, Guarantees and Contingencies HTML 89K (Commitments) (Details) 157: R107 Commitments, Guarantees and Contingencies (Future HTML 76K Minimum Rental Commitments) (Details) 107: R108 Commitments, Guarantees and Contingencies HTML 89K (Obligations under Guarantee Arrangements) (Details) 40: R109 Regulatory Requirements (Narrative) (Details) HTML 82K 134: R110 Regulatory Requirements (Capital Measures) HTML 92K (Details) 60: R111 Regulatory Requirements (Significant U.S. Bank HTML 81K Operating Subsidiaries' Capital) (Details) 20: R112 Redeemable Noncontrolling Interests and Total HTML 94K Equity (Narrative) (Details) 90: R113 Redeemable Noncontrolling Interests and Total HTML 79K Equity (Redeemable Noncontrolling Interests) (Details) 82: R114 Redeemable Noncontrolling Interests and Total HTML 63K Equity (Changes in Shares of Common Stock Outstanding) (Details) 151: R115 Redeemable Noncontrolling Interests and Total HTML 113K Equity (Preferred Stock) (Details) 66: R116 Redeemable Noncontrolling Interests and Total HTML 71K Equity (Components of Accumulated Other Comprehensive Income (Loss)) (Details) 168: R117 Redeemable Noncontrolling Interests and Total HTML 69K Equity (Cumulative Foreign Currency Translation Adjustments, Net of Tax) (Details) 34: R118 Earnings Per Common Share (Calculation of Basic HTML 166K and Diluted EPS) (Details) 118: R119 Earnings Per Common Share (Antidilutive Securities HTML 57K Excluded from the Computation of Diluted EPS) (Details) 140: R120 Interest Income and Interest Expense (Details) HTML 100K 24: R121 Deferred Compensation Plans (Stock-based HTML 82K Compensation Plans) (Details) 115: R122 Deferred Compensation Plans (Deferred Restricted HTML 89K Stock Units) (Details) 104: R123 Deferred Compensation Plans (Unvested Restricted HTML 90K Stock Units) (Details) 27: R124 Deferred Compensation Plans (Stock Options) HTML 137K (Details) 120: R125 Deferred Compensation Plans (Performance-based HTML 91K Stock Units) (Details) 170: R126 Deferred Compensation Plans (Deferred Cash-based HTML 71K Compensation Plans) (Details) 35: R127 Deferred Compensation Plans (2013 Performance Year HTML 81K Deferred Compensation Awards) (Details) 68: R128 Employee Benefit Plans (Narratives) (Details) HTML 86K 146: R129 Employee Benefit Plans (Net Periodic Benefit HTML 119K Expense) (Details) 169: R130 Employee Benefit Plans (Reconciliation of Changes HTML 121K in Benefit Obligation and Fair Value of Plan Assets) (Details) 99: R131 Employee Benefit Plans (Summary of Funded Status) HTML 89K (Details) 116: R132 Employee Benefit Plans (Pension Plans with HTML 66K Projected and Accumulated Benefit Obligations in Excess of Fair Value of Plan Assets) (Details) 36: R133 Employee Benefit Plans (Assumptions) (Details) HTML 85K 41: R134 Employee Benefit Plans (Fair Value of Net Pension HTML 154K Plan Assets) (Details) 89: R135 Employee Benefit Plans (Changes in Level 3 Pension HTML 76K Assets Measured at Fair Value) (Details) 70: R136 Employee Benefit Plans (Expected Benefit Payments HTML 66K Associated with the Pension and Postretirement Benefit Plans) (Details) 137: R137 Income Taxes (Provision for (Benefit from) Income HTML 134K Taxes from Continuing Operations) (Details) 93: R138 Income Taxes (Reconciliation of the Provision for HTML 105K (Benefit from) Income Taxes and the U.S. Federal Statutory Income Tax Rate) (Details) 65: R139 Income Taxes (Significant Components of Deferred HTML 117K Tax Assets and Liabilities) (Details) 94: R140 Income Taxes (U.S. and Non-U.S. Components of HTML 59K Income Before Income Tax Expense (Benefit)) (Details) 52: R141 Income Taxes (Reconciliation of Unrecognized Tax HTML 79K Benefits) (Details) 19: R142 Income Taxes (Major Tax Jurisdictions in Which the HTML 55K Company and Affiliates Operate and the Earliest Tax Year Subject to Examination) (Details) 148: R143 Segment and Geographic Information (Selected HTML 144K Financial Information by Segments) (Details) 127: R144 Segment and Geographic Information (Assets by HTML 57K Segments) (Details) 45: R145 Segment and Geographic Information (Net Revenues HTML 67K and Total Assets by Geographic Area) (Details) 117: R146 Equity Method Investments (Narratives) (Details) HTML 84K 98: R147 Equity Method Investments (Investees) (Details) HTML 96K 43: R148 Parent Company (Narrative) (Details) HTML 61K 46: R149 Parent Company (Condensed Statements of Financial HTML 156K Condition) (Details) 132: R150 Parent Company (Condensed Statements of Income and HTML 159K Comprehensive Income) (Details) 61: R151 Parent Company (Condensed Statements of Cash HTML 170K Flows) (Details) 22: R152 Quarterly Results (Unaudited) (Details) HTML 181K 108: R153 Subsequent Events (Details) HTML 62K 167: XML IDEA XML File -- Filing Summary XML 293K 25: EXCEL IDEA Workbook of Financial Reports XLSX 915K 69: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 10.35M 12: EX-101.INS XBRL Instance -- ms-20131231 XML 19.13M 14: EX-101.CAL XBRL Calculations -- ms-20131231_cal XML 531K 15: EX-101.DEF XBRL Definitions -- ms-20131231_def XML 3.67M 16: EX-101.LAB XBRL Labels -- ms-20131231_lab XML 6.65M 17: EX-101.PRE XBRL Presentations -- ms-20131231_pre XML 4.70M 13: EX-101.SCH XBRL Schema -- ms-20131231 XSD 763K 165: ZIP XBRL Zipped Folder -- 0001193125-14-067354-xbrl Zip 1.00M
EX-10.25 |
Exhibit 10.25
Dear James,
As discussed at the meeting of the Compensation, Management Development and Succession Committee held December 19, 2013, this letter memorializes effective as of that date the understanding between you and Morgan Stanley (the “Company”) regarding certain payments to which you would be entitled under your offer letter with the Company, originally dated August 16, 2005, if you were subjected to a “golden parachute” excise tax. Specifically, effective as of December 19, 2013, you and we agree to delete in its entirety the last paragraph under the section of the offer letter entitled “Full Career/Section 409A/Section 4999” as set forth below:
“In the event it shall be determined that any payment or distribution you receive from Morgan Stanley (a “Payment”) would be subject to the excise tax imposed by Section 4999 of the Internal Revenue Code, or any interest or penalties are incurred by you with respect to such excise tax (together, the “Excise Tax”), you shall be entitled to receive an additional payment (the “Gross-Up Payment”) in an amount such that after payment by you of all taxes (including any interest or penalties imposed with respect to such taxes), including any income taxes (and any interest and penalties imposed with respect thereto) and Excise Tax imposed upon the Gross-Up Payment, you retain an amount on an after-tax basis of the Gross-Up Payment equal to the Excise Tax imposed upon all such Payments.”
Thank you again. We ask that you confirm your acceptance of the foregoing by signing and dating this letter in the area designated below and returning this letter to me.
Sincerely, | ||
/s/ Jeff Brodsky |
||
Jeff Brodsky | ||
Managing Director | ||
Chief Human Resources Officer |
Accepted and agreed to: | ||||
Signed: | /s/ James P. Gorman |
|||
Name: | James Gorman |
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/25/14 | 424B2, FWP | ||
1/6/14 | FWP | |||
For Period end: | 12/31/13 | 11-K, 13F-HR, 424B2, ARS, FWP, SC 13D | ||
12/19/13 | ||||
8/16/05 | 13F-HR | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 Morgan Stanley 10-K 12/31/23 224:45M 2/24/23 Morgan Stanley 10-K 12/31/22 227:50M 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M 8/26/14 SEC UPLOAD¶ 9/22/17 1:36K Morgan Stanley 7/07/14 SEC UPLOAD¶ 9/22/17 1:163K Morgan Stanley |