SEC Info℠

Home

Search

My Interests

Help

Sign In

Please Sign In

A.M. Pappas & Associates, LLC, et al. – ‘SC 13G/A’ on 2/14/14 re: Athersys, Inc/New – EX-1

On:  Friday, 2/14/14, at 2:12pm ET   ·   Accession #:  1193125-14-54220   ·   File #:  5-82141

Previous ‘SC 13G’:  ‘SC 13G’ on 11/5/12   ·   Next:  ‘SC 13G/A’ on 2/17/15   ·   Latest:  ‘SC 13G/A’ on 2/16/16

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

 Text Wildcards:  ? (any letter/digit),  * (many).  Search Logic:  for Documents:  & (and),  | (or);  for Text:  | (anywhere),  "(&)" (near).  Details... 

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/14  A.M. Pappas & Associates, LLC     SC 13G/A               2:107K Athersys, Inc/New                 RR Donnelley/FA
          A.M. Pappas Life Science Ventures III, LP
          AMP&A Management III, LLC
          PV III Ceo Fund, LP

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership      HTML     68K 
 2: EX-1        Underwriting Agreement                              HTML      9K 

Exhibit 1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.001, of Athersys, Inc. and further agree that this agreement be included as an exhibit to such filing. Each party to this agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this agreement may be signed in counterparts.

In evidence whereof, the undersigned have caused this joint filing agreement to be executed on their behalf this 13th day of February, 2014.