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As Of Filer Filing For·On·As Docs:Size Issuer Agent 12/18/15 Eclipse Resources Corp S-4 22:2.1M RR Donnelley/FA Eclipse GP, LLC Eclipse Resources Operating, LLC Eclipse Resources Midstream, LP Eclipse Resources Marketing, LP Buckeye Minerals & Royalties, LLC Eclipse Resources I, LP Eclipse Resources-Ohio, LLC |
Document/Exhibit Description Pages Size
1: S-4 Registration of Securities Issued in a HTML 579K
Business-Combination Transaction
9: EX-3.10 Articles of Incorporation/Organization or By-Laws HTML 27K
10: EX-3.11 Articles of Incorporation/Organization or By-Laws HTML 12K
11: EX-3.12 Articles of Incorporation/Organization or By-Laws HTML 20K
12: EX-3.13 Articles of Incorporation/Organization or By-Laws HTML 12K
13: EX-3.14 Articles of Incorporation/Organization or By-Laws HTML 23K
14: EX-3.15 Articles of Incorporation/Organization or By-Laws HTML 12K
15: EX-3.16 Articles of Incorporation/Organization or By-Laws HTML 22K
2: EX-3.3 Articles of Incorporation/Organization or By-Laws HTML 11K
3: EX-3.4 Articles of Incorporation/Organization or By-Laws HTML 21K
4: EX-3.5 Articles of Incorporation/Organization or By-Laws HTML 13K
5: EX-3.6 Articles of Incorporation/Organization or By-Laws HTML 23K
6: EX-3.7 Articles of Incorporation/Organization or By-Laws HTML 12K
7: EX-3.8 Articles of Incorporation/Organization or By-Laws HTML 23K
8: EX-3.9 Articles of Incorporation/Organization or By-Laws HTML 11K
16: EX-5.1 Opinion re: Legality HTML 18K
17: EX-12.1 Statement re: Computation of Ratios HTML 21K
18: EX-23.1 Consent of Experts or Counsel HTML 10K
19: EX-23.2 Consent of Experts or Counsel HTML 10K
20: EX-23.3 Consent of Experts or Counsel HTML 10K
21: EX-23.4 Consent of Experts or Counsel HTML 11K
22: EX-25.1 Statement re: Eligibility of Trustee HTML 39K
| EX-25.1 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM T-1
STATEMENT OF ELIGIBILITY
UNDER THE TRUST INDENTURE ACT OF 1939
OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE
| ¨ | CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) |
DEUTSCHE BANK TRUST COMPANY AMERICAS
(formerly BANKERS TRUST COMPANY)
(Exact name of trustee as specified in its charter)
| NEW YORK | 13-4941247 | |
| (Jurisdiction of Incorporation or | (I.R.S. Employer | |
| organization if not a U.S. national bank) | Identification no.) |
| 60 WALL STREET |
10005 | |
| (Address of principal executive offices) | (Zip Code) |
Deutsche Bank Trust Company Americas
Attention: Catherine Wang
Legal Department
60 Wall Street, 36th Floor
(212) 250 – 7544
(Name, address and telephone number of agent for service)
Eclipse Resources Corporation
(Exact name of obligor as specified in its charter)
| Delaware | 46-4812998 | |
| (State or other jurisdiction of | (I.R.S. Employer | |
| incorporation or organization) | Identification No.) |
| 2121 Old Gatesburg Road, Suite 110 State College, Pennsylvania 16803 (814) 308-9754 |
16803 | |
| (Address of principal executive offices) | (Zip code) |
Debt Securities
(Title of the Indenture securities)
Item 1. General Information.
Furnish the following information as to the trustee.
| (a) | Name and address of each examining or supervising authority to which it is subject. |
| Name |
Address | |
| Federal Reserve Bank (2nd District) |
New York, NY | |
| Federal Deposit Insurance Corporation |
Washington, D.C. | |
| New York State Banking Department |
Albany, NY |
| (b) | Whether it is authorized to exercise corporate trust powers. |
Yes.
Item 2. Affiliations with Obligor.
If the obligor is an affiliate of the Trustee, describe each such affiliation.
NA
Item 3. -15. Not Applicable
Item 16. List of Exhibits.
| Exhibit 1 - | Restated Organization Certificate of Bankers Trust Company dated August 6, 1998, Certificate of Amendment of the Organization Certificate of Bankers Trust Company dated September 16, 1998, Certificate of Amendment of the Organization Certificate of Bankers Trust Company dated December 16, 1998, Certificate of Amendment of the Organization Certificate of Bankers Trust Company dated September 3, 1999, and Certificate of Amendment of the Organization Certificate of Bankers Trust Company dated February 27, 2002, incorporated herein by reference to Exhibit 1 filed with Form T-1 Statement, Registration No. 333-201810. |
| Exhibit 2 - | Certificate of Authority to commence business, incorporated herein by reference to Exhibit 2 filed with Form T-1 Statement, Registration No. 333-201810. |
| Exhibit 3 - | Authorization of the Trustee to exercise corporate trust powers, incorporated herein by reference to Exhibit 3 filed with Form T-1 Statement, Registration No. 333-201810. |
| Exhibit 4 - | Existing By-Laws of Deutsche Bank Trust Company Americas, as amended on July 24, 2014, incorporated herein by reference to Exhibit 4 filed with Form T-1 Statement, Registration No. 333-201810. |
| Exhibit 5 - | Not applicable. |
| Exhibit 6 - | Consent of Bankers Trust Company required by Section 321(b) of the Act, incorporated herein by reference to Exhibit 6 filed with Form T-1 Statement, Registration No. 333-201810. |
| Exhibit 7 - | A copy of the latest report of condition of the trustee published pursuant to law or the requirements of its supervising or examining authority. |
| Exhibit 8 - | Not Applicable. |
| Exhibit 9 - | Not Applicable. |
SIGNATURE
Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the trustee, Deutsche Bank Trust Company Americas, a corporation organized and existing under the laws of the State of New York, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in The City of New York, and State of New York, on this 18th day of December, 2015.
Exhibit 7
Board of Governors of the Federal Reserve System OMB Number 7100-0036 Federal Deposit Insurance Corporation OMB Number 3064-0052 Office
of the Comptroller of the Currency OMB Number 1557-0081 Approval expires March 31, 2018 Page 1 of 84 Federal Financial Institutions Examination Council This report is required by law: 12 U.S.C. § 324 (State member banks); 12 U.S.C.
§1817 (State nonmember banks); 12 U.S.C. §161 (National banks); and 12 U.S.C. §1464 (Savings associations). NOTE: Each bank’s board of directors and senior management are responsible for establishing and maintaining an effective
system of internal control, including controls over the Reports of Condition and Income. The Reports of Condition and Income are to be prepared in accordance with federal regulatory authority instructions. The Reports of Condition and Income must be
signed by the Chief Financial Officer (CFO) of the reporting bank (or by the individual performing an equivalent function) and attested to by not less than two directors (trustees) for state nonmember banks and three directors for state member
banks, national banks, and savings associations.
I, the undersigned CFO (or equivalent) of the named bank, attest that the Reports of Condition and Income
(including the supporting
Signature of Chief Financial Officer (or Equivalent) Date of Signature Submission of Reports Each bank must file its Reports of Condition
and Income (Call Report) data by either: (a) Using computer software to prepare its Call Report and then submitting the report data directly to the FFIEC’s Central Data Repository (CDR), an Internet-based system for data collection
(https://cdr.ffiec.gov/cdr/), or (b) Completing its Call Report in paper form and arranging with a software vendor or another party to convert the data into the electronic format that can be processed by the CDR. The software vendor or other
party then must electronically submit the bank’s data file to the CDR. For technical assistance with submissions to the CDR, please contact the CDR Help Desk by telephone at (888) CDR-3111, by fax at (703) 774-3946, or by e-mail at
CDR.Help@ffiec.gov. FDIC Certificate Number 623 (RSSD 9050)
Unless the context indicates otherwise, the term “bank” in this report form refers to both
banks and savings associations.
This report form is to be filed by banks with branches and consolidated subsidiaries in U.S. territories and possessions, Edge or
Agreement subsidiaries, foreign branches, consolidated foreign subsidiaries, or International Banking Facilities. schedules) for this report date have been prepared in conformance with the instructions issued by the appropriate Federal regulatory
authority and are true and correct to the best of my knowledge and belief. We, the undersigned directors (trustees), attest to the correctness of the Reports of Condition and Income (including the supporting schedules) for this report date and
declare that the Reports of Condition and Income have been examined by us and to the best of our knowledge and belief have been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and are true and
correct. Director (Trustee) Director (Trustee) Director (Trustee) To fulfill the signature and attestation requirement for the Reports of Condition and Income for this report date, attach your bank’s completed signature page (or a photocopy or
a computer generated version of this page) to the hard-copy record of the data file submitted to the CDR that your bank must place in its files. The appearance of your bank’s hard-copy record of the submitted data file need not match exactly
the appearance of the FFIEC’s sample report forms, but should show at least the caption of each Call Report item and the reported amount. DEUTSCHE BANK TRUST COMPANY AMERICAS Legal Title of Bank (RSSD 9017) New York City (RSSD 9130) NY 10005
State Abbreviation (RSSD 9200) ZIP Code (RSSD 9220) The estimated average burden associated with this information collection is 50.4 hours per respondent and is estimated to vary from 20 to 775 hours per response, depending on individual
circumstances. Burden estimates include the time for reviewing instructions, gathering and maintaining data in the required form, and completing the information collection, but exclude the time for compiling and maintaining business records in the
normal course of a respondent’s activities. A Federal agency may not conduct or sponsor, and an organization (or a person) is not required to respond to a collection of information, unless it displays a currently valid OMB control number.
Comments concerning the accuracy of this burden estimate and suggestions for reducing this burden should be directed to the Office of Information and Regulatory Affairs, Office of Management and Budget, Washington, DC 20503, and to one of the
following: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551; Legislative and Regulatory Analysis Division, Office of the Comptroller of the Washington, Currency, DC 20219; Assistant Executive
Secretary, Federal Deposit Insurance Corporation, Washington, DC 20429. 09/2015
FFIEC 031 Page 16 of 84 RC-1
Consolidated Report
of Condition for Insured Banks and Savings Associations for September 30, 2015
All schedules are to be reported in thousands of dollars. Unless otherwise
indicated, report the amount outstanding as of the last business day of the quarter.
Schedule RC—Balance Sheet
Dollar Amounts in Thousands RCFD Tril | Bil | Mil | Thou
Assets
1. Cash and balances due from depository institutions (from Schedule RC-A):
a.
Noninterest-bearing balances and currency and coin (1) 0081 132,000 1.a.
b. Interest-bearing balances (2) 0071 14,934,000 1.b.
2. Securities:
a. Held-to-maturity securities (from Schedule RC-B, column A) 1754 0 2.a.
b. Available-for-sale securities (from Schedule RC-B, column D) 1773 0 2.b.
3. Federal funds sold and securities purchased under agreements to resell:
a.
Federal funds sold in domestic offices RCON B987 0 3.a.
b. Securities purchased under agreements to resell (3) RCFD B989 19,603,000 3.b.
4. Loans and lease financing receivables (from Schedule RC-C): RCFD
a. Loans and leases held
for sale 5369 0 4.a.
b. Loans and leases, net of unearned income B528 18,105,000 4.b.
c. LESS: Allowance for loan and lease losses 3123 27,000 4.c.
d. Loans and leases, net of
unearned income and allowance (item 4.b minus 4.c) B529 18,078,000 4.d.
5. Trading assets (from Schedule RC-D) 3545 7,000 5.
6. Premises and fixed assets (including capitalized leases) 2145 16,000 6.
7. Other real
estate owned (from Schedule RC-M) 2150 0 7.
8. Investments in unconsolidated subsidiaries and associated companies 2130 0 8.
9. Direct and indirect investments in real estate ventures 3656 0 9.
10. Intangible assets:
a. Goodwill 3163 0 10.a.
b. Other intangible assets (from Schedule RC-M) 0426
32,000 10.b.
11. Other assets (from Schedule RC-F) 2160 613,000 11.
12. Total
assets (sum of items 1 through 11) 2170 53,415,000 12.
Liabilities
13.
Deposits: RCON
a. In domestic offices (sum of totals of columns A and C from Schedule RC-E, Part I) 2200 42,294,000 13.a.
(1) Noninterest-bearing (4) RCON 6631 25,743,000 13.a.(1)
(2) Interest-bearing RCON 6636
16,551,000 13.a.(2)
b. In foreign offices, Edge and Agreement subsidiaries, and IBFs RCFN
(from Schedule RC-E, Part II) 2200 0 13.b.
(1) Noninterest-bearing RCFN 6631 0 13.b.(1)
(2) Interest-bearing RCFN 6636 0 13.b.(2)
14. Federal funds purchased and
securities sold under agreements to repurchase:
a. Federal funds purchased in domestic offices (5) RCON B993 1,305,000 14.a.
b. Securities sold under agreements to repurchase (6) RCFD B995 0 14.b.
15. Trading
liabilities (from Schedule RC-D) RCFD 3548 35,000 15.
16. Other borrowed money (includes mortgage indebtedness and obligations under RCFD
capitalized leases) (from Schedule RC-M) 3190 22,000 16.
17. and 18. Not applicable
1. Includes cash items in process of collection and unposted debits.
2.
Includes time certificates of deposit not held for trading.
3. Includes all securities resale agreements in domestic and foreign offices, regardless of maturity.
4. Includes noninterest-bearing demand, time, and savings deposits.
5. Report
overnight Federal Home Loan Bank advances in Schedule RC, item 16, “Other borrowed money.”
6. Includes all securities repurchase agreements in domestic
and foreign offices, regardless of maturity.
09/2015
FFIEC 031 Page 17 of 84 RC-2
Schedule
RC—Continued
Dollar Amounts in Thousands RCFD Tril | Bil | Mil | Thou
Liabilities—Continued
19. Subordinated notes and debentures (1) 3200 0
19.
20. Other liabilities (from Schedule RC-G) 2930 1,050,000 20.
21. Total
liabilities (sum of items 13 through 20) 2948 44,706,000 21.
22. Not applicable
Equity Capital
Bank Equity Capital
23. Perpetual preferred stock and related surplus 3838 0 23.
24. Common stock 3230 2,127,000
24.
25. Surplus (exclude all surplus related to preferred stock) 3839 600,000 25.
26. a. Retained earnings 3632 5,984,000 26.a.
b. Accumulated other comprehensive income (2)
B530 (2,000) 26.b.
c. Other equity capital components (3) A130 0 26.c.
27. a. Total bank equity capital (sum of items 23 through 26.c) 3210 8,709,000 27.a.
b. Noncontrolling (minority) interests in consolidated subsidiaries 3000 0 27.b.
28. Total
equity capital (sum of items 27.a and 27.b) G105 8,709,000 28.
29. Total liabilities and equity capital (sum of items 21 and 28) 3300 53,415,000 29.
Memoranda
To be reported with the March Report of Condition.
1. Indicate in the box at the right the number of the statement below that best describes the most
comprehensive level of auditing work performed for the bank by independent external auditors RCFD Number
as of any date during 2014 6724 NA M.1.
1 = Independent audit of the bank conducted in
accordance with 4 = Directors’ examination of the bank conducted in accordance
generally accepted auditing standards by a certified public with generally
accepted auditing standards by a certified public
accounting firm which submits a report on the bank accounting firm (may be required by state-chartering
authority)
2 = Independent audit of the bank’s parent holding company conducted 5 = Directors’ examination of the bank performed by other external
in accordance with generally accepted auditing standards by a auditors (may be required by state-chartering authority)
certified public accounting firm which submits a report on the 6 = Review of the bank’s financial statements by external auditors
consolidated holding company (but not on the bank separately) 7 = Compilation of the bank’s financial statements by external
3 = Attestation on bank management’s assertion on the effectiveness auditors
of the
bank’s internal control over financial reporting by a certified 8 = Other audit procedures (excluding tax preparation work)
public accounting firm 9 = No
external audit work
To be reported with the March Report of Condition. RCON MM/DD
2. Bank’s fiscal year-end date 8678 NA M.2.
1. Includes limited-life preferred stock and
related surplus.
2. Includes, but is not limited to, net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash
flow hedges,
cumulative foreign currency translation adjustments, and accumulated defined benefit pension and other postretirement plan adjustments.
3. Includes treasury stock and unearned Employee Stock Ownership Plan shares.
03/2015
| This ‘S-4’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 3/31/18 | ||||
| Filed on: | 12/18/15 | |||
| 9/30/15 | 10-Q | |||
| 7/24/14 | ||||
| 2/27/02 | ||||
| 9/3/99 | ||||
| 12/16/98 | ||||
| 9/16/98 | ||||
| 8/6/98 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/28/15 SEC UPLOAD¶ 10/18/17 1:158K Eclipse GP, LLC |