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Ceridian HCM Holding Inc. – ‘10-Q’ for 3/31/18 – ‘EX-4.1’

On:  Thursday, 5/24/18, at 4:35pm ET   ·   For:  3/31/18   ·   Accession #:  1193125-18-173632   ·   File #:  1-38467

Previous ‘10-Q’:  None   ·   Next:  ‘10-Q’ on 8/9/18 for 6/30/18   ·   Latest:  ‘10-Q’ on 11/13/23 for 9/30/23   ·   12 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/24/18  Ceridian HCM Holding Inc.         10-Q        3/31/18   96:7M                                     Donnelley … Solutions/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    560K 
 2: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML     67K 
 3: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML     95K 
 4: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     30K 
 5: EX-4.4      Instrument Defining the Rights of Security Holders  HTML    225K 
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     32K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     32K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     28K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML     28K 
16: R1          Document and Entity Information                     HTML     49K 
17: R2          Condensed Consolidated Balance Sheets               HTML    131K 
18: R3          Condensed Consolidated Balance Sheets               HTML     49K 
                (Parenthetical)                                                  
19: R4          Condensed Consolidated Statements of Operations     HTML     85K 
20: R5          Condensed Consolidated Statements of Comprehensive  HTML     58K 
                Income (Loss)                                                    
21: R6          Condensed Consolidated Statements of Comprehensive  HTML     31K 
                Income (Loss) (Parenthetical)                                    
22: R7          Condensed Consolidated Statements of Cash Flows     HTML    118K 
23: R8          Organization                                        HTML     35K 
24: R9          Summary of Significant Accounting Policies          HTML     63K 
25: R10         Discontinued Operations                             HTML     37K 
26: R11         Noncontrolling Interest                             HTML     31K 
27: R12         Fair Value Measurements                             HTML     52K 
28: R13         Customer Trust Funds                                HTML     92K 
29: R14         Property, Plant, and Equipment                      HTML     37K 
30: R15         Goodwill and Intangible Assets                      HTML     56K 
31: R16         Debt                                                HTML     51K 
32: R17         Employee Benefit Plans                              HTML     41K 
33: R18         Share-Based Compensation                            HTML     84K 
34: R19         Supplementary Data to Statements of Operations      HTML     29K 
35: R20         Accumulated Other Comprehensive Income (Loss)       HTML     41K 
36: R21         Income Taxes                                        HTML     37K 
37: R22         Commitments and Contingencies                       HTML     33K 
38: R23         Related Party Transactions                          HTML     33K 
39: R24         Financial Data by Segment and Geographic Area       HTML     60K 
40: R25         Net Loss per Share                                  HTML     59K 
41: R26         Subsequent Events                                   HTML     36K 
42: R27         Summary of Significant Accounting Policies          HTML     68K 
                (Policies)                                                       
43: R28         Summary of Significant Accounting Policies          HTML     44K 
                (Tables)                                                         
44: R29         Discontinued Operations (Tables)                    HTML     32K 
45: R30         Fair Value Measurements (Tables)                    HTML     42K 
46: R31         Customer Trust Funds (Tables)                       HTML     90K 
47: R32         Property, Plant, and Equipment (Tables)             HTML     36K 
48: R33         Goodwill and Intangible Assets (Tables)             HTML     59K 
49: R34         Debt (Tables)                                       HTML     48K 
50: R35         Employee Benefit Plans (Tables)                     HTML     40K 
51: R36         Share-Based Compensation (Tables)                   HTML     80K 
52: R37         Accumulated Other Comprehensive Income (Loss)       HTML     39K 
                (Tables)                                                         
53: R38         Financial Data by Segment and Geographic Area       HTML     52K 
                (Tables)                                                         
54: R39         Net Loss per Share (Tables)                         HTML     59K 
55: R40         Organization - Additional Information (Detail)      HTML     66K 
56: R41         Summary of Significant Accounting Policies -        HTML     30K 
                Additional Information (Detail)                                  
57: R42         Summary of Significant Accounting Policies -        HTML     40K 
                Impact of Adoption of ASC 606 on Revenue (Detail)                
58: R43         Discontinued Operations - Supplemental Disclosure   HTML     49K 
                of Discontinued Operation (Detail)                               
59: R44         Discontinued Operations - Additional Information    HTML     28K 
                (Detail)                                                         
60: R45         Noncontrolling Interest - Additional Information    HTML     49K 
                (Detail)                                                         
61: R46         Fair Value Measurements - Asset and Liability       HTML     36K 
                Measured at Fair Value Measured on Recurring Basis               
                (Detail)                                                         
62: R47         Customer Trust Fund - Additional Information        HTML     35K 
                (Detail)                                                         
63: R48         Customer Trust Fund - Investment of Customer Trust  HTML     73K 
                Fund (Detail)                                                    
64: R49         Customer Trust Fund - Gross Unrealized Losses and   HTML     67K 
                Related Fair Value of Investment (Detail)                        
65: R50         Customer Trust Fund - Amortized Cost and Fair       HTML     50K 
                Value of Investment Security Available for Sale                  
                (Detail)                                                         
66: R51         Property, Plant, and Equipment - Schedule of        HTML     47K 
                Property, Plant, and Equipment (Detail)                          
67: R52         Property, Plant, and Equipment - Additional         HTML     29K 
                Information (Detail)                                             
68: R53         Goodwill and Intangible Assets - Schedule of        HTML     40K 
                Changes in Goodwill (Detail)                                     
69: R54         Goodwill and Intangible Assets - Schedule of Other  HTML     51K 
                Intangible Asset (Detail)                                        
70: R55         Goodwill and Intangible Assets - Additional         HTML     29K 
                Information (Detail)                                             
71: R56         Debt - Schedule of Debt Obligations (Detail)        HTML     47K 
72: R57         Debt - Schedule of Debt Obligations                 HTML     40K 
                (Parenthetical) (Detail)                                         
73: R58         Debt - Additional Information (Detail)              HTML     49K 
74: R59         Debt - Schedule of Future Principal Payments and    HTML     48K 
                Maturities of Indebtedness (Detail)                              
75: R60         Employee Benefit Plans - Components of Net          HTML     46K 
                Periodic Cost for Defined Benefit Pension Plan and               
                Other Postretirement Benefit Plan (Detail)                       
76: R61         Share-Based Compensation - Additional Information   HTML    107K 
                (Detail)                                                         
77: R62         Share-Based Compensation - Summary of Performance   HTML     62K 
                Based Stock Option (Detail)                                      
78: R63         Share-Based Compensation - Summary of Term-Based    HTML     72K 
                Option Activity (Detail)                                         
79: R64         Share-Based Compensation - Summary of Restricted    HTML     45K 
                Stock Units (Detail)                                             
80: R65         Share-Based Compensation - Summary of Class C       HTML     72K 
                Stock Option Activity (Detail)                                   
81: R66         Share-Based Compensation - Summary of Class D       HTML     72K 
                Stock Option Activity (Detail)                                   
82: R67         Supplementary Data to Statement of Operations -     HTML     28K 
                Additional Information (Detail)                                  
83: R68         Accumulated Other Comprehensive Income (Loss) -     HTML     55K 
                Components of Accumulated Other Comprehensive                    
                Income (Loss) (Detail)                                           
84: R69         Accumulated Other Comprehensive Income (Loss) -     HTML     33K 
                Additional Information (Detail)                                  
85: R70         Income Taxes - Additional Information (Detail)      HTML     41K 
86: R71         Related Party Transactions - Additional             HTML     59K 
                Information (Detail)                                             
87: R72         Financial Data by Segment and Geographic Area -     HTML     53K 
                Additional Information (Detail)                                  
88: R73         Financial Data by Segment and Geographic Area -     HTML     52K 
                Schedule of Segment Reporting Information by                     
                Segment (Detail)                                                 
89: R74         Financial Data by Segment and Geographic Area -     HTML     44K 
                Schedule of Revenue by Solutions (Detail)                        
90: R75         Net Loss per Share - Schedule of Numerators and     HTML     58K 
                Denominators of Basic and Diluted Net Loss per                   
                Share Computations (Detail)                                      
91: R76         Net Loss per Share - Schedule of Potentially        HTML     41K 
                Dilutive Shares Excluded from Computation of                     
                Diluted Net Loss per Share (Detail)                              
92: R77         Pro Forma Net Loss Per Share - Schedule of          HTML     61K 
                Numerator and Denominator Pro Forma of Basic And                 
                Diluted Net Loss Per Share Computation (Detail)                  
93: R78         Subsequent Events - Additional Information          HTML     85K 
                (Detail)                                                         
95: XML         IDEA XML File -- Filing Summary                      XML    174K 
94: EXCEL       IDEA Workbook of Financial Reports                  XLSX     89K 
10: EX-101.INS  XBRL Instance -- cday-20180331                       XML   1.55M 
12: EX-101.CAL  XBRL Calculations -- cday-20180331_cal               XML    269K 
13: EX-101.DEF  XBRL Definitions -- cday-20180331_def                XML   1.21M 
14: EX-101.LAB  XBRL Labels -- cday-20180331_lab                     XML   1.30M 
15: EX-101.PRE  XBRL Presentations -- cday-20180331_pre              XML   1.38M 
11: EX-101.SCH  XBRL Schema -- cday-20180331                         XSD    196K 
96: ZIP         XBRL Zipped Folder -- 0001193125-18-173632-xbrl      Zip    175K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-4.1  

Exhibit 4.1

 

LOGO


The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM     – as tenants in common    UNIF GIFT MIN ACT-             Custodian            
TEN ENT   – as tenants by the entireties                                (Cust)                          (Minor)
JT TEN   – as joint tenants with right                                under Uniform Gifts to Minors
      of survivorship and not as                                Act                                         
      tenants in common                                                     (State)

Additional abbreviations may also be used though not in the above list.

For value received,                                                                                                           hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

    

    

 

 

 

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE

 

 

 

 

                                                                                                               Shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint                                                              

 

 

Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

Dated,                                         

 

NOTICE:  

 

THE SIGNATURE TO THIS ASSIGNMENT MUST

CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.

 

SIGNATURE(S) GUARANTEED:

 

 

THE SIGNATURE(S) MUSTZ BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S E C, RULE 17Ad-15.

 


12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  Dayforce, Inc.                    10-K       12/31/23  141:23M                                    Donnelley … Solutions/FA
11/13/23  Ceridian HCM Holding Inc.         10-Q        9/30/23   96:15M                                    Donnelley … Solutions/FA
 8/02/23  Ceridian HCM Holding Inc.         10-Q        6/30/23   92:18M                                    Donnelley … Solutions/FA
 5/03/23  Ceridian HCM Holding Inc.         10-Q        3/31/23   89:13M                                    Donnelley … Solutions/FA
 3/01/23  Ceridian HCM Holding Inc.         10-K       12/31/22  138:29M                                    Donnelley … Solutions/FA
11/02/22  Ceridian HCM Holding Inc.         10-Q        9/30/22   90:17M                                    Donnelley … Solutions/FA
 8/09/22  Ceridian HCM Holding Inc.         S-8         8/09/22    4:77K                                    Donnelley … Solutions/FA
 8/03/22  Ceridian HCM Holding Inc.         10-Q        6/30/22   90:15M                                    Donnelley … Solutions/FA
 2/28/22  Ceridian HCM Holding Inc.         10-K       12/31/21  138:25M                                    Donnelley … Solutions/FA
 5/06/21  Ceridian HCM Holding Inc.         S-8         5/06/21    3:80K                                    Donnelley … Solutions/FA
 2/26/21  Ceridian HCM Holding Inc.         10-K       12/31/20  140:25M                                    ActiveDisclosure/FA
 9/04/20  Ceridian HCM Holding Inc.         S-8         9/04/20    3:79K                                    Donnelley … Solutions/FA
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Filing Submission 0001193125-18-173632   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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