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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/04/18 Morgan Stanley 10-Q 3/31/18 131:34M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 10-Q Quarterly Report HTML 2.15M 2: EX-10.1 Material Contract HTML 116K 3: EX-12 Statement re: Computation of Ratios HTML 59K 4: EX-15 Letter re: Unaudited Interim Financial Info HTML 47K 5: EX-31.1 Certification -- §302 - SOA'02 HTML 43K 6: EX-31.2 Certification -- §302 - SOA'02 HTML 43K 7: EX-32.1 Certification -- §906 - SOA'02 HTML 38K 8: EX-32.2 Certification -- §906 - SOA'02 HTML 38K 15: R1 Document and Entity Information HTML 64K 16: R2 Consolidated Income Statements (Unaudited) HTML 149K 17: R3 Consolidated Comprehensive Income Statements HTML 67K (Unaudited) 18: R4 Consolidated Balance Sheets HTML 137K 19: R5 Consolidated Balance Sheets (Parenthetical) HTML 68K 20: R6 Consolidated Statements of Changes in Total Equity HTML 74K (Unaudited) 21: R7 Consolidated Cash Flow Statements (Unaudited) HTML 163K 22: R8 Introduction and Basis of Presentation HTML 52K 23: R9 Significant Accounting Policies HTML 66K 24: R10 Fair Value Disclosures HTML 1.00M 25: R11 Derivative Instruments and Hedging Activities HTML 550K 26: R12 Investment Securities HTML 465K 27: R13 Collateralized Transactions HTML 253K 28: R14 Loans and Allowance for Credit Losses HTML 298K 29: R15 Equity Method Investments HTML 53K 30: R16 Deposits HTML 59K 31: R17 Borrowings and Other Secured Financings HTML 68K 32: R18 Commitments, Guarantees and Contingencies HTML 218K 33: R19 Variable Interest Entities and Securitization HTML 349K Activities 34: R20 Regulatory Requirements HTML 176K 35: R21 Total Equity HTML 218K 36: R22 Earnings per Common Share HTML 82K 37: R23 Interest Income and Interest Expense HTML 68K 38: R24 Employee Benefit Plans HTML 53K 39: R25 Income Taxes HTML 45K 40: R26 Segment and Geographic Information HTML 180K 41: R27 Customer Contract Revenue Recognition HTML 108K 42: R28 Subsequent Events HTML 42K 43: R29 Significant Accounting Policies (Policy) HTML 62K 44: R30 Fair Value Disclosures (Tables) HTML 1.02M 45: R31 Derivative Instruments and Hedging Activities HTML 554K (Tables) 46: R32 Investment Securities (Tables) HTML 465K 47: R33 Collateralized Transactions (Tables) HTML 256K 48: R34 Loans and Allowance for Credit Losses (Tables) HTML 306K 49: R35 Equity Method Investments (Tables) HTML 51K 50: R36 Deposits (Tables) HTML 59K 51: R37 Borrowings and Other Secured Financings (Tables) HTML 67K 52: R38 Commitments, Guarantees and Contingencies (Tables) HTML 181K 53: R39 Variable Interest Entities and Securitization HTML 348K Activities (Tables) 54: R40 Regulatory Requirements (Tables) HTML 165K 55: R41 Total Equity (Tables) HTML 221K 56: R42 Earnings per Common Share (Tables) HTML 81K 57: R43 Interest Income and Interest Expense (Tables) HTML 66K 58: R44 Employee Benefit Plans (Tables) HTML 52K 59: R45 Segment and Geographic Information (Tables) HTML 185K 60: R46 Customer Contract Revenue Recognition (Tables) HTML 109K 61: R47 Significant Accounting Policies (Details) HTML 46K 62: R48 Fair Value Disclosures (Assets and Liabilities HTML 204K Measured at Fair Value on a Recurring Basis) (Details) 63: R49 Fair Value Disclosures (Rollforward of Level 3 HTML 170K Assets and Liabilities Measured at Fair Value on a Recurring Basis) (Details) 64: R50 Fair Value Disclosures (Valuation Techniques and HTML 230K Sensitivity of Unobservable Inputs Used in Recurring Level 3 Fair Value Measurements) (Details) 65: R51 Fair Value Disclosures (Measured Based on Net HTML 61K Asset Value) (Details) 66: R52 Fair Value Disclosures (Earnings Impact of HTML 46K Instruments under the Fair Value Option) (Details) 67: R53 Fair Value Disclosures (Gains (Losses) Due to HTML 58K Changes in Instrument-Specific Credit Risk) (Details) 68: R54 Fair Value Disclosures (Borrowings Measured at HTML 54K Fair Value) (Details) 69: R55 Fair Value Disclosures (Excess of Contractual HTML 44K Principal Amount Over Fair Value) (Details) 70: R56 Fair Value Disclosures (Fair Value of Loans in HTML 42K Nonaccrual Status) (Details) 71: 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(Investment Securities by HTML 202K Contractual Maturity) (Details) 81: R67 Collateralized Transactions (Offsetting of Certain HTML 115K Collateralized Transactions) (Details) 82: R68 Collateralized Transactions (Gross Secured HTML 85K Financing Balances) (Details) 83: R69 Collateralized Transactions (Assets Pledged) HTML 45K (Details) 84: R70 Collateralized Transactions (Collateral Received) HTML 43K (Details) 85: R71 Collateralized Transactions (Customer Margin HTML 39K Lending and Other) (Details) 86: R72 Collateralized Transactions (Restricted Cash and HTML 46K Segregated Securities) (Details) 87: R73 Loans and Allowance for Credit Losses (Loans Held HTML 126K for Investment and Held for Sale) (Details) 88: R74 Loans and Allowance for Credit Losses (Impaired HTML 66K Loans) (Details) 89: R75 Loans and Allowance for Credit Losses (Tdr) HTML 43K (Details) 90: R76 Loans and Allowance for Credit Losses (Allowance HTML 92K for Loan Losses and Lending Commitments Rollforward) (Details) 91: R77 Loans and Allowance for Credit Losses (Employee HTML 49K Loans) (Details) 92: R78 Equity Method Investments (Equity Method HTML 45K Investment Balances) (Details) 93: R79 Equity Method Investments (Investees) (Details) HTML 49K 94: R80 Deposits (Details) HTML 63K 95: R81 Borrowings and Other Secured Financings (Long-Term HTML 55K Borrowings) (Details) 96: R82 Borrowings and Other Secured Financings (Other HTML 46K Secured Financings) (Details) 97: R83 Commitments, Guarantees and Contingencies HTML 79K (Commitments) (Details) 98: R84 Commitments, Guarantees and Contingencies HTML 111K (Obligations under Guarantee Arrangements) (Details) 99: R85 Commitments, Guarantees and Contingencies HTML 105K (Contingencies) (Details) 100: R86 Variable Interest Entities and Securitization HTML 50K Activities (Consolidated VIEs) (Details) 101: R87 Variable Interest Entities and Securitization HTML 76K Activities (Assets and Liabilities by Balance Sheet Caption) (Details) 102: R88 Variable Interest Entities and Securitization HTML 102K Activities (Non-Consolidated VIEs) (Details) 103: R89 Variable Interest Entities and Securitization HTML 85K Activities (Transfers of Assets with Continuing Involvement 1) (Details) 104: R90 Variable Interest Entities and Securitization HTML 70K Activities (Transfers of Assets with Continuing Involvement 2) (Details) 105: R91 Variable Interest Entities and Securitization HTML 50K Activities (Proceeds from New Securitization Transactions and Sales of Loans) (Details) 106: R92 Variable Interest Entities and Securitization HTML 53K Activities (Assets Sold with Retained Exposure) (Details) 107: R93 Variable Interest Entities and Securitization HTML 42K Activities (Failed Sales) (Details) 108: R94 Regulatory Requirements (Narrative) (Details) HTML 45K 109: R95 Regulatory Requirements (Capital Measures) HTML 82K (Details) 110: R96 Regulatory Requirements (U.S. Bank Subsidiaries' HTML 86K Regulatory Capital and Capital Ratios) (Details) 111: R97 Regulatory Requirements (Broker-Dealer Regulatory HTML 47K Capital Requirements) (Details) 112: R98 Total Equity (Dividends and Share Repurchases) HTML 56K (Details) 113: R99 Total Equity (Preferred Stock General Disclosure) HTML 42K (Details) 114: R100 Total Equity (Preferred Stock Outstanding) HTML 83K (Details) 115: R101 Total Equity (Aoci) (Details) HTML 59K 116: R102 Total Equity (Components of Period Changes in OCI HTML 175K ) (Details) 117: R103 Total Equity (Cumulative Adjustments to Retained HTML 51K Earnings) (Details) 118: R104 Earnings per Common Share (Calculation of Basic HTML 101K and Diluted EPS) (Details) 119: R105 Interest Income and Interest Expense (Details) HTML 66K 120: R106 Employee Benefit Plans (Net Periodic Benefit HTML 53K Expense (Income)) (Details) 121: R107 Segment and Geographic Information (Selected HTML 97K Financial Information by Business Segment) (Details) 122: R108 Segment and Geographic Information (Assets by HTML 47K Business Segment) (Details) 123: R109 Segment and Geographic Information (Additional HTML 43K Information - Investment Management) (Details) 124: R110 Segment and Geographic Information (Net Revenues HTML 46K by Region) (Details) 125: R111 Customer Contract Revenue Recognition (Customer HTML 81K Contract Renenues) (Details) 126: R112 Customer Contract Revenue Recognition (Change in HTML 63K Revenue) (Details) 127: R113 Customer Contract Revenue Recognition (Balance HTML 51K Sheet Amounts) (Details) 128: R114 Customer Contract Revenue Recognition (Future HTML 49K Expected Revenues) (Details) 130: XML IDEA XML File -- Filing Summary XML 262K 129: EXCEL IDEA Workbook of Financial Reports XLSX 196K 9: EX-101.INS XBRL Instance -- ms-20180331 XML 13.13M 11: EX-101.CAL XBRL Calculations -- ms-20180331_cal XML 640K 12: EX-101.DEF XBRL Definitions -- ms-20180331_def XML 3.52M 13: EX-101.LAB XBRL Labels -- ms-20180331_lab XML 6.88M 14: EX-101.PRE XBRL Presentations -- ms-20180331_pre XML 4.78M 10: EX-101.SCH XBRL Schema -- ms-20180331 XSD 699K 131: ZIP XBRL Zipped Folder -- 0001193125-18-152899-xbrl Zip 913K
EX-12 |
EXHIBIT 12
Morgan Stanley
Ratio of Earnings to Fixed Charges
and Ratio of Earnings to Fixed Charges and Preferred Stock Dividends
(Unaudited)
Three Months Ended |
Twelve Months Ended December 31, | |||||||||||||||||||||||
$ in millions | 2017 | 2016 | 2015 | 2014 | 2013 | |||||||||||||||||||
Ratio of Earnings to Fixed Charges |
||||||||||||||||||||||||
Earnings1 |
$ | 3,502 | $ | 10,295 | $ | 8,805 | $ | 8,229 | $ | 3,235 | $ | 3,502 | ||||||||||||
Fixed charges2 |
1,999 | 6,010 | 3,575 | 2,987 | 3,935 | 4,695 | ||||||||||||||||||
Total earnings and fixed charges |
$ | 5,501 | $ | 16,305 | $ | 12,380 | $ | 11,216 | $ | 7,170 | $ | 8,197 | ||||||||||||
Fixed charges2 |
||||||||||||||||||||||||
Total interest expense3 |
$ | 1,936 | $ | 5,767 | $ | 3,336 | $ | 2,742 | $ | 3,679 | $ | 4,414 | ||||||||||||
Interest factor in rents |
63 | 243 | 239 | 245 | 256 | 281 | ||||||||||||||||||
Total fixed charges |
$ | 1,999 | $ | 6,010 | $ | 3,575 | $ | 2,987 | $ | 3,935 | $ | 4,695 | ||||||||||||
Ratio of earnings to fixed charges |
2.8 | 2.7 | 3.5 | 3.8 | 1.8 | 1.7 | ||||||||||||||||||
Ratio of Earnings to Fixed Charges and Preferred Stock Dividends |
|
|||||||||||||||||||||||
Earnings1 |
$ | 3,502 | $ | 10,295 | $ | 8,805 | $ | 8,229 | $ | 3,235 | $ | 3,502 | ||||||||||||
Fixed charges2 |
1,999 | 6,010 | 3,575 | 2,987 | 3,935 | 4,695 | ||||||||||||||||||
Total earnings and fixed charges |
$ | 5,501 | $ | 16,305 | $ | 12,380 | $ | 11,216 | $ | 7,170 | $ | 8,197 | ||||||||||||
Fixed charges2 |
||||||||||||||||||||||||
Total interest expense3 |
$ | 1,936 | $ | 5,767 | $ | 3,336 | $ | 2,742 | $ | 3,679 | $ | 4,414 | ||||||||||||
Interest factor in rents |
63 | 243 | 239 | 245 | 256 | 281 | ||||||||||||||||||
Preferred stock dividends4 |
118 | 873 | 676 | 610 | 311 | 150 | ||||||||||||||||||
Total fixed charges and preferred stock dividends |
$ | 2,117 | $ | 6,883 | $ | 4,251 | $ | 3,597 | $ | 4,246 | $ | 4,845 | ||||||||||||
Ratio of earnings to fixed charges and preferred stock dividends |
2.6 | 2.4 | 2.9 | 3.1 | 1.7 | 1.7 |
1. | Amounts represent earnings before income taxes and do not include dividends on preferred securities, income (loss) from discontinued operations, noncontrolling interests and income or loss from equity investees. |
2. | Fixed charges do not include interest expense on uncertain tax liabilities as the Firm records these amounts within Provision for income taxes. |
3. | Amounts consist of interest cost, including interest on deposits and capitalized interest. |
4. | The preferred stock dividends amount represents pre-tax earnings required to cover dividends on preferred stock. |
This ‘10-Q’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 5/4/18 | 424B2, FWP | ||
For Period end: | 3/31/18 | 13F-HR, 13F-HR/A, FWP | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/24 Morgan Stanley 10-K 12/31/23 224:45M 2/24/23 Morgan Stanley 10-K 12/31/22 227:50M 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M |