|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/27/18 Morgan Stanley 10-K 12/31/17 189:50M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 3.67M
2: EX-3.1 Articles of Incorporation/Organization or Bylaws HTML 840K
5: EX-10.33 Material Contract HTML 140K
6: EX-10.34 Material Contract HTML 130K
7: EX-10.35 Material Contract HTML 164K
3: EX-10.4 Material Contract HTML 65K
4: EX-10.5 Material Contract HTML 52K
9: EX-21 Subsidiaries List HTML 59K
10: EX-23.1 Consent of Experts or Counsel HTML 60K
8: EX-12 Statement re: Computation of Ratios HTML 68K
11: EX-31.1 Certification -- §302 - SOA'02 HTML 56K
12: EX-31.2 Certification -- §302 - SOA'02 HTML 56K
13: EX-32.1 Certification -- §906 - SOA'02 HTML 51K
14: EX-32.2 Certification -- §906 - SOA'02 HTML 51K
21: R1 Document and Entity Information HTML 81K
22: R2 Consolidated Income Statements HTML 164K
23: R3 Consolidated Comprehensive Income Statements HTML 81K
24: R4 Consolidated Balance Sheets HTML 150K
25: R5 Consolidated Balance Sheets (Parenthetical) HTML 84K
26: R6 Consolidated Statements of Changes in Total Equity HTML 118K
27: R7 Consolidated Cash Flow Statements HTML 179K
28: R8 Introduction and Basis of Presentation HTML 73K
29: R9 Significant Accounting Policies HTML 186K
30: R10 Fair Value Disclosures HTML 1.33M
31: R11 Derivative Instruments and Hedging Activities HTML 580K
32: R12 Investment Securities HTML 505K
33: R13 Collateralized Transactions HTML 281K
34: R14 Loans and Allowance for Credit Losses HTML 410K
35: R15 Equity Method Investments HTML 70K
36: R16 Goodwill and Intangible Assets HTML 150K
37: R17 Deposits HTML 75K
38: R18 Borrowings and Other Secured Financings HTML 217K
39: R19 Commitments, Guarantees and Contingencies HTML 294K
40: R20 Variable Interest Entities and Securitization HTML 390K
Activities
41: R21 Regulatory Requirements HTML 190K
42: R22 Total Equity HTML 340K
43: R23 Earnings per Common Share HTML 131K
44: R24 Interest Income and Interest Expense HTML 89K
45: R25 Deferred Compensation Plans HTML 182K
46: R26 Employee Benefit Plans HTML 456K
47: R27 Income Taxes HTML 235K
48: R28 Segment and Geographic Information HTML 298K
49: R29 Parent Company HTML 276K
50: R30 Quarterly Results HTML 231K
51: R31 Subsequent Events HTML 55K
52: R32 Significant Accounting Policies (Policy) HTML 235K
53: R33 Significant Accounting Policies (Tables) HTML 58K
54: R34 Fair Value Disclosures (Tables) HTML 1.26M
55: R35 Derivative Instruments and Hedging Activities HTML 578K
(Tables)
56: R36 Investment Securities (Tables) HTML 509K
57: R37 Collateralized Transactions (Tables) HTML 282K
58: R38 Loans and Allowance for Credit Losses (Tables) HTML 405K
59: R39 Equity Method Investments (Tables) HTML 67K
60: R40 Goodwill and Intangible Assets (Tables) HTML 152K
61: R41 Deposits (Tables) HTML 75K
62: R42 Borrowings and Other Secured Financings (Tables) HTML 212K
63: R43 Commitments, Guarantees and Contingencies (Tables) HTML 229K
64: R44 Variable Interest Entities and Securitization HTML 363K
Activities (Tables)
65: R45 Regulatory Requirements (Tables) HTML 175K
66: R46 Total Equity (Tables) HTML 342K
67: R47 Earnings per Common Share (Tables) HTML 131K
68: R48 Interest Income and Interest Expense (Tables) HTML 87K
69: R49 Deferred Compensation Plans (Tables) HTML 197K
70: R50 Employee Benefit Plans (Tables) HTML 456K
71: R51 Income Taxes (Tables) HTML 236K
72: R52 Segment and Geographic Information (Tables) HTML 303K
73: R53 Parent Company (Tables) HTML 384K
74: R54 Quarterly Results (Tables) HTML 230K
75: R55 Introduction and Basis of Presentation (Details) HTML 55K
76: R56 Significant Accounting Policies (Details) HTML 98K
77: R57 Fair Value Disclosures (Assets and Liabilities HTML 237K
Measured at Fair Value on a Recurring Basis)
(Details)
78: R58 Fair Value Disclosures (Rollforward of Level 3 HTML 203K
Assets and Liabilities Measured at Fair Value on a
Recurring Basis) (Details)
79: R59 Fair Value Disclosures (Valuation Techniques and HTML 289K
Sensitivity of Unobservable Inputs Used in
Recurring Level 3 Fair Value Measurements)
(Details)
80: R60 Fair Value Disclosures (Fair Value of Investments HTML 75K
Measured at NAV) (Details)
81: R61 Fair Value Disclosures (Earnings Impact of HTML 75K
Instruments under the Fair Value Option) (Details)
82: R62 Fair Value Disclosures (Gains (Losses) Due to HTML 72K
Changes in Instrument-Specific Credit Risk)
(Details)
83: R63 Fair Value Disclosures (Borrowings Measured at HTML 67K
Fair Value) (Details)
84: R64 Fair Value Disclosures (Excess of Contractual HTML 58K
Principal Amount Over Fair Value) (Details)
85: R65 Fair Value Disclosures (Fair Value of Loans in HTML 56K
Nonaccrual Status) (Details)
86: R66 Fair Value Disclosures (Assets Measured at Fair HTML 93K
Value on a Non-Recurring Basis) (Details)
87: R67 Fair Value Disclosures (Financial Instruments Not HTML 140K
Measured at Fair Value) (Details)
88: R68 Derivative Instruments and Hedging Activities HTML 221K
(Derivative Fair Values) (Details)
89: R69 Derivative Instruments and Hedging Activities HTML 121K
(Derivative Notionals) (Details)
90: R70 Derivative Instruments and Hedging Activities HTML 91K
(Gains (Losses) on Accounting Hedges and Trading
Revenues by Product Type) (Details)
91: R71 Derivative Instruments and Hedging Activities HTML 66K
(Credit Risk-Related Contingencies) (Details)
92: R72 Derivative Instruments and Hedging Activities HTML 133K
(Credit Derivatives and Other Credit Contracts)
(Details)
93: R73 Investment Securities (AFS and HTM Securities) HTML 151K
(Details)
94: R74 Investment Securities (Investment Securities in an HTML 169K
Unrealized Loss Position) (Details)
95: R75 Investment Securities (Investment Securities by HTML 219K
Contractual Maturity) (Details)
96: R76 Investment Securities (Gross Realized Gains and HTML 59K
Losses on Sales of AFS Securities) (Details)
97: R77 Collateralized Transactions (Offsetting of Certain HTML 128K
Collateralized Transactions) (Details)
98: R78 Collateralized Transactions (Gross Secured HTML 98K
Financing Balances) (Details)
99: R79 Collateralized Transactions (Assets Pledged) HTML 58K
(Details)
100: R80 Collateralized Transactions (Collateral Received) HTML 56K
(Details)
101: R81 Collateralized Transactions (Concentration Risk) HTML 61K
(Details)
102: R82 Collateralized Transactions (Customer Margin HTML 53K
Lending and Other) (Details)
103: R83 Collateralized Transactions (Restricted Cash and HTML 59K
Segregated Securities) (Details)
104: R84 Loans and Allowance for Credit Losses (Loans Held HTML 140K
for Investment and Held for Sale) (Details)
105: R85 Loans and Allowance for Credit Losses (Impaired HTML 82K
Loans) (Details)
106: R86 Loans and Allowance for Credit Losses (Tdr) HTML 57K
(Details)
107: R87 Loans and Allowance for Credit Losses (Allowance HTML 121K
for Loan Losses and Lending Commitments
Rollforward) (Details)
108: R88 Loans and Allowance for Credit Losses (Employee HTML 63K
Loans) (Details)
109: R89 Equity Method Investments (Equity Method HTML 61K
Investment Balances) (Details)
110: R90 Equity Method Investments (Investees) (Details) HTML 67K
111: R91 Goodwill and Intangible Assets (Goodwill HTML 72K
Rollforward) (Details)
112: R92 Goodwill and Intangible Assets (Intangible Assets HTML 67K
by Business Segment) (Details)
113: R93 Goodwill and Intangible Assets (Gross Amortizable HTML 82K
Intangible Assets by Type) (Details)
114: R94 Goodwill and Intangible Assets (Net Amortizable HTML 74K
Intangible Assets Rollforward) (Details)
115: R95 Deposits (Details) HTML 77K
116: R96 Borrowings and Other Secured Financings HTML 108K
(Maturities and Terms of Borrowings) (Details)
117: R97 Borrowings and Other Secured Financings HTML 65K
(Borrowings Associated with Fair Value Hedges)
(Details)
118: R98 Borrowings and Other Secured Financings (Long-Term HTML 73K
Borrowings) (Details)
119: R99 Borrowings and Other Secured Financings (Rates for HTML 55K
Long-Term Borrowings) (Details)
120: R100 Borrowings and Other Secured Financings (Other HTML 59K
Secured Financings) (Details)
121: R101 Borrowings and Other Secured Financings HTML 95K
(Maturities and Terms of Secured Financings)
(Details)
122: R102 Borrowings and Other Secured Financings (Failed HTML 68K
Sales by Maturity) (Details)
123: R103 Commitments, Guarantees and Contingencies HTML 92K
(Commitments) (Details)
124: R104 Commitments, Guarantees and Contingencies (Future HTML 78K
Minimum Rental Commitments) (Details)
125: R105 Commitments, Guarantees and Contingencies HTML 124K
(Obligations under Guarantee Arrangements)
(Details)
126: R106 Commitments, Guarantees and Contingencies HTML 59K
(Securitization Representations and Warranties)
(Details)
127: R107 Commitments, Guarantees and Contingencies HTML 138K
(Contingencies) (Details)
128: R108 Variable Interest Entities and Securitization HTML 66K
Activities (Consolidated VIEs) (Details)
129: R109 Variable Interest Entities and Securitization HTML 92K
Activities (Assets and Liabilities by Balance
Sheet Caption) (Details)
130: R110 Variable Interest Entities and Securitization HTML 115K
Activities (Non-Consolidated VIEs) (Details)
131: R111 Variable Interest Entities and Securitization HTML 99K
Activities (Transfers of Assets with Continuing
Involvement 1) (Details)
132: R112 Variable Interest Entities and Securitization HTML 84K
Activities (Transfers of Assets with Continuing
Involvement 2) (Details)
133: R113 Variable Interest Entities and Securitization HTML 64K
Activities (Proceeds from New Securitization
Transactions and Sales of Loans) (Details)
134: R114 Variable Interest Entities and Securitization HTML 67K
Activities (Assets Sold with Retained Exposure)
(Details)
135: R115 Variable Interest Entities and Securitization HTML 56K
Activities (Failed Sales) (Details)
136: R116 Regulatory Requirements (Narrative) (Details) HTML 58K
137: R117 Regulatory Requirements (Capital Measures) HTML 95K
(Details)
138: R118 Regulatory Requirements (U.S. Bank Subsidiaries' HTML 100K
Regulatory Capital and Capital Ratios) (Details)
139: R119 Regulatory Requirements (Broker-Dealer Regulatory HTML 61K
Capital Requirements) (Details)
140: R120 Regulatory Requirements (Restricted Net Assets) HTML 53K
(Details)
141: R121 Total Equity (Rollforward of Common Stock HTML 61K
Outstanding) (Details)
142: R122 Total Equity (Dividends and Share Repurchases) HTML 75K
(Details)
143: R123 Total Equity (Preferred Stock General Disclosure) HTML 80K
(Details)
144: R124 Total Equity (Preferred Stock Outstanding) HTML 97K
(Details)
145: R125 Total Equity (Preferred Stock Issuance HTML 107K
Description) (Details)
146: R126 Total Equity (Aoci) (Details) HTML 77K
147: R127 Total Equity (Period Changes in OCI Components) HTML 192K
(Details)
148: R128 Total Equity (Cumulative Foreign Currency HTML 62K
Translation Adjustments) (Details)
149: R129 Earnings per Common Share (Calculation of Basic HTML 125K
and Diluted EPS) (Details)
150: R130 Interest Income and Interest Expense (Details) HTML 86K
151: R131 Deferred Compensation Plans (Stock-based HTML 80K
Compensation Plans) (Details)
152: R132 Deferred Compensation Plans (Vested and Unvested HTML 81K
RSU Activity) (Details)
153: R133 Deferred Compensation Plans (Unvested RSU HTML 82K
Activity) (Details)
154: R134 Deferred Compensation Plans (Performance-Based HTML 89K
Stock Units) (Details)
155: R135 Deferred Compensation Plans (Deferred Cash-based HTML 72K
Compensation Plans) (Details)
156: R136 Deferred Compensation Plans (Annual Compensation HTML 79K
Cost for 2017 Performance Year Awards) (Details)
157: R137 Employee Benefit Plans (Net Periodic Benefit HTML 107K
Expense (Income)) (Details)
158: R138 Employee Benefit Plans (Rollforward of the Benefit HTML 117K
Obligation and Fair Value of Plan Assets)
(Details)
159: R139 Employee Benefit Plans (Aoci) (Details) HTML 72K
160: R140 Employee Benefit Plans (Pension Plans with HTML 62K
Projected Benefit Obligations in Excess of Fair
Value of Plan Assets) (Details)
161: R141 Employee Benefit Plans (Assumptions) (Details) HTML 74K
162: R142 Employee Benefit Plans (Fair Value of Plan Assets HTML 146K
and Liabilities) (Details)
163: R143 Employee Benefit Plans (Rollforward of Level 3 HTML 62K
Plan Assets) (Details)
164: R144 Employee Benefit Plans (Funds Measured at NAV per HTML 67K
Share) (Details)
165: R145 Employee Benefit Plans (Expected Future Benefit HTML 72K
Payments) (Details)
166: R146 Employee Benefit Plans (401(k) and Defined HTML 66K
Contribution Pension Plans) (Details)
167: R147 Income Taxes (Provision for (Benefit from) Income HTML 132K
Taxes) (Details)
168: R148 Income Taxes (Effective Income Tax Rate) (Details) HTML 95K
169: R149 Income Taxes (Deferred Tax Assets and Liabilities) HTML 88K
(Details)
170: R150 Income Taxes (Unrecognized Tax Benefits) (Details) HTML 74K
171: R151 Income Taxes (Earliest Tax Year Subject to HTML 62K
Examination in Major Tax Jurisdictions) (Details)
172: R152 Income Taxes (Income from Continuing Operations HTML 59K
Before Income Tax Expense (Benefit)) (Details)
173: R153 Segment and Geographic Information (Selected HTML 139K
Financial Information by Business Segment)
(Details)
174: R154 Segment and Geographic Information (Net Unrealized HTML 53K
Performance-based Fees) (Details)
175: R155 Segment and Geographic Information (Net Discrete HTML 83K
Tax Provision (Benefit) by Segment) (Details)
176: R156 Segment and Geographic Information (Assets by HTML 60K
Business Segment) (Details)
177: R157 Segment and Geographic Information (Net Revenues HTML 65K
by Region) (Details)
178: R158 Segment and Geographic Information (Total Assets HTML 60K
by Region) (Details)
179: R159 Parent Company (Condensed Income Statements and HTML 131K
Comprehensive Income Statements) (Details)
180: R160 Parent Company (Condensed Balance Sheets) HTML 145K
(Details)
181: R161 Parent Company (Condensed Cash Flow Statements) HTML 165K
(Details)
182: R162 Parent Company (Long-Term Borrowings) (Details) HTML 63K
183: R163 Parent Company (Guarantees) (Details) HTML 58K
184: R164 Quarterly Results (Unaudited) (Details) HTML 129K
185: R165 Quarterly Results (Unaudited) (Subnote) (Details) HTML 65K
186: R166 Quarterly Results (Unaudited) (Employee HTML 54K
Share-Based Awards) (Details)
188: XML IDEA XML File -- Filing Summary XML 378K
187: EXCEL IDEA Workbook of Financial Reports XLSX 321K
15: EX-101.INS XBRL Instance -- ms-20171231 XML 20.13M
17: EX-101.CAL XBRL Calculations -- ms-20171231_cal XML 676K
18: EX-101.DEF XBRL Definitions -- ms-20171231_def XML 3.50M
19: EX-101.LAB XBRL Labels -- ms-20171231_lab XML 6.67M
20: EX-101.PRE XBRL Presentations -- ms-20171231_pre XML 4.77M
16: EX-101.SCH XBRL Schema -- ms-20171231 XSD 679K
189: ZIP XBRL Zipped Folder -- 0001193125-18-060831-xbrl Zip 1.21M
| EX-10.5 |
EXHIBIT 10.5
AMENDMENT TO THE
MORGAN STANLEY 401(k) PLAN
Morgan Stanley Services Group Inc. (the “Company”) hereby amends the Morgan Stanley 401(k) Plan (the “401(k) Plan”) as follows:
| 1. | Effective January 8, 2018, the definition of “Earnings” in Section 2 of the 401(k) Plan is amended by inserting a new sentence immediately following the third sentence of the first paragraph thereof to read as follows: |
“Notwithstanding anything to the contrary in the definition of Earnings, Earnings shall exclude amounts designated by the Plan Administrator as ‘a special “one-time” payment’ (generally not to exceed USD $1,000 per person) made to certain employees in the first calendar quarter of 2018.”
* * * * * * * * *
IN WITNESS WHEREOF, the Company has caused this Amendment to be executed on its behalf as of this 17th day of January, 2018.
| MORGAN STANLEY SERVICES GROUP INC. | ||
| By: | /s/ Jeffrey Brodsky | |
| Title: | Chief Human Resources Officer | |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/27/18 | 4, 424B2 | ||
| 1/8/18 | 424B2, FWP, SC 13G/A | |||
| For Period end: | 12/31/17 | 11-K, 13F-HR, 13F-HR/A | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/26/24 Morgan Stanley POS AM 5:1M Davis Polk & … LLP 01/FA 2/22/24 Morgan Stanley POSASR 2/22/24 6:1M Davis Polk & … LLP 01/FA 11/16/23 Morgan Stanley S-3ASR 11/16/23 27:5.2M Davis Polk & … LLP 01/FA 2/24/23 Morgan Stanley 10-K 12/31/22 227:50M 2/24/22 Morgan Stanley 10-K 12/31/21 225:51M 10/22/21 Morgan Stanley 8-A12B 4:271K Davis Polk & … LLP 01/FA 2/26/21 Morgan Stanley 10-K 12/31/20 225:50M 11/16/20 Morgan Stanley S-3ASR 11/16/20 23:4.8M Davis Polk & … LLP 01/FA |