SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Alta Equipment Group Inc. – ‘S-1’ on 10/26/20 – ‘EX-10.12’

On:  Monday, 10/26/20, at 4:30pm ET   ·   Accession #:  1193125-20-276978   ·   File #:  333-249672

Previous ‘S-1’:  ‘S-1’ on 3/25/20   ·   Next:  ‘S-1’ on 12/3/20   ·   Latest:  ‘S-1/A’ on 12/16/20   ·   17 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/26/20  Alta Equipment Group Inc.         S-1                   85:8.9M                                   Donnelley … Solutions/FA

Registration Statement (General Form)   —   Form S-1   —   SA’33
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML   2.09M 
 2: EX-5.1      Opinion of Counsel re: Legality                     HTML     27K 
 3: EX-10.12    Material Contract                                   HTML     28K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     22K 
 5: EX-23.2     Consent of Expert or Counsel                        HTML     22K 
 6: EX-23.3     Consent of Expert or Counsel                        HTML     23K 
 7: EX-23.4     Consent of Expert or Counsel                        HTML     23K 
 8: EX-23.5     Consent of Expert or Counsel                        HTML     22K 
15: R1          Cover                                               HTML     38K 
16: R2          Consolidated Balance Sheets                         HTML    153K 
17: R3          Consolidated Balance Sheets (Parenthetical)         HTML     55K 
18: R4          Consolidated Statements of Operations               HTML     97K 
19: R5          Consolidated Statements of Operations               HTML     29K 
                (Parenthetical)                                                  
20: R6          Consolidated Statements of Stockholder's Equity     HTML     83K 
                (Deficit)                                                        
21: R7          Consolidated Statements of Stockholder's Equity     HTML     25K 
                (Deficit) (Parenthetical)                                        
22: R8          Consolidated Statements of Cash Flows               HTML    170K 
23: R9          Organization and Nature of Business Operations      HTML     46K 
24: R10         Summary of Significant Accounting Policies          HTML     69K 
25: R11         Related Party Transactions                          HTML     33K 
26: R12         Stockholders' Equity                                HTML     37K 
27: R13         Fair Value Instruments                              HTML     40K 
28: R14         Income Tax                                          HTML     50K 
29: R15         Subsequent Events                                   HTML     29K 
30: R16         Revenue Recognition                                 HTML     67K 
31: R17         Inventories                                         HTML     33K 
32: R18         Property and Equipment                              HTML     37K 
33: R19         Goodwill                                            HTML     30K 
34: R20         Intangible Assets                                   HTML     36K 
35: R21         Lines of Credit and Floor Plans                     HTML     32K 
36: R22         Long-Term Debt                                      HTML     42K 
37: R23         Contingencies                                       HTML     27K 
38: R24         Business Combinations                               HTML     75K 
39: R25         Segments                                            HTML     72K 
40: R26         Summary of Significant Accounting Policies          HTML    112K 
                (Policies)                                                       
41: R27         Summary of Significant Accounting Policies          HTML     32K 
                (Tables)                                                         
42: R28         Income Tax (Tables)                                 HTML     48K 
43: R29         Revenue Recognition (Tables)                        HTML     51K 
44: R30         Inventories (Tables)                                HTML     33K 
45: R31         Property and Equipment (Tables)                     HTML     36K 
46: R32         Goodwill (Tables)                                   HTML     30K 
47: R33         Intangible Assets (Tables)                          HTML     36K 
48: R34         Long-Term Debt (Tables)                             HTML     34K 
49: R35         Fair Value Instruments (Tables)                     HTML     29K 
50: R36         Business Combinations (Tables)                      HTML     76K 
51: R37         Segments (Tables)                                   HTML     74K 
52: R38         Organization and Nature of Business Operations -    HTML     92K 
                Additional Information (Detail)                                  
53: R39         Summary of Significant Accounting Policies -        HTML    111K 
                Additional Information (Detail)                                  
54: R40         Summary of Significant Accounting Policies -        HTML     38K 
                Schedule of basic and diluted income (Loss) Per                  
                Share (Detail)                                                   
55: R41         Related Party Transactions - Additional             HTML     69K 
                Information (Detail)                                             
56: R42         Stockholders Equity - Additional Information        HTML     66K 
                (Detail)                                                         
57: R43         Fair Value Instruments - Additional Information     HTML     44K 
                (Detail)                                                         
58: R44         Income Taxes - Summary of Income Tax Benefit        HTML     42K 
                (Detail)                                                         
59: R45         Income Tax - Schedule of federal income tax rate    HTML     35K 
                (Detail)                                                         
60: R46         Subsequent Events - Additional Information          HTML     58K 
                (Detail)                                                         
61: R47         Revenue Recognition - Additional Information        HTML     38K 
                (Detail)                                                         
62: R48         Revenue Recognition - Summary of Disaggregated      HTML     49K 
                Revenues (Detail)                                                
63: R49         Inventories - Summary of Components of              HTML     40K 
                Inventories, Net (Detail)                                        
64: R50         Inventories - Additional Information (Detail)       HTML     25K 
65: R51         Property and Equipment - Schedule of Property and   HTML     47K 
                Equipment, Net (Detail)                                          
66: R52         Property and Equipment - Additional Information     HTML     37K 
                (Detail)                                                         
67: R53         Goodwill - Schedule of Carrying Amount of Goodwill  HTML     33K 
                in Total and by Reportable Segment (Detail)                      
68: R54         Intangible Assets - Schedule of Gross Carrying      HTML     39K 
                Amount of Intangible Assets and Accumulated                      
                Amortization (Detail)                                            
69: R55         Intangible Assets - Additional Information          HTML     26K 
                (Detail)                                                         
70: R56         Lines of Credit and Floor Plans - Additional        HTML     72K 
                Information (Detail)                                             
71: R57         Long-term Debt - Additional Information (Detail)    HTML    116K 
72: R58         Long-term Debt - Schedule of Long-term Debt         HTML     43K 
                (Detail)                                                         
73: R59         Contingencies - Additional Information (Detail)     HTML     33K 
74: R60         Income Taxes - Additional Information (Detail)      HTML     36K 
75: R61         Fair Value Instruments - Summary of Provisional     HTML     28K 
                Fair Value of Contingent Liability for Earn-out                  
                Consideration at Net Present Value by Level of                   
                Hierarchy (Detail)                                               
76: R62         Business Combinations - Additional Information      HTML     68K 
                (Detail)                                                         
77: R63         Business Combinations - Summary of Net Assets       HTML    106K 
                Acquired from Acquisition (Detail)                               
78: R64         Business Combinations - Summary of Components of    HTML     35K 
                Purchase Price (Detail)                                          
79: R65         Business Combinations - Summary of Pro Forma        HTML     44K 
                Information (Detail)                                             
80: R66         Segments - Additional Information (Detail)          HTML     30K 
81: R67         Segments - Schedule of Results of Operations by     HTML     77K 
                Reportable Segment (Detail)                                      
82: R68         Segments - Summary of Identified Assets by          HTML     34K 
                Reportable Segment (Detail)                                      
84: XML         IDEA XML File -- Filing Summary                      XML    150K 
83: EXCEL       IDEA Workbook of Financial Reports                  XLSX    118K 
 9: EX-101.INS  XBRL Instance -- altg-20200630                       XML   1.79M 
11: EX-101.CAL  XBRL Calculations -- altg-20200630_cal               XML    270K 
12: EX-101.DEF  XBRL Definitions -- altg-20200630_def                XML    864K 
13: EX-101.LAB  XBRL Labels -- altg-20200630_lab                     XML   1.37M 
14: EX-101.PRE  XBRL Presentations -- altg-20200630_pre              XML   1.07M 
10: EX-101.SCH  XBRL Schema -- altg-20200630                         XSD    209K 
85: ZIP         XBRL Zipped Folder -- 0001193125-20-276978-xbrl      Zip    191K 


‘EX-10.12’   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-10.12  

Exhibit 10.12

October 23, 2020

Howell Tractor and Equipment, LLC

3111 W.167th St.

Hazel Crest, IL 60429

Attention: Manager

Re: Registration of 650,000 shares of common stock of Alta Equipment Group Inc.

Ladies and Gentlemen:

Reference is made to that certain Asset Purchase Agreement (the “Agreement”), dated as of October 15, 2020, is by and among Alta Construction Equipment Illinois, LLC, a Michigan limited liability company (“Buyer”), Howell Tractor and Equipment, LLC, an Illinois limited liability company (“Seller”), Lanigan Holdings LLC, an Illinois limited liability company (“Lanigan Holdings”) and Lanigan Partners, Ltd., an Illinois limited partnership (“Lanigan Partners”). Capitalized terms used in this letter and not defined in this letter shall have the meanings ascribed to them in the Agreement.

Pursuant to Section 7.02(r) of the Agreement, at the closing of the transactions contemplated by the Agreement the Share Consideration shall be registered for resale with the Securities and Exchange Commission (the “SEC”).

In furtherance of the obligation to register the Share Consideration for resale, the parties to this letter agreement have agreed as follows:

1.    Alta Equipment Group Inc., a Delaware corporation and the parent corporation of Buyer (“Parent”), shall prepare and file with the SEC a registration statement with respect to the Share Consideration and shall use its commercially reasonable efforts to cause such registration statement to become effective and to keep such registration statement effective the earlier of the date all of the Share Consideration has been sold or the date all of the Share Consideration is freely tradeable under Rule 144 promulgated under the Securities Act of 1933 (the “Securities Act”) or any successor rule to Rule 144.

2.    Parent shall prepare and file with the SEC such amendments and supplements to such registration statement, and the prospectus used in connection with such registration statement, as may be necessary to comply with the Securities Act in order to enable the disposition of all securities covered by such registration statement.

3.    Parent shall furnish to the selling securityholders named in the registration statement such numbers of copies of a prospectus, including a preliminary prospectus, as required by the Securities Act, and such other documents as such holders may reasonably request in order to facilitate their disposition of their Share Consideration.


4.    Parent shall use its commercially reasonable efforts to cause all such Share Consideration covered by such registration statement to be listed on the New York Stock Exchange or any other exchange on which the Parent’s common stock is listed.

5.    Parent shall be responsible for all expenses (other than selling expenses incurred by a selling stockholder) incurred in connection with registrations, filings, or qualifications pursuant to this letter agreement, including all registration, filing, and qualification fees; printers’ and accounting fees; and fees and disbursements of counsel for the Company.

Please confirm your agreement to this letter agreement by signing below where indicated.

 

Very truly yours,
Alta Equipment Group Inc.
/s/ Anthony J. Colucci
Anthony J. Colucci,
Chief Financial Officer

 

Agreed and acknowledged by:
Howell Tractor and Equipment, LLC
  /s/ Stephen J. Bayers
  Stephen J. Bayers,
  Manager
Lanigan Holdings LLC,
  /s/ Stephen J. Bayers
  Stephen J. Bayers,
  Chief Financial Officer
Lanigan Partners, Ltd
  /s/ Stephen J. Bayers
  Stephen J. Bayers,
  Chief Financial Officer

 

2


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘S-1’ Filing    Date    Other Filings
Filed on:10/26/20
10/23/20
10/15/208-K
 List all Filings 


11 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/14/24  Alta Equipment Group Inc.         10-K       12/31/23  119:25M                                    Donnelley … Solutions/FA
11/08/23  Alta Equipment Group Inc.         10-Q        9/30/23   94:15M                                    Donnelley … Solutions/FA
 8/09/23  Alta Equipment Group Inc.         10-Q        6/30/23   93:16M                                    Donnelley … Solutions/FA
 5/10/23  Alta Equipment Group Inc.         10-Q        3/31/23   91:13M                                    Donnelley … Solutions/FA
 3/09/23  Alta Equipment Group Inc.         10-K       12/31/22  116:19M                                    Donnelley … Solutions/FA
11/09/22  Alta Equipment Group Inc.         10-Q        9/30/22   94:17M                                    Donnelley … Solutions/FA
 8/09/22  Alta Equipment Group Inc.         10-Q        6/30/22   93:16M                                    Donnelley … Solutions/FA
 3/31/22  Alta Equipment Group Inc.         10-K       12/31/21  118:18M                                    ActiveDisclosure/FA
 7/09/21  Alta Equipment Group Inc.         POS AM                 2:319K                                   ActiveDisclosure/FA
 3/18/21  Alta Equipment Group Inc.         10-K       12/31/20  114:16M                                    ActiveDisclosure/FA
10/29/20  SEC                               UPLOAD12/03/20    2:39K  Alta Equipment Group Inc.


6 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/14/20  Alta Equipment Group Inc.         8-K12B:1,2, 2/14/20    7:1.1M                                   EdgarAgents LLC/FA
 2/14/20  Alta Equipment Group Inc.         8-A12B/A               7:438K                                   EdgarAgents LLC/FA
 2/04/20  Alta Equipment Group Inc.         8-K:1,7,9   2/03/20    5:4.6M                                   EdgarAgents LLC/FA
 1/23/20  Alta Equipment Group Inc.         DEFM14A     1/23/20    1:28M                                    EdgarAgents LLC/FA
12/13/19  Alta Equipment Group Inc.         8-K:1,3,7,912/12/19    5:20M                                    EdgarAgents LLC/FA
 4/11/19  Alta Equipment Group Inc.         8-K:1,3,5,8 4/08/19   13:1.1M                                   S2 Filings LLC/FA
Top
Filing Submission 0001193125-20-276978   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., May 4, 1:27:17.2pm ET