|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/20/20 BGC Partners, Inc. S-3 7:480K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: S-3 Registration Statement - Securities for a HTML 185K
Transaction
2: EX-5.1 Opinion of Counsel re: Legality HTML 11K
3: EX-23.1 Consent of Expert or Counsel HTML 5K
4: EX-25.1 Statement of Eligibility to Act as a Trustee HTML 26K
5: EX-25.2 Statement of Eligibility to Act as a Trustee HTML 26K
6: EX-25.3 Statement of Eligibility to Act as a Trustee HTML 38K
7: EX-25.4 Statement of Eligibility to Act as a Trustee HTML 37K
| EX-25.1 |
Exhibit 25.1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM T-1
STATEMENT OF ELIGIBILITY
UNDER THE TRUST INDENTURE ACT OF 1939
OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE
| ☐ | Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) |
U.S. BANK NATIONAL ASSOCIATION
(Exact name of Trustee as specified in its charter)
31-0841368
I.R.S. Employer Identification No.
| 800 Nicollet Mall |
55402 | |
| (Address of principal executive offices) | (Zip Code) |
U.S. Bank National Association
100 Wall Street
(212) 951-6996
(Name, address and telephone number of agent for service)
BGC PARTNERS, INC.
(Issuer with respect to the Securities)
| Delaware | 13-4063515 | |
| (State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
| 499 Park Avenue |
10022 | |
| (Address of Principal Executive Offices) | (Zip Code) |
5.125% Senior Notes due 2021
(Title of the Indenture Securities)
FORM T-1
| Item 1. | GENERAL INFORMATION. Furnish the following information as to the Trustee. |
| a) | Name and address of each examining or supervising authority to which it is subject. |
Comptroller of the Currency
Washington, D.C.
| b) | Whether it is authorized to exercise corporate trust powers. |
Yes
| Item 2. | AFFILIATIONS WITH OBLIGOR. If the obligor is an affiliate of the Trustee, describe each such affiliation. |
None
| Items 3-15 | Items 3-15 are not applicable because to the best of the Trustee’s knowledge, the obligor is not in default under any Indenture for which the Trustee acts as Trustee. |
| Item 16. | LIST OF EXHIBITS: List below all exhibits filed as a part of this statement of eligibility and qualification. |
| 1. | A copy of the Articles of Association of the Trustee.* |
| 2. | A copy of the certificate of authority of the Trustee to commence business.*** |
| 3. | A copy of the certificate of authority of the Trustee to exercise corporate trust powers.*** |
| 4. | A copy of the existing bylaws of the Trustee.** |
| 5. | A copy of each Indenture referred to in Item 4. Not applicable. |
| 6. | The consent of the Trustee required by Section 321(b) of the Trust Indenture Act of 1939, attached as Exhibit 6. |
| 7. | Report of Condition of the Trustee as of June 30, 2020 published pursuant to law or the requirements of its supervising or examining authority, attached as Exhibit 7. |
| * | Incorporated by reference to Exhibit 25.1 to Amendment No. 2 to registration statement on S-4, Registration Number 333-128217 filed on November 15, 2005. |
| ** | Incorporated by reference to Exhibit 25.1 to registration statement on form S-3ASR, Registration Number 333-199863 filed on November 5, 2014. |
| *** | Incorporated by reference to Exhibit 25.1 to registration statement on form S-3ASR, Registration Number 333-227395 filed on September 18, 2018. |
SIGNATURE
Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the Trustee, U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility and qualification to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of New York, State of New York on the 16th of October, 2020.
| By: | ||
| Hazrat Ray Haniff | ||
| Assistant Vice President |
Exhibit 6
CONSENT
In accordance with Section 321(b) of the Trust Indenture Act of 1939, the undersigned, U.S. BANK NATIONAL ASSOCIATION hereby consents that reports of examination of the undersigned by Federal, State, Territorial or District authorities may be furnished by such authorities to the Securities and Exchange Commission upon its request therefor.
Dated: October 16, 2020
| By: | ||
| Hazrat Ray Haniff | ||
| Assistant Vice President |
Exhibit 7
U.S. Bank National Association
Statement of Financial Condition
As of 6/30/2020
($000’s)
| 6/30/2020 | ||||
| Assets |
||||
| Cash and Balances Due From Depository Institutions |
$ | 52,265,124 | ||
| Securities |
126,598,837 | |||
| Federal Funds |
806 | |||
| Loans & Lease Financing Receivables |
311,129,409 | |||
| Fixed Assets |
7,834,494 | |||
| Intangible Assets |
12,365,020 | |||
| Other Assets |
26,097,656 | |||
|
|
|
|||
| Total Assets |
$ | 536,291,346 | ||
| Liabilities |
||||
| Deposits |
$ | 425,279,286 | ||
| Fed Funds |
2,453,923 | |||
| Treasury Demand Notes |
0 | |||
| Trading Liabilities |
1,018,213 | |||
| Other Borrowed Money |
36,976,115 | |||
| Acceptances |
0 | |||
| Subordinated Notes and Debentures |
3,850,000 | |||
| Other Liabilities |
14,538,821 | |||
|
|
|
|||
| Total Liabilities |
$ | 484,116,358 | ||
| Equity |
||||
| Common and Preferred Stock |
18,200 | |||
| Surplus |
14,266,915 | |||
| Undivided Profits |
37,089,306 | |||
| Minority Interest in Subsidiaries |
800,567 | |||
|
|
|
|||
| Total Equity Capital |
$ | 52,174,988 | ||
| Total Liabilities and Equity Capital |
$ | 536,291,346 | ||
| This ‘S-3’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 10/20/20 | |||
| 10/16/20 | ||||
| 6/30/20 | 10-Q, 8-K | |||
| 9/18/18 | S-3ASR | |||
| 11/5/14 | ||||
| 11/15/05 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/26/20 SEC UPLOAD¶ 11/27/20 2:39K BGC Group, Inc. |