SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Anglogold Ashanti Ltd., et al. – ‘6-K’ for 10/1/20

On:  Thursday, 10/1/20, at 5:12pm ET   ·   For:  10/1/20   ·   Accession #:  1193125-20-261447   ·   File #s:  1-14846, 1-34725

Previous ‘6-K’:  ‘6-K’ on / for 9/30/20   ·   Next:  ‘6-K’ on / for 10/14/20   ·   Latest:  ‘6-K’ on 9/20/23 for 9/30/23   ·   4 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/01/20  Anglogold Ashanti Ltd.            6-K        10/01/20    6:480K                                   Donnelley … Solutions/FA
          AngloGold Ashanti Holdings plc

Current, Quarterly or Annual Report by a Foreign Issuer   —   Form 6-K   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 6-K         Current, Quarterly or Annual Report by a Foreign    HTML     13K 
                Issuer                                                           
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    144K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders  HTML    106K 
 4: EX-5.1      Opinion of Counsel re: Legality                     HTML     12K 
 5: EX-5.2      Opinion of Counsel re: Legality                     HTML     67K 
 6: EX-5.3      Opinion of Counsel re: Legality                     HTML     22K 


‘6-K’   —   Current, Quarterly or Annual Report by a Foreign Issuer


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  6-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

October 1, 2020

Commission File Number: 001-14846

 

 

ANGLOGOLD ASHANTI LIMITED

(Translation of registrant’s name into English)

 

 

76 Rahima Moosa Street

Newtown, Johannesburg, 2001

(PO Box 62117, Marshalltown, 2107)

South Africa

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

 

 

 


Each of AngloGold Ashanti Limited and AngloGold Ashanti Holdings plc is filing the following exhibits on this Report on Form 6-K, each of which is hereby incorporated by reference into their respective Registration Statements Nos. 333-230651 and 333-230651-01.

EXHIBIT INDEX

 

Exhibit

  

Description

Exhibit 1.1    Underwriting Agreement, dated September  28, 2020, by and among AngloGold Ashanti Holdings plc, as issuer, AngloGold Ashanti Limited, as guarantor, and Barclays Bank PLC, BMO Capital Markets Corp., BNP Paribas, BofA Securities, Inc., CIBC World Markets Corp., Citigroup Global Markets Inc., Deutsche Bank AG, London Branch, J.P. Morgan Securities plc, RBC Capital Markets, LLC, Scotia Capital (USA) Inc., Standard Chartered Bank and Australia and New Zealand Banking Group Limited, as underwriters.
Exhibit 4.1    Officers’ Certificate pursuant to Section 301 of the Indenture.
Exhibit 5.1    Opinion of Cravath, Swaine & Moore LLP.
Exhibit 5.2    Opinion of ENSafrica (Edward Nathan Sonnenbergs Inc.).
Exhibit 5.3    Opinion of Cains Advocates Limited.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the first day of October, 2020.

 

AngloGold Ashanti Limited
By:  

/s/ Lizelle Marwick

  Name:   Lizelle Marwick
 

Title:

  Executive Vice President – General Counsel,
    Compliance and Interim Company Secretary

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘6-K’ Filing    Date    Other Filings
Filed on / For Period end:10/1/208-A12B
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/25/24  AngloGold Ashanti plc             20-F       12/31/23  181:142M                                   Workiva Inc Wde… FA01/FA
 3/17/23  Anglogold Ashanti Ltd.            20-F       12/31/22  183:208M                                   Workiva Inc Wde… FA01/FA
 4/01/22  Anglogold Ashanti Ltd.            F-3ASR      4/01/22   27:1.1M                                   Cravath Swaine & … 01/FA
 3/30/22  Anglogold Ashanti Ltd.            20-F       12/31/21  169:67M                                    Workiva Inc Wde… FA01/FA
Top
Filing Submission 0001193125-20-261447   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., Apr. 27, 1:50:52.1pm ET