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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/31/20 Nuveen Taxable Muni Income Fund N-2 8/28/20 16:2.1M Donnelley … Solutions/FA Nuveen Taxable Municipal Income Fund |
Document/Exhibit Description Pages Size
1: N-2 Nuveen Taxable Municipal Income Fund HTML 898K
2: EX-99.B Amended and Restated By-Laws of Registrant HTML 69K
3: EX-99.G.1 Investment Management Agreement HTML 31K
4: EX-99.G.2 Continuance of Investment Management Agreement HTML 27K
5: EX-99.G.3 Investment Sub-Advisory Agreement HTML 72K
6: EX-99.G.4 Notice of Continuance of Investment Sub-Advisory HTML 51K
Agreements
7: EX-99.I Amended and Restated Nuveen Open and Closed End HTML 74K
Funds Deferred Compensation Plan
8: EX-99.J.2 Amendment and Revised Appendix A to Custodian HTML 58K
Agreement
9: EX-99.K.1 Transfer Agency and Service Agreement HTML 98K
10: EX-99.K.2 First Amendment and Updated Schedule A to Transfer HTML 39K
Agency and Service Agreement
11: EX-99.K.3 Second Amendment to the Transfer Agency and HTML 55K
Service Agreement
12: EX-99.K.4 Third Amendment to the Transfer Agency and Service HTML 13K
Agreement
13: EX-99.N Consent of Kpmg LLP HTML 8K
14: EX-99.R.1 Code of Ethics and Reporting Requirements of HTML 84K
Nuveen
15: EX-99.R.2 Code of Ethics for the Independent Trustees of the HTML 26K
Nuveen Funds
16: EX-99.S Powers of Attorney HTML 33K
| Third Amendment to the Transfer Agency and Service Agreement |
Third Amendment to Transfer Agency and Service Agreement
This Third Amendment (“Amendment”), effective as of May 11, 2020 (“Effective Date”), ls to the Transfer Agency and Service Agreement (the “Agreement”, made as of June 15, 2017, by and between each of the Nuveen closed-end investment companies listed on Schedule A (each such investment company, a “Fund”, and Computershare Inc. (“Computershare”) and Computershare Trust Company, N.A. (“Trust Company”, and together with Computershare, “Transfer Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
WHEREAS, the Funds and Transfer Agent are parties to the Agreement; and
WHEREAS, the Funds and Transfer Agent desire to amend the Agreement upon the terms and conditions set forth herein;
NOW THEREFORE, for good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the parties hereby agree as follows:
| 1. | Amendment to Fee and Service Schedule for Stock Transfer Services. The Fee and Service Schedule for Stock Transfer Services of the Agreement is hereby amended as follows: |
| (a) | Delete the “Term” section In its entirety and replace It with the following; |
“The fees set forth in this Schedule shall be effective for a period of eight (8) years, commencing from the effective date of lune 15, 2017 (the “Initial Term”). If no new fee schedule ls agreed upon prior to a Renewal Term, provided that service mix and volumes remain constant, the fees listed ln the Schedule shall be increased by the accumulated change in the National Employment Cost Index for Service Providing Industries (Finance and Insurance) for the preceding years of the expiring term, as published by the Bureau of labor Statistics of the United States Department of Labor. Fees will be increased on this basis for each successive Renewal Term.”
| 2. | Limited Effect. Except as expressly modified herein, the Agreement shall continue to be and shall remain, In full force and effect and the valid and binding obligation of the parties thereto in accordance with its terms. |
| 3. | Counterparts. This Amendment may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. A signature to this Amendment executed and/or transmitted electronically shall have the same authority, effect, and enforceability as an original signature. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers, hereunto duly agreed and authorized, as of the Effective Date.
| Computershare Trust Company, N.A. | On behalf of each of the Nuveen closed-end | |
| Computershare Inc. | Investment companies listed on Schedule A | |
| of the Agreement | ||
| On Behalf of Both Entities: | ||
| By: /s/ Jennifer Warren | By: /s/ Tina A. Lazar | |
| Name: Jennifer Warren | Name: Tina M. Lazar | |
| Title: CEO Issuer Services, North America | Title: Vice President | |
| This ‘N-2’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 8/31/20 | None on these Dates | ||
| Filed on: | 8/28/20 | |||
| 5/11/20 | ||||
| 6/15/17 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/05/20 Nuveen Taxable Muni Income Fund N-CSR 3/31/20 4:1.2M Kelvyn Press Inc./FA 3/20/18 Nuveen Taxable Muni Income Fund N-14 8C¶ 17:6.1M Donnelley … Solutions/FA 3/29/10 Nuveen Taxable Muni Income Fund N-2/A¶ 20:2.1M Donnelley … Solutions/FA 2/18/10 Nuveen Taxable Muni Income Fund N-2¶ 5:1M Donnelley … Solutions/FA |