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Equitable Financial Life Insurance Co. – ‘S-3/A’ on 11/10/21 – ‘EX-99.(4)(L)’

On:  Wednesday, 11/10/21, at 2:16pm ET   ·   Accession #:  1193125-21-325742   ·   File #:  333-258708

Previous ‘S-3’:  ‘S-3’ on 8/17/21   ·   Next:  ‘S-3’ on 2/17/22   ·   Latest:  ‘S-3/A’ on 4/19/24   ·   55 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/10/21  Equitable Financial Life Ins Co.  S-3/A                 20:13M                                    Donnelley … Solutions/FA

Pre-Effective Amendment to Registration Statement – Securities for a Transaction   —   Form S-3   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-3/A       Pre-Effective Amendment to Registration Statement   HTML   1.17M 
                - Securities for a Transaction                                   
19: EX-99.(23)  Consent of Independent Registered Public            HTML      8K 
                Accounting Firm                                                  
20: EX-99.(24)  Powers of Attorney                                  HTML     30K 
 2: EX-99.(4)(C)  Form of Data Page, 2021Scsi-Dpb                   HTML     75K 
 3: EX-99.(4)(D)  Form of Data Page, 2021Scsi-Dpadv                 HTML     67K 
 4: EX-99.(4)(H)  Form of Rider, 2021Scsi-Al                        HTML     17K 
 5: EX-99.(4)(I)  Form of Rider, Scsi-Dd                            HTML     12K 
 6: EX-99.(4)(J)  Form of Rider, Scsi-Eu                            HTML     14K 
 7: EX-99.(4)(K)  Form of Rider, Scsi-St                            HTML     12K 
 8: EX-99.(4)(L)  Form of Rider, Scsi-Su                            HTML     11K 
 9: EX-99.(4)(M)  Form of Rider, Scsi-Glwb                          HTML     97K 
10: EX-99.(4)(N)  Form of Rider, Scsi-Ropdb                         HTML     19K 
11: EX-99.(4)(O)  Form of Rider, Scsi-Havdb                         HTML     25K 
12: EX-99.(4)(P)  Form of Endorsement, 2021Scsi-Nq                  HTML     41K 
13: EX-99.(4)(Q)  Form of Endorsement, 2021Scsi-Ira                 HTML     60K 
14: EX-99.(4)(R)  Form of Endorsement, 2021Scsi-Roth                HTML     65K 
15: EX-99.(4)(S)  Form of Endorsement, 2021Scsi-Sep-Ira             HTML     64K 
16: EX-99.(4)(V)  Form of Application, 2021 Scsi App B              HTML     50K 
17: EX-99.(4)(W)  Form of Application, 2021 Scsi App Adv            HTML     50K 
18: EX-99.(5)   Opinion of Shane Daly                               HTML     11K 


‘EX-99.(4)(L)’   —   Form of Rider, Scsi-Su


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form of Rider, SCSI-SU  

EQUITABLE FINANCIAL LIFE INSURANCE COMPANY

STEP UP SEGMENT OPTION RIDER

This Rider is part of your Contract and its provisions apply in lieu of any Contract provisions to the contrary.    There are new definitions in this Rider which are introduced below.    In this Rider, “we”, “our” and “us” mean Equitable Financial Life Insurance Company, “you” and “your” mean the Owner and “Rider” means this Rider. Subject to the terms and conditions of this Rider, you may make allocations to a Step Up Segment with this index linked and variable deferred annuity Contract as described below.

[This Rider is effective upon your Contract Date].

The following is added to the definition of Segment Rate of Return and is applicable to Step Up Segments:

SECTION [2.01(n)] SEGMENT RATE OF RETURN

For the Step Up Segment Option, your Segment Rate of Return is determined as follows:

 

If the Index Performance Rate

multiplied by the Participation Rate:

  

Then the Segment Rate of Return

applicable to your Step Up Segment will be:

Exceeds the Performance Cap Rate    Equal to the Performance Cap Rate
Is zero or positive up to the Performance Cap Rate
Is negative but less than or equal to the Segment Buffer    Equal to 0%
Is more negative than the Segment Buffer    Negative, to the extent the percentage decline exceeds the Segment Buffer

EQUITABLE FINANCIAL LIFE INSURANCE COMPANY

 

[

LOGO

 

[

LOGO

Mark Pearson,

 

José Ramón González, Senior Executive Director,

Chief Executive Officer]

 

General Counsel and Secretary]

 

2021SCSI-SU

     1     

6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/19/24  Equitable Financial Life Ins Co.  S-3/A                  9:2.6M                                   Donnelley … Solutions/FA
 2/15/24  Equitable Financial Life Ins Co.  S-3                    4:2.4M                                   Donnelley … Solutions/FA
 4/19/23  Equitable Financial Life Ins Co.  S-3/A                  5:2.4M                                   Donnelley … Solutions/FA
 1/23/23  Equitable Financial Life Ins Co.  S-3                    4:2.4M                                   Donnelley … Solutions/FA
12/13/22  Equitable Financial Life Ins Co.  POS AM                 6:435K                                   Donnelley … Solutions/FA
 9/15/22  Equitable Financial Life Ins Co.  POS AM                 3:389K                                   Donnelley … Solutions/FA


49 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/04/21  Equitable Financial Life Ins Co.  10-Q        9/30/21   87:26M
 8/05/21  Equitable Financial Life Ins Co.  10-Q        6/30/21   88:26M
 6/10/21  Equitable Financial Life Ins Co.  S-3/A                 35:33M                                    Donnelley … Solutions/FA
 6/01/21  Equitable Financial Life Ins Co.  8-K:1,7,9   6/01/21   12:556K                                   Donnelley … Solutions/FA
 5/06/21  Equitable Financial Life Ins Co.  10-Q        3/31/21   85:22M
 4/20/21  Separate Account A                485BPOS     5/01/21   10:3.9M                                   Donnelley … Solutions/FA
 3/01/21  Equitable Financial Life Ins Co.  10-K       12/31/20  142:31M
 1/19/21  Eq Advisors Trust                 485APOS               19:10M                                    Donnelley … Solutions/FA
 4/26/19  Eq Advisors Trust                 485BPOS     5/01/19   89:57M                                    Donnelley … Solutions/FA
 4/16/19  Equitable Financial Life Ins Co.  S-3/A                  6:3M                                     Donnelley … Solutions/FA
 7/31/18  Eq Advisors Trust                 485BPOS     8/01/18   27:15M                                    Donnelley … Solutions/FA
 4/17/18  Separate Account A                485BPOS     5/01/18    7:4.6M                                   Donnelley … Solutions/FA
10/27/17  Eq Advisors Trust                 485BPOS    11/01/17   17:4.6M                                   Donnelley … Solutions/FA
 4/28/17  Eq Advisors Trust                 485BPOS     5/01/17   50:42M                                    Donnelley … Solutions/FA
 4/18/17  Separate Account A                485BPOS     5/01/17   12:5M                                     Donnelley … Solutions/FA
 1/31/17  Eq Advisors Trust                 485APOS¶              23:31M                                    Donnelley … Solutions/FA
 4/19/16  Separate Account A                485BPOS     4/29/16    7:4.4M                                   Donnelley … Solutions/FA
 2/11/16  Eq Advisors Trust                 485APOS¶              28:15M                                    Donnelley … Solutions/FA
 9/09/15  Separate Account No. 70           485BPOS     9/09/15    5:550K                                   Donnelley … Solutions/FA
 4/17/15  Eq Advisors Trust                 485BPOS4/30/15   19:3.8M                                   Donnelley … Solutions/FA
 2/05/15  Eq Advisors Trust                 485APOS¶              79:28M                                    Donnelley … Solutions/FA
10/16/14  Separate Account No. 70           485APOS¶              10:1.4M                                   Donnelley … Solutions/FA
 4/30/14  Eq Advisors Trust                 485BPOS     5/01/14   40:25M                                    Donnelley … Solutions/FA
10/01/13  Eq Advisors Trust                 485BPOS    10/07/13   24:12M                                    Donnelley … Solutions/FA
 7/22/13  Eq Advisors Trust                 485APOS¶              13:10M                                    Donnelley … Solutions/FA
 2/07/13  Eq Advisors Trust                 485APOS¶              41:20M                                    Donnelley … Solutions/FA
 4/24/12  Separate Account No. 49           485BPOS     4/30/12   12:8M                                     Donnelley … Solutions/FA
 8/17/11  Eq Advisors Trust                 485BPOS8/17/11   11:730K                                   Donnelley … Solutions/FA
 8/05/11  Separate Account No. 49           485BPOS     8/05/11   28:8.6M                                   Separate Account A
 2/03/11  Eq Advisors Trust                 485APOS¶              50:19M                                    Donnelley … Solutions/FA
 1/21/10  Eq Advisors Trust                 485APOS¶              56:16M                                    Donnelley … Solutions/FA
 4/20/09  Separate Account A                485BPOS     5/01/09    8:16M
 4/15/09  Eq Advisors Trust                 485BPOS4/15/09   15:1.1M                                   Donnelley … Solutions/FA
 3/16/09  Eq Advisors Trust                 485BPOS3/16/09   14:1.3M                                   Donnelley … Solutions/FA
 2/13/09  Eq Advisors Trust                 485APOS¶              59:17M                                    Donnelley … Solutions/FA
12/27/07  Eq Advisors Trust                 485BPOS12/27/07   15:1.4M                                   Donnelley … Solutions/FA
 4/27/07  Eq Advisors Trust                 485BPOS4/30/07   30:16M                                    Donnelley … Solutions/FA
 2/02/07  Eq Advisors Trust                 485APOS¶              60:16M                                    Donnelley … Solutions/FA
 4/05/06  Eq Advisors Trust                 485BXT                12:12M                                    Donnelley … Solutions/FA
 8/11/05  Separate Account No. 49           N-4                    5:391K                                   Separate Account FP
 4/20/05  Separate Account No. 49           485BPOS     5/02/05   13:12M                                    Separate Account FP
 4/07/05  Eq Advisors Trust                 485BXT                24:16M                                    Donnelley … Solutions/FA
10/15/04  Eq Advisors Trust                 485BPOS    10/15/04   44:4.8M                                   Donnelley … Solutions/FA
 4/19/04  Separate Account A                485BPOS     4/19/04   15:2.9M                                   Separate Account FP
 2/10/04  Eq Advisors Trust                 485APOS               41:5.1M                                   Donnelley … Solutions/FA
 2/07/03  Eq Advisors Trust                 485APOS               35:2.3M                                   Capital Systems 01/FA
 4/25/01  Separate Account No. 45           485BPOS     4/25/01   13:1.1M                                   Separate Account FP
 7/10/98  Separate Account A                485BPOS     7/10/98   26:3.6M
 5/01/98  Separate Account No. 45           485BPOS     5/01/98    5:2.4M                                   Separate Account FP
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Filing Submission 0001193125-21-325742   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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