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Sonendo, Inc. – ‘8-A12B’ on 10/28/21

On:  Thursday, 10/28/21, at 5:22pm ET   ·   Accession #:  1193125-21-311530   ·   File #:  1-40988

7 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/28/21  Sonendo, Inc.                     8-A12B                 1:15K                                    Donnelley … Solutions/FA

Registration Statement for a Class of Securities   —   Form 8-A   —   § 12(b) – SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration Statement for a Class of Securities    HTML     12K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  8-A12B  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

Sonendo, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

(State or incorporation or organization)

 

20-5041718

(I.R.S. Employer Identification No.)

26061 Merit Circle, Suite 102

Laguna Hills, CA

(Address of principal executive offices)

 

92653

(Zip Code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

  

Name of each exchange on which

each class is to be registered

Common Stock, par value $0.001 per share    New York Stock Exchange

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.  ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.  ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.  ☐

Securities Act registration statement file number to which this form relates:

333-260136.

Securities to be registered pursuant to Section 12(g) of the Act:

None.

 

 

 


Item 1. Description of Registrant’s Securities to be Registered.

The description of the common stock, par value $0.001 per share, of Sonendo, Inc. (the “Company”) to be registered hereunder is set forth under the caption “Description of Capital Stock” in the prospectus that constitutes a part of the Company’s Registration Statement on Form S-1, initially filed with the Securities and Exchange Commission (the “Commission”) on October 8, 2021 (File No. 333-260136) and as subsequently amended (the “Registration Statement”), is hereby incorporated by reference herein. In addition, the above-referenced description included in any prospectus relating to the Registration Statement filed with the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, shall be deemed to be incorporated by reference herein.

Item 2. Exhibits.

Under the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Company are registered on The New York Stock Exchange, and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.


SIGNATURES

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Company has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Laguna Hills, California on the 28th day of October, 2021.

 

Date: October 28, 2021     SONENDO, INC.
    By:  

/s/ Bjarne Bergheim                

    Name:   Bjarne Bergheim
    Title:   President and Chief Executive Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:10/28/213,  CERT,  EFFECT
10/8/21CORRESP,  DRS,  DRS/A,  S-1
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/08/23  Sonendo, Inc.                     S-8         3/08/23    7:228K                                   Donnelley … Solutions/FA
 3/08/23  Sonendo, Inc.                     S-8         3/08/23    4:72K                                    Donnelley … Solutions/FA
 3/08/23  Sonendo, Inc.                     S-3                    6:995K                                   Donnelley … Solutions/FA
11/17/22  Sonendo, Inc.                     424B3                  1:191K                                   Donnelley … Solutions/FA
11/04/22  Sonendo, Inc.                     S-3                    4:288K                                   Donnelley … Solutions/FA
 3/23/22  Sonendo, Inc.                     S-8         3/23/22    4:78K                                    Donnelley … Solutions/FA
11/02/21  Sonendo, Inc.                     S-8        11/02/21    3:99K                                    Donnelley … Solutions/FA
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Filing Submission 0001193125-21-311530   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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