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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/24/21 Nushares ETF Trust 485BPOS 9/27/21 27:2.5M Donnelley … Solutions/FA → Nuveen Growth Opportunities ETF ⇒ NUGO |
Document/Exhibit Description Pages Size
1: 485BPOS Nushares Etf Trust HTML 666K
2: EX-99.A.V Amended and Restated Establishment and Designation HTML 27K
3: EX-99.D.II Continuance of Management Agreements HTML 33K
4: EX-99.D.III Revised Schedule A, Amended as of September 15, HTML 20K
2021
5: EX-99.D.V Notice of Continuance of Investment Sub-Advisory HTML 17K
Agreement
6: EX-99.D.VI Revised Schedule A to the Investment Sub-Advisory HTML 19K
Agreement
7: EX-99.D.VIII Revised Schedule A, Amended as of September 15, HTML 13K
2021
8: EX-99.E.II Revised Schedule A to Distribution Agreement HTML 19K
9: EX-99.E.III Renewal of Distribution Agreement Dated August HTML 18K
13, 2021
10: EX-99.G.II Amendment and Revised Appendix A to Custodian HTML 17K
Agreement
11: EX-99.G.III Revised Exhibit A: List of Accounts and HTML 17K
Currencies
12: EX-99.H.II Amendment and Revised Appendix A to Administrative HTML 17K
Agency Agreement
13: EX-99.I.VI Opinion and Consent of Counsel, Morgan, Lewis and HTML 20K
Bockius LLP
14: EX-99.M.II Revised Exhibit A to Distribution and Service Plan HTML 15K
15: EX-99.P.I Code of Ethics HTML 90K
22: R1 Document and Entity Information HTML 28K
23: R2 Risk/Return Detail Data- Nuveen Growth HTML 124K
Opportunities ETF
25: XML IDEA XML File -- Filing Summary XML 22K
21: XML XBRL Instance -- d176091d485bpos_htm XML 76K
24: EXCEL IDEA Workbook of Financial Reports XLSX 15K
17: EX-101.CAL XBRL Calculations -- net-20210922_cal XML 21K
18: EX-101.DEF XBRL Definitions -- net-20210922_def XML 240K
19: EX-101.LAB XBRL Labels -- net-20210922_lab XML 367K
20: EX-101.PRE XBRL Presentations -- net-20210922_pre XML 214K
16: EX-101.SCH XBRL Schema -- net-20210922 XSD 20K
26: JSON XBRL Instance as JSON Data -- MetaLinks 94± 202K
27: ZIP XBRL Zipped Folder -- 0001193125-21-282081-xbrl Zip 230K
| Revised Schedule A, amended as of September 15, 2021 |
INVESTMENT SUB-ADVISORY AGREEMENT
SCHEDULE A
AMENDED AS OF SEPTEMBER 15, 2021
| Fund | Effective Date | Initial Period End | Compensation Percentage | |||
| Nuveen Small Cap Select ETF |
July 26, 2021 | August 1, 2022 | 55.5556% | |||
| Nuveen Growth Opportunities ETF |
September 15, 2021 | August 1, 2023 | 50.0000% | |||
[SIGNATURE PAGE FOLLOWS]
Dated: September 15, 2021
| NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company
By: /s/ Christopher Rohrbacher Title: Managing Director |
NUVEEN ASSET MANAGEMENT, LLC, a Delaware limited liability company
By: /s/ Stuart Cohen _ Title: Managing Director |
A-2
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 8/1/23 | ||||
| 8/1/22 | ||||
| Effective on: | 9/27/21 | CERT, NPORT-P | ||
| Filed on: | 9/24/21 | 40-17G, 485BPOS, 497K, 8-A12B, CERT | ||
| 9/15/21 | ||||
| 7/26/21 | ||||
| List all Filings | ||||