SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Alpha Teknova, Inc. – IPO: ‘S-1/A’ on 6/21/21 – ‘EX-4.1’

On:  Monday, 6/21/21, at 6:24am ET   ·   Accession #:  1193125-21-194075   ·   File #:  333-256795

Previous ‘S-1’:  ‘S-1’ on 6/4/21   ·   Next & Latest:  ‘S-1’ on 10/25/23   ·   18 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/21/21  Alpha Teknova, Inc.               S-1/A                 15:6M                                     Donnelley … Solutions/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Amendment No. 1 to Form S-1                         HTML   1.63M 
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    172K 
 3: EX-3.1      Articles of Incorporation/Organization or Bylaws    HTML     96K 
 4: EX-3.3      Articles of Incorporation/Organization or Bylaws    HTML     34K 
 5: EX-3.4      Articles of Incorporation/Organization or Bylaws    HTML    125K 
 6: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     10K 
 7: EX-5.1      Opinion of Counsel re: Legality                     HTML     11K 
12: EX-10.16    Material Contract                                   HTML     58K 
13: EX-10.17    Material Contract                                   HTML     21K 
14: EX-10.26    Material Contract                                   HTML     38K 
 8: EX-10.5     Material Contract                                   HTML    130K 
 9: EX-10.6     Material Contract                                   HTML     34K 
10: EX-10.7     Material Contract                                   HTML     29K 
11: EX-10.8     Material Contract                                   HTML     57K 
15: EX-23.1     Consent of Expert or Counsel                        HTML      6K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-4.1  

Exhibit 4.1

 

LOGO

NUMBER SHARES AT SEE REVERSE FOR INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CERTAIN DEFINITIONS C o M M o n s T o C K CUSIP 02080L 10 2 This CerTifies ThaT: SPECIMEN—NOT NEGOTIABLE is The owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF $0.00001 PAR VALUE EACH OF AlphA TeknovA, Inc. transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this certificate duly endorsed or assigned. This certificate and the shares represented hereby are subject to the laws of the State of Delaware, and to the Certificate of Incorporation and Bylaws of the Corporation, as now or hereafter amended. This certificate is not valid until countersigned by the Transfer Agent. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. COUNTERSIGNED: DATED: PHILADELPHIA STOCK TRANSFER, INC. 2320 HAVERFORD RD., SUITE 230, ARDMORE, PA 19003 TRANSFER AGENT BY: AUTHORIZED SIGNATURE NOTSPECIMEN NEGOTIABLE CHIEF FINANCIAL OFFICER


LOGO

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common UNIF GIFT MIN ACT—.....Custodian.... TEN ENT—as tenants by the entireties (Cust) (Minor) JT TEN —as joint tenants with right of under Uniform Gifts to Minors survivorship and not as tenants Act ... in common (State) Additional abbreviations may also be used though not in the above list. For Value Received, hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) Shares of the stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE Signature(s) Guaranteed OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER. By The Signature(s) must be guaranteed by an eligible guarantor institution (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions with membership in an approved Signature Guarantee Medallion Program), pursuant to SEC Rule 17Ad-15. THE CORPORATION WILL FURNISH TO ANY STOCKHOLDER, UPON REQUEST AND WITHOUT CHARGE, A FULL STATEMENT OF THE DESIGNATIONS, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS OF THE SHARES OF EACH CLASS AND SERIES AUTHORIZED TO BE ISSUED, SO FAR AS THE SAME HAVE BEEN DETERMINED, AND OF THE AUTHORITY, IF ANY, OF THE BOARD TO DIVIDE THE SHARES INTO CLASSES OR SERIES AND TO DETERMINE AND CHANGE THE RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS OF ANY CLASS OR SERIES. SUCH REQUEST MAY BE MADE TO THE SECRETARY OF THE CORPORATION OR TO THE TRANSFER AGENT NAMED ON THIS CERTIFICATE. COLUMBIA PRINTING SERVICES, LLC—www.stockinformation.com


17 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/27/24  Alpha Teknova, Inc.               S-8         3/27/24    4:216K                                   Donnelley … Solutions/FA
 3/27/24  Alpha Teknova, Inc.               10-K       12/31/23   90:13M                                    Donnelley … Solutions/FA
11/13/23  Alpha Teknova, Inc.               10-Q        9/30/23   73:9.2M                                   Donnelley … Solutions/FA
10/25/23  Alpha Teknova, Inc.               S-1                    4:713K                                   Donnelley … Solutions/FA
 8/11/23  Alpha Teknova, Inc.               10-Q        6/30/23   76:9.9M                                   Donnelley … Solutions/FA
 5/11/23  Alpha Teknova, Inc.               10-Q        3/31/23   71:8M                                     Donnelley … Solutions/FA
 3/30/23  Alpha Teknova, Inc.               10-K       12/31/22   95:16M                                    Donnelley … Solutions/FA
 1/30/23  Alpha Teknova, Inc.               S-8         1/30/23    4:300K                                   Donnelley … Solutions/FA
11/14/22  Alpha Teknova, Inc.               10-Q        9/30/22   76:14M                                    Donnelley … Solutions/FA
 8/11/22  Alpha Teknova, Inc.               10-Q        6/30/22   70:9.7M                                   Donnelley … Solutions/FA
 7/01/22  Alpha Teknova, Inc.               S-3                    5:1M                                     Donnelley … Solutions/FA
 5/12/22  Alpha Teknova, Inc.               10-Q        3/31/22   71:8M                                     Donnelley … Solutions/FA
 3/18/22  Alpha Teknova, Inc.               10-K       12/31/21   91:13M                                    Donnelley … Solutions/FA
 1/27/22  Alpha Teknova, Inc.               S-8         1/27/22    3:90K                                    Donnelley … Solutions/FA
11/12/21  Alpha Teknova, Inc.               10-Q        9/30/21   80:10M                                    Donnelley … Solutions/FA
 8/13/21  Alpha Teknova, Inc.               10-Q        6/30/21   78:9.7M                                   Donnelley … Solutions/FA
 6/29/21  Alpha Teknova, Inc.               S-8         6/29/21    5:323K                                   Donnelley … Solutions/FA


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/04/21  Alpha Teknova, Inc.               S-1                   24:7.4M                                   Donnelley … Solutions/FA
Top
Filing Submission 0001193125-21-194075   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sun., May 5, 11:20:12.2pm ET