SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Mondelez International, Inc. – ‘8-K’ for 3/3/21

On:  Wednesday, 3/17/21, at 4:25pm ET   ·   For:  3/3/21   ·   Accession #:  1193125-21-84111   ·   File #:  1-16483

Previous ‘8-K’:  ‘8-K’ on / for 3/1/21   ·   Next:  ‘8-K’ on 3/26/21 for 3/23/21   ·   Latest:  ‘8-K’ on / for 4/30/24   ·   5 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/17/21  Mondelez International, Inc.      8-K:8,9     3/03/21   15:811K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     39K 
 2: EX-1.2      Underwriting Agreement or Conflict Minerals Report  HTML     90K 
 3: EX-4.4      Instrument Defining the Rights of Security Holders  HTML    224K 
 4: EX-5.1      Opinion of Counsel re: Legality                     HTML     14K 
 5: EX-5.2      Opinion of Counsel re: Legality                     HTML     17K 
11: R1          Document and Entity Information                     HTML     66K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- d161958d8k_htm                      XML     32K 
12: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 7: EX-101.DEF  XBRL Definitions -- mdlz-20210303_def                XML     47K 
 8: EX-101.LAB  XBRL Labels -- mdlz-20210303_lab                     XML     79K 
 9: EX-101.PRE  XBRL Presentations -- mdlz-20210303_pre              XML     49K 
 6: EX-101.SCH  XBRL Schema -- mdlz-20210303                         XSD     19K 
14: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    25K 
15: ZIP         XBRL Zipped Folder -- 0001193125-21-084111-xbrl      Zip     83K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i Mondelez International, Inc.  i false  i 0001103982 0001103982 2021-03-03 2021-03-03 0001103982 us-gaap:CommonStockMember 2021-03-03 2021-03-03 0001103982 mdlz:M1.000NotesDue20224Member 2021-03-03 2021-03-03 0001103982 mdlz:OnePointSixTwentyFivePercentNotesDue2023Member 2021-03-03 2021-03-03 0001103982 mdlz:OnePointSixTwentyFivePercentNotesDue2027Member 2021-03-03 2021-03-03 0001103982 mdlz:M2.375NotesDue20351Member 2021-03-03 2021-03-03 0001103982 mdlz:M4.500NotesDue20352Member 2021-03-03 2021-03-03 0001103982 mdlz:M3.875NotesDue20453Member 2021-03-03 2021-03-03

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i March 3, 2021

 

 

MONDELĒZ INTERNATIONAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 i Virginia    i 1-16483    i 52-2284372
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)

 i 905 West Fulton Market,  i Suite 200,  i Chicago,  i Illinois  i 60607

(Address of principal executive offices, including zip code)

 i (847)  i 943-4000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange
on which registered

 i Class A Common Stock, no par value    i MDLZ    i The Nasdaq Global Select Market
 i 1.000% Notes due 2022    i MDLZ22    i The Nasdaq Stock Market LLC
 i 1.625% Notes due 2023    i MDLZ23    i The Nasdaq Stock Market LLC
 i 1.625% Notes due 2027    i MDLZ27    i The Nasdaq Stock Market LLC
 i 2.375% Notes due 2035    i MDLZ35    i The Nasdaq Stock Market LLC
 i 4.500% Notes due 2035    i MDLZ35A    i The Nasdaq Stock Market LLC
 i 3.875% Notes due 2045    i MDLZ45    i The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 8.01. Other Events.

On March 3, 2021, we announced and priced an offering (the “Notes Offering”) of €750,000,000 aggregate principal amount of 0.250% Notes due 2028 (the “2028 Notes”), €600,000,000 of 0.750% Notes due 2033 (the “2033 Notes”) and €650,000,000 of 1.375% Notes due 2041 (the “2041 Notes” and, together with the 2028 Notes and the 2033 Notes, the “Notes”).

In connection with the Notes Offering, on March 3, 2021, we entered into a Terms Agreement in respect of the Notes (the “Terms Agreement”) with Barclays Bank PLC, Goldman Sachs & Co. LLC, HSBC Bank plc and Mizuho International plc, as representatives of the several underwriters named therein (the “Underwriters”), pursuant to which we agreed to issue and sell the Notes to the Underwriters. The provisions of an Amended and Restated Underwriting Agreement dated as of February 28, 2011 (the Underwriting Agreement) are incorporated by reference into the Terms Agreement. A copy of the Underwriting Agreement is filed as Exhibit 1.1 and a copy of the Terms Agreement is filed as Exhibit 1.2 to this Current Report.

On March 17, 2021, we issued an aggregate principal amount of $2.0 billion of the Notes. The Notes were issued pursuant to an Indenture, dated as of March 6, 2015 (the Indenture), by and between us and Deutsche Bank Trust Company Americas, as trustee (the “Trustee”), as supplemented and modified by the Supplemental Indenture No. 1, dated as of February 13, 2019, by and between us and the Trustee (to change the notice period for redemptions of the Notes and future note offerings) and the Supplemental Indenture No. 2, dated as of April 13, 2020, by and between us and the Trustee (to allow for electronic execution, authentication, delivery and dating of documents under the Indenture), and as further supplemented and modified in respect of the Notes by an officers’ certificate under Section 301 of the Indenture, dated as of March 17, 2021 (the “301 Certificate”). We filed with the Securities and Exchange Commission (the “SEC”) the Indenture together with our Registration Statement (as defined below) on February 28, 2020.

We have filed with the SEC a Prospectus, dated as of February 28, 2020, and a Prospectus Supplement for the Notes, dated as of March 3, 2021, each of which forms a part of our Registration Statement on Form S-3 (Registration No. 333-236787) (the “Registration Statement”) in connection with the offering of the Notes. We are filing the items listed below as exhibits to this Current Report for the purpose of incorporating them as exhibits to the Registration Statement.


Item 9.01. Financial Statements and Exhibits.

(d) The following exhibits are being filed with this Current Report on Form 8-K.

 

Exhibit
Number

  

Description

1.1    Amended and Restated Underwriting Agreement, dated February 28, 2011 (incorporated by reference to Exhibit 1.1 to Kraft Foods Inc.’s Registration Statement on Form S-3 filed with the SEC on February 28, 2011).
1.2    Terms Agreement for Notes among Mondelēz International, Inc. and Barclays Bank PLC, Goldman Sachs & Co. LLC, HSBC Bank plc and Mizuho International plc, as representatives of the several underwriters named therein, dated March 3, 2021.
4.1    Indenture (incorporated by reference to Exhibit 4.4 to the Registrant’s Annual Report on Form 10-K for the year ended December 31, 2016, filed with the SEC on February 24, 2017).
4.2    Supplemental Indenture No. 1, dated February 13, 2019, between Mondelēz International, Inc. and Deutsche Bank Trust Company Americas (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K dated February 13, 2019, filed with the SEC on February 13, 2019).
4.3    Supplemental Indenture No. 2, dated April 13, 2020, between Mondelēz International, Inc. and Deutsche Bank Trust Company Americas (incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K dated April 13, 2020, filed with the SEC on April 13, 2020).
4.4    301 Certificate
4.5    Specimen of 2028 Notes (included in the 301 Certificate filed as Exhibit 4.4 hereto)
4.6    Specimen of 2033 Notes (included in the 301 Certificate filed as Exhibit 4.4 hereto)
4.7    Specimen of 2041 Notes (included in the 301 Certificate filed as Exhibit 4.4 hereto)
5.1    Opinion of Gibson, Dunn & Crutcher LLP, dated March 17, 2020
5.2    Opinion of Hunton Andrews Kurth LLP, dated March 17, 2020
23.1    Consent of Gibson, Dunn & Crutcher LLP (included in Exhibit 5.1 hereto)
23.2    Consent of Hunton Andrews Kurth LLP (included in Exhibit 5.2 hereto)
104    The cover page from Mondelēz International, Inc.’s Current Report on Form 8-K, formatted in Inline XBRL (included as Exhibit 101).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

MONDELĒZ INTERNATIONAL, INC.
By:  

/s/ Ellen M. Smith

  Name: Ellen M. Smith
 

Title:   Senior Vice President and Chief Counsel, Corporate Secretary

Date: March 17, 2021


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:3/17/21
For Period end:3/3/214,  424B2,  FWP
4/13/208-K
2/28/20S-3ASR
2/13/194,  8-K
3/6/154,  8-K
2/28/1110-K,  S-3ASR
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/18/21  Mondelez International, Inc.      8-A12B                 1:22K                                    Donnelley … Solutions/FA


4 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/13/20  Mondelez International, Inc.      8-K:8,9     4/07/20   16:574K                                   Donnelley … Solutions/FA
 2/13/19  Mondelez International, Inc.      8-K:8,9     2/11/19    6:265K                                   Donnelley … Solutions/FA
 2/24/17  Mondelez International, Inc.      10-K       12/31/16  152:19M                                    Donnelley … Solutions/FA
 2/28/11  Mondelez International, Inc.      S-3ASR      2/28/11    6:669K                                   Donnelley … Solutions/FA
Top
Filing Submission 0001193125-21-084111   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., May 16, 3:38:58.2pm ET