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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/29/22 Nuveen Investment Trust V 485BPOS 12/29/22 20:11M Donnelley … Solutions/FA → Nuveen Flexible Income Fund ⇒ Class A (NWQAX) — Class C (NWQCX) — Class I (NWQIX) — Class R6 (NQWFX) → Nuveen Preferred Securities & Income Fund ⇒ Class A (NPSAX) — Class C (NPSCX) — Class I (NPSRX) — Class R6 (NPSFX) |
Document/Exhibit Description Pages Size
1: 485BPOS Nuveen Investment Trust V HTML 7.05M
2: EX-99.D4 Continuance of Management Agreement HTML 55K
3: EX-99.D8 Notice of Continuance of Investment Sub-Advisory HTML 169K
Agreement
4: EX-99.E4 Renewal of Distribution Agreement HTML 24K
5: EX-99.G3 Amendment and Appendix A to the Amended and HTML 39K
Restated Master Custodian Agreement
6: EX-99.H4 Amendment and Schedule A to Transfer Agency and HTML 36K
Service Agreement
7: EX-99.J Consent of Independent Registered Public HTML 9K
Accounting Firm
8: EX-99.P1 Code of Ethics, Dated July 18, 2022 HTML 118K
14: R1 Document and Entity Information HTML 26K
15: R2 Risk/Return Detail Data- Nuveen Flexible Income HTML 301K
Fund
16: R3 Risk/Return Detail Data- Nuveen Preferred HTML 292K
Securities and Income Fund
18: XML IDEA XML File -- Filing Summary XML 22K
17: XML XBRL Instance -- d403340d485bpos_htm XML 367K
10: EX-101.CAL XBRL Calculations -- nit5-20221229_cal XML 20K
11: EX-101.DEF XBRL Definitions -- nit5-20221229_def XML 1.22M
12: EX-101.LAB XBRL Labels -- nit5-20221229_lab XML 452K
13: EX-101.PRE XBRL Presentations -- nit5-20221229_pre XML 1.15M
9: EX-101.SCH XBRL Schema -- nit5-20221229 XSD 34K
19: JSON XBRL Instance as JSON Data -- MetaLinks 121± 316K
20: ZIP XBRL Zipped Folder -- 0001193125-22-314076-xbrl Zip 1.38M
| Amendment and Appendix A to the Amended and Restated Master Custodian Agreement |
Execution Version
AMENDMENT TO THE
AMENDED AND RESTATED MASTER CUSTODIAN
AGREEMENT BETWEEN
EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A
OF THE AGREEMENT
AND
STATE STREET BANK AND TRUST COMPANY
This AMENDMENT (the “Amendment”) is entered into as of the 8th of September, 2022 and effective as of the 8th of September, 2022 (the “Effective Date”), amending the Amended and Restated Master Custodian Agreement (as amended, supplemented, restated, or otherwise modified from time to time, the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to the Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms hereof.
WHEREAS, the Agreement provides that it may be amended by agreement between the parties at any time or from time to time in writing; and
WHEREAS, Custodian and the Funds wish to amend the Agreement to reflect the addition of a Fund.
NOW, THEREFORE, the Agreement is hereby amended as follows:
| 1. | Amendment and Restatement Appendix A. Appendix A to the Agreement is hereby deleted in its entirety and replaced with the Appendix A attached to this Amendment, effective as of the Effective Date, which Appendix A may be supplemented or modified by the parties from time to time in writing, which upon execution and delivery shall form a part of the Agreement. |
| 2. | Defined Terms. Terms used in this Amendment but not defined herein shall have the meaning ascribed to them in the Agreement. |
| 3. | One Agreement. Except as amended herein, no other terms or provisions of the Agreement are amended or modified by this Amendment. Upon the execution of this Amendment, this Amendment and the Agreement shall form one agreement. |
| 4. | Counterparts. This Amendment may be executed in several counterparts, each of which shall be deemed to be an original, and all such counterparts taken together shall constitute one and the same Amendment. Counterparts may be executed in either original or electronically transmitted form (e.g., faxes or emailed portable document format (PDF) form), and the parties hereby adopt as original any signatures received via electronically transmitted form. |
| 5. | Governing Law. This Amendment shall be governed by, and construed in accordance with, the choice of law set forth in the Agreement (excluding the law thereof which requires the application of or reference to the law of any other jurisdiction). |
[Remainder of Page Intentionally Left Blank]
IN WITNESS WHEREOF, this Amendment has been executed for and on behalf of the undersigned as of the day and year first written above
| STATE STREET BANK AND TRUST COMPANY | EACH OF THE MANAGEMENT INVESTMENT COMPANIES AND SERIES SET FORTH ON APPENDIX A HERETO | |||||||
| Signed on its behalf: | Signed on its behalf: | |||||||
| By: | By: | |||||||
| (Authorized Signatory) | (Authorized Signatory) | |||||||
| Name: Stefanie B. Mansfield |
Name: E. Scott Wickerham | |||||||
| Title: Managing Director, Global Relationship | Title: SMD, Head of Fund Admin | |||||||
| Management | ||||||||
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APPENDIX A
TO
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT
(Updated as of September 8, 2022)
NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES
Nuveen All Cap Energy MLP Opportunities Fund
Nuveen AMT-Free Municipal Credit Income Fund f/k/a Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund*
Nuveen AMT-Free Municipal Value Fund*
Nuveen AMT-Free Quality Municipal Income Fund f/k/a Nuveen AMT-Free Municipal Income Fund*
Nuveen Arizona Quality Municipal Income Fund f/k/a Nuveen Arizona Premium Income Municipal Fund*
Nuveen California AMT-Free Quality Municipal Income Fund f/k/a Nuveen California AMT-Free Municipal Income Fund*
Nuveen California Municipal Value Fund f/k/a Nuveen California Municipal Value, Inc.*
Nuveen California Quality Municipal Income Fund f/k/a Nuveen California Dividend Advantage Municipal Fund*
Nuveen California Select Tax-Free Income Portfolio*
Nuveen Core Equity Alpha Fund
Nuveen Core Plus Impact Fund (effective March 15, 2021)
Nuveen Credit Opportunities 2022 Target Term Fund
Nuveen Credit Strategies Income Fund
Nuveen Diversified Dividend and Income Fund
Nuveen Dow 30SM Dynamic Overwrite Fund
Nuveen Dynamic Municipal Opportunities Fund*
Nuveen Emerging Markets Debt 2022 Target Term Fund
Nuveen Energy MLP Total Return Fund
Nuveen Enhanced High Yield Municipal Bond Fund f/k/a Nuveen Strategic Municipal Credit Fund *
Nuveen Enhanced Municipal Value Fund*
Nuveen Floating Rate Income Fund
Nuveen Floating Rate Income Opportunity Fund
Nuveen Georgia Quality Municipal Income Fund f/k/a Nuveen Georgia Dividend Advantage Municipal Fund 2*
Nuveen Global High Income Fund
Nuveen High Income 2020 Target Term Fund
Nuveen Corporate Income 2023 Target Term Fund f/k/a Nuveen High Income 2023 Target Term Fund
Nuveen High Income December 2019 Target Term Fund
Nuveen Corporate Income November 2021 Target Term Fund f/k/a Nuveen High Income November 2021 Target Term Fund
Nuveen Intermediate Duration Municipal Term Fund*
Nuveen Intermediate Duration Quality Municipal Term Fund*
Nuveen Loan Opportunities Fund
Nuveen Massachusetts Quality Municipal Income Fund f/k/a Nuveen Massachusetts Premium Income Municipal Fund*
Nuveen Minnesota Quality Municipal Income Fund f/k/a Nuveen Minnesota Municipal Income Fund*
Nuveen Missouri Quality Municipal Income Fund f/k/a Nuveen Missouri Premium Income Municipal
Fund*
Nuveen Mortgage and Income Fund f/k/a Nuveen Mortgage Opportunity Term Fund
Nuveen Mortgage Opportunity Term Fund 2
Nuveen Multi-Asset Income Fund
Nuveen Multi-Market Income Fund
Nuveen Municipal 2021 Target Term Fund*
Nuveen Municipal Credit Income Fund f/k/a Nuveen Enhanced Municipal Credit Opportunities Fund*
Nuveen Municipal Credit Opportunities Fund*
Nuveen Municipal High Income Opportunity Fund*
Nuveen Municipal Income Fund, Inc.*
Nuveen Municipal Value Fund, Inc.*
Nuveen NASDAQ 100 Dynamic Overwrite Fund
Nuveen New Jersey Quality Municipal Income Fund f/k/a Nuveen New Jersey Dividend Advantage Municipal Fund*
Nuveen New York AMT-Free Quality Municipal Income Fund f/k/a Nuveen New York AMT-Free Municipal Income Fund*
Nuveen New York Municipal Value Fund f/k/a Nuveen New York Municipal Value Fund, Inc.*
Nuveen New York Quality Municipal Income Fund f/k/a Nuveen New York Dividend Advantage Municipal Fund*
Nuveen New York Select Tax-Free Income Portfolio*
Nuveen Ohio Quality Municipal Income Fund f/k/a Nuveen Ohio Quality Income Municipal Fund*
Nuveen Pennsylvania Quality Municipal Income Fund f/k/a Nuveen Pennsylvania Investment Quality Municipal Fund*
Nuveen Preferred and Income 2022 Term Fund
Nuveen Preferred and Income Term Fund
Nuveen Preferred & Income Opportunities Fund f/k/a Nuveen Preferred Income Opportunities Fund
Nuveen Preferred & Income Securities Fund f/k/a Nuveen Preferred Securities Income Fund
Nuveen Quality Municipal Income Fund f/k/a Nuveen Dividend Advantage Municipal Fund*
Nuveen Real Asset Income and Growth Fund
Nuveen Real Estate Income Fund
Nuveen S&P 500 Buy-Write Income Fund
Nuveen S&P 500 Dynamic Overwrite Fund
Nuveen Select Maturities Municipal Fund*
Nuveen Select Tax-Free Income Portfolio*
Nuveen Select Tax-Free Income Portfolio 2*
Nuveen Select Tax-Free Income Portfolio 3*
Nuveen Senior Income Fund
Nuveen Short Duration Credit Opportunities Fund
Nuveen Tax-Advantaged Dividend Growth Fund
Nuveen Tax-Advantaged Total Return Strategy Fund
Nuveen Taxable Municipal Income Fund f/k/a Nuveen Build America Bond Fund
Nuveen Variable Rate Preferred & Income Fund
Nuveen Virginia Quality Municipal Income Fund f/k/a Nuveen Virginia Premium Income Municipal Fund*
NUVEEN OPEN-END MANAGEMENT INVESTMENT COMPANIES
NUVEEN MUNICIPAL TRUST, on behalf of:
Nuveen All-American Municipal Bond Fund*
Nuveen High Yield Municipal Bond Fund*
Nuveen Intermediate Duration Municipal Bond Fund*
Nuveen Limited Term Municipal Bond Fund*
Nuveen Short Duration High Yield Municipal Bond Fund*
Nuveen Strategic Municipal Opportunities Fund*
NUVEEN MULTISTATE TRUST I, on behalf of:
Nuveen Arizona Municipal Bond Fund*
Nuveen Colorado Municipal Bond Fund*
Nuveen Maryland Municipal Bond Fund*
Nuveen New Mexico Municipal Bond Fund*
Nuveen Pennsylvania Municipal Bond Fund*
Nuveen Virginia Municipal Bond Fund*
NUVEEN MULTISTATE TRUST II, on behalf of:
Nuveen California High Yield Municipal Bond Fund*
Nuveen California Intermediate Municipal Bond Fund*
Nuveen California Municipal Bond Fund*
Nuveen Connecticut Municipal Bond Fund*
Nuveen Massachusetts Municipal Bond Fund*
Nuveen New Jersey Municipal Bond Fund*
Nuveen New York Municipal Bond Fund*
NUVEEN MULTISTATE TRUST III, on behalf of:
Nuveen Georgia Municipal Bond Fund*
Nuveen Louisiana Municipal Bond Fund*
Nuveen North Carolina Municipal Bond Fund*
NUVEEN MULTISTATE TRUST IV, on behalf of:
Nuveen Kansas Municipal Bond Fund*
Nuveen Kentucky Municipal Bond Fund*
Nuveen Michigan Municipal Bond Fund*
Nuveen Missouri Municipal Bond Fund*
Nuveen Ohio Municipal Bond Fund*
Nuveen Wisconsin Municipal Bond Fund*
NUVEEN INVESTMENT TRUST, on behalf of:
Nuveen Equity Market Neutral Fund
Nuveen Large Cap Core Fund
Nuveen Global Equity Income Fund f/k/a Nuveen NWQ Global Equity Income Fund
Nuveen Multi-Cap Value Fund f/k/a Nuveen NWQ Multi-Cap Value Fund
Nuveen Large-Cap Value Fund f/k/a Nuveen NWQ Large-Cap Value Fund
Nuveen Small-Cap Value Opportunities Fund f/k/a Nuveen NWQ Small-Cap Value Fund
Nuveen Small/Mid-Cap Value Fund f/k/a Nuveen NWQ Small/Mid-Cap Value Fund
NUVEEN INVESTMENT TRUST II, on behalf of:
Nuveen Emerging Markets Equity Fund
Nuveen Equity Long/Short Fund
Nuveen International Growth Fund
Nuveen International Value Fund f/k/a Nuveen NWQ International Value Fund
Nuveen Dividend Growth Fund f/k/a Nuveen Santa Barbara Dividend Growth Fund
Nuveen Global Dividend Growth Fund f/k/a Nuveen Santa Barbara Global Dividend Growth Fund
Nuveen International Dividend Growth Fund f/k/a Nuveen Santa Barbara International Dividend Growth Fund
Nuveen Symphony International Equity Fund
Nuveen Winslow International Large Cap Fund
Nuveen Winslow International Small Cap Fund
Nuveen Winslow Large-Cap Growth ESG Fund f/k/a Nuveen Winslow Large-Cap Growth Fund
NUVEEN INVESTMENT TRUST III, on behalf of:
Nuveen Floating Rate Income Fund f/k/a Nuveen Symphony Floating Rate Income Fund
Nuveen High Yield Income Fund f/k/a Nuveen Symphony High Yield Income Fund f/k/a Nuveen Symphony Credit Opportunities Fund
NUVEEN INVESTMENT TRUST V, on behalf of:
Nuveen Global Real Estate Securities Fund
Nuveen Gresham Diversified Commodity Strategy Fund
Nuveen Gresham Managed Futures Strategy Fund
Nuveen Multi-Asset Income Fund
Nuveen Flexible Income Fund f/k/a Nuveen NWQ Flexible Income Fund
Nuveen Preferred Securities and Income Fund f/k/a Nuveen Preferred Securities Fund
NUVEEN MANAGED ACCOUNTS PORTFOLIOS TRUST, on behalf of:
Nuveen Core Impact Bond Managed Accounts Portfolio
Municipal Total Return Managed Accounts Portfolio*
Nuveen Emerging Markets Debt Managed Accounts Portfolio
Nuveen High Yield Managed Accounts Portfolio
Nuveen Preferred Securities and Income Managed Accounts Portfolio
Nuveen Securitized Credit Managed Accounts Portfolio
NUVEEN INVESTMENT FUNDS, INC., on behalf of:
Nuveen Dividend Value Fund
Nuveen Global Infrastructure Fund
Nuveen Credit Income Fund f/k/a Nuveen High Income Bond Fund
Nuveen Large Cap Select Fund
Nuveen Mid Cap Growth Opportunities Fund
Nuveen Mid Cap Growth Value Fund
Nuveen Minnesota Intermediate Municipal Bond Fund*
Nuveen Minnesota Municipal Bond Fund*
Nuveen Nebraska Municipal Bond Fund*
Nuveen Oregon Intermediate Municipal Bond Fund*
Nuveen Real Asset Income Fund
Nuveen Real Estate Securities Fund
Nuveen Short Term Municipal Bond Fund*
Nuveen Small Cap Growth Opportunities Fund
Nuveen Small Cap Select Fund
Nuveen Small Cap Value Fund
Nuveen Strategic Income Fund
*Tax-Exempt funds eligible for an earnings credit on U.S. cash balances as of April 1, 2020
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 12/29/22 | None on these Dates | ||
| 9/8/22 | ||||
| 3/15/21 | ||||
| 4/1/20 | ||||
| 7/15/15 | ||||
| List all Filings | ||||