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British American Tobacco p.l.c., et al. – ‘8-A12B’ on 10/19/22

On:  Wednesday, 10/19/22, at 3:33pm ET   ·   Accession #:  1193125-22-265221   ·   File #s:  1-32258, 1-38159, 1-39064, 1-39065, 1-39066

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/19/22  British American Tobacco p.l.c.   8-A12B                 1:34K                                    Donnelley … Solutions/FA
          B.A.T. Netherlands Finance B.V.
          B.A.T Capital Corp.
          Reynolds American Inc.
          B.A.T. International Finance p.l.c.

Registration Statement for a Class of Securities   —   Form 8-A   —   § 12(b) – SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration Statement for a Class of Securities    HTML     31K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  8-A12B  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

British American Tobacco p.l.c.

(Exact name of registrant as specified in its charter)

 

 

 

England and Wales   98-0207762
(State or other jurisdiction of Incorporation or organization)   (I.R.S. Employer Identification No.)

Globe House

4 Temple Place

London WC2R 2PG

United Kingdom

(Address of principal executive offices)

(FOR CO-REGISTRANTS, PLEASE SEE “TABLE OF CO-REGISTRANTS” ON THE FOLLOWING PAGE)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

 

Name of each exchange on which

each class is to be registered

7.750% Notes due 2032   New York Stock Exchange

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box.  ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box.  ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box.  ☐

Securities Act registration statement or Regulation A offering statement file number to which this form relates:

333-265958

Securities to be registered pursuant to Section 12(g) of the Act:

None.

 

 

 


TABLE OF CO-REGISTRANTS*

 

Exact Name of Registrant as
Specified in its Charter
 

State or Other
Jurisdiction of
Incorporation or
Organization

 

I.R.S. Employer
Identification
Number

 

Address, including Zip

Code of
Registrant’s Principal
Executive Offices

B.A.T Capital Corporation   Delaware   61-0986865  

103 Foulk Road
Suite 120
Wilmington, Delaware 19803

U.S.A.

B.A.T. International Finance p.l.c.   England and Wales   98-0402606   Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
B.A.T. Netherlands Finance B.V.   The Netherlands   Not Applicable   Handelsweg 53A
1181 ZA Amstelveen
The Netherlands
Reynolds American Inc.   North Carolina   20-0546644   401 North Main Street
Winston-Salem, North
Carolina
27101
U.S.A.

 

*

B.A.T Capital Corporation is the issuer of the 7.750% Notes due 2032 (the “Notes”) being registered hereunder. The other listed registrants are guarantors of the Notes.


INFORMATION REQUIRED IN REGISTRATION STATEMENT

The registrant has filed with the Securities and Exchange Commission (the “Commission”) a prospectus supplement dated October 17, 2022 (the “Prospectus Supplement”) to a prospectus dated July 1, 2022 (the “Prospectus”), relating to the securities to be registered hereunder included in the registrant’s automatic shelf Registration Statement on Form F-3 (File No. 333-265958), which became automatically effective on July 1, 2022.

Item 1. Description of Registrant’s Securities to be Registered.

The information set forth in (i) the sections captioned “Description of Debt Securities and Guarantees Issued Under the 2019 and 2020 Indentures”, “Certain Tax Considerations” (other than the information contained under the heading titled “Additional Tax Consequences to U.S. Holders of Newly Issued BATCAP Debt Securities Issued Under the 2017 Indenture”) and “Certain ERISA Considerations” in the registrant’s Registration Statement on Form F-3 (File No. 333-265958) filed with the Commission on July 1, 2022, and (ii) the sections captioned “Description of the Notes and the Guarantees” and “Book-Entry, Delivery and Form of Securities” in the registrant’s Prospectus Supplement are each incorporated herein by reference.

Item 2. Exhibits.

Pursuant to the Instructions as to Exhibits for Form 8-A, the following exhibits are being filed with the Commission in connection with this Registration Statement.

 

4.1    Indenture, dated as of September  6, 2019, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as trustee, authentication agent, transfer agent, registrar, calculation agent and initial paying agent (incorporated by reference to Exhibit 4.1 to Form 6-K filed by British American Tobacco p.l.c. on September 6, 2019).
4.2    Supplemental Indenture No. 15, dated as of October  19, 2022, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as trustee (incorporated by reference to Exhibit 4.1 to Form 6-K filed by British American Tobacco p.l.c. on October 19, 2022).


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

    BRITISH AMERICAN TOBACCO P.L.C.
Date: October 19, 2022     By:   /s/ T. Marroco
      Name: T. Marroco
      Title:   Finance and Transformation Director

 

    B.A.T CAPITAL CORPORATION
Date: October 19, 2022     By:   /s/ T. Derr
      Name: T. Derr
      Title:   Secretary

 

    B.A.T. INTERNATIONAL FINANCE P.L.C.
Date: October 19, 2022     By:   /s/ N. Wadey
      Name: N. Wadey
      Title:   Director

 

    B.A.T. NETHERLANDS FINANCE B.V.
Date: October 19, 2022     By:   /s/ JEP Bollen
      Name: JEP Bollen
      Title:   Director

 

Date: October 19, 2022     By:   /s/ HMJ Lina
      Name: HMJ Lina
      Title:   Director
   

REYNOLDS AMERICAN INC.

Date: October 19, 2022     By:   /s/ Anthony B. Petitt
      Name: Anthony B. Petitt
      Title:   Treasurer


EXHIBIT INDEX

 

4.1

Indenture, dated as of September 6, 2019, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as trustee, authentication agent, transfer agent, registrar, calculation agent and initial paying agent (incorporated by reference to Exhibit 4.1 to Form 6-K filed by British American Tobacco p.l.c. on September 6, 2019).

 

4.2

Supplemental Indenture No. 15, dated as of October 19, 2022, by and among B.A.T Capital Corporation, the Guarantors party thereto and Citibank, N.A., as trustee (incorporated by reference to Exhibit 4.1 to Form 6-K filed by British American Tobacco p.l.c. on October 19, 2022).


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:10/19/226-K
10/17/22424B2,  6-K
7/1/226-K,  F-3ASR
9/6/196-K
 List all Filings 


2 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/19/22  British American Tobacco p.l.c.   6-K        10/19/22    7:438K                                   Donnelley … Solutions/FA
 9/06/19  British American Tobacco p.l.c.   6-K         9/06/19   11:1M                                     Cravath Swaine & … 01/FA
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