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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/23/23 JPMorgan Chase & Co. 8-K:8,9 10/23/23 13:277K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 43K 2: EX-5.1 Opinion of Counsel re: Legality HTML 14K 3: EX-5.2 Opinion of Counsel re: Legality HTML 14K 8: R1 Document and Entity Information HTML 71K 11: XML IDEA XML File -- Filing Summary XML 12K 9: XML XBRL Instance -- d563723d8k_htm XML 39K 10: EXCEL IDEA Workbook of Financial Report Info XLSX 9K 5: EX-101.DEF XBRL Definitions -- jpm-20231023_def XML 49K 6: EX-101.LAB XBRL Labels -- jpm-20231023_lab XML 84K 7: EX-101.PRE XBRL Presentations -- jpm-20231023_pre XML 51K 4: EX-101.SCH XBRL Schema -- jpm-20231023 XSD 21K 12: JSON XBRL Instance as JSON Data -- MetaLinks 16± 26K 13: ZIP XBRL Zipped Folder -- 0001193125-23-260837-xbrl Zip 25K
8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): i October 23, 2023
JPMorgan Chase & Co.
(Exact name of registrant as specified in its charter)
i Delaware | i 1-5805 | i 13-2624428 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(I.R.S. employer identification no.) | ||
i 383 Madison Avenue, i New York, i New York |
i 10179 | |||
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: i (212) i 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
i Common stock | i JPM | i The New York Stock Exchange | ||
i Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD |
i JPM PR D | i The New York Stock Exchange | ||
i Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE |
i JPM PR C | i The New York Stock Exchange | ||
i Depositary Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG |
i JPM PR J | i The New York Stock Exchange | ||
i Depositary Shares, each representing a one-four hundredth interest in a share of 4.55% Non-Cumulative Preferred Stock, Series JJ |
i JPM PR K | i The New York Stock Exchange | ||
i Depositary Shares, each representing a one-four hundredth interest in a share of 4.625% Non-Cumulative Preferred Stock, Series LL |
i JPM PR L | i The New York Stock Exchange | ||
i Depositary Shares, each representing a one-four hundredth interest in a share of 4.20% Non-Cumulative Preferred Stock, Series MM |
i JPM PR M | i The New York Stock Exchange | ||
i Alerian MLP Index ETNs due May 24, 2024 |
i AMJ | i NYSE Arca, Inc. | ||
i Guarantee of Callable Fixed Rate Notes due June 10, 2032 of JPMorgan |
i JPM/32 | i The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. | Other Events. |
On October 23, 2023, JPMorgan Chase & Co. closed public offerings of (i) $2,000,000,000 aggregate principal amount of Fixed-to-Floating Rate Notes due 2027 (the “2027 Notes”) and (ii) $2,250,000,000 aggregate principal amount of Fixed-to-Floating Rate Notes due 2029 (the “2029 Notes”) and $3,000,000,000 aggregate principal amount of Fixed-to-Floating Rate Notes due 2034 (the “2034 Notes” and, together with the 2027 Notes and the 2029 Notes, the “Notes”).
The Notes were registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form S-3 (File No. 333-263304), as amended. In connection with these offerings, the legal opinion as to the legality of the 2027 Notes is being filed as Exhibit 5.1 to this report and the legal opinion as to the legality of the 2029 Notes and 2034 Notes is being filed as Exhibit 5.2 to this report.
Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
5.1 | Opinion of Simpson Thacher & Bartlett LLP as to the legality of the 2027 Notes. | |
5.2 | Opinion of Simpson Thacher & Bartlett LLP as to the legality of the 2029 Notes and 2034 Notes. | |
23.1 | Consent of Simpson Thacher & Bartlett LLP (included as part of Exhibit 5.1). | |
23.2 | Consent of Simpson Thacher & Bartlett LLP (included as part of Exhibit 5.2). | |
101 | Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language). | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JPMORGAN CHASE & CO. | ||
(Registrant) | ||
By: | /s/ Jordan A. Costa | |
Name: | Jordan A. Costa | |
Title: | Managing Director |
Dated: October 23, 2023
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
6/10/32 | ||||
5/24/24 | ||||
Filed on / For Period end: | 10/23/23 | 424B2, FWP | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/07/24 JPMorgan Chase & Co. 424B3 1:948K Davis Polk & … LLP 01/FA 2/01/24 JPMorgan Chase & Co. S-4/A 1:1M Davis Polk & … LLP 01/FA 1/18/24 JPMorgan Chase & Co. 424B2 2:886K Workiva Inc Wde… FA01/FA 1/17/24 JPMorgan Chase & Co. S-4 9:1.3M Davis Polk & … LLP 01/FA 1/16/24 JPMorgan Chase & Co. 424B2 1:763K Workiva Inc Wde… FA01/FA |