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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/23/23 Nushares ETF Trust 485APOS 6:1.5M Donnelley … Solutions/FA → Nuveen Growth Opportunities ETF ⇒ NUGO |
Document/Exhibit Description Pages Size
1: 485APOS Nushares Etf Trust HTML 1.25M
2: EX-99.DIII Continuance of Management Agreements Dated July HTML 46K
31, 2023
3: EX-99.DVI Notice of Continuance of Investment Sub-Advisory HTML 22K
Agreement Dated July 31, 2023
4: EX-99.DXI Notice of Continuance of Investment Sub-Advisory HTML 168K
Agreement Dated July 31, 2023
5: EX-99.DXIII Notice of Continuance of Investment Sub-Advisory HTML 9K
Agreement Dated July 31, 2023
6: EX-99.EIII Renewal of Distribution Agreement Dated August 15, HTML 20K
2023
| Renewal of Distribution Agreement dated August 15, 2023 |
RENEWAL OF DISTRIBUTION AGREEMENTS
Agreement made this 15th day of August, 2023 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);
WHEREAS, the parties hereto are the contracting parties under certain Distribution Agreements (the “Agreements”) pursuant to which the Underwriter acts as agent for the distribution of shares of the Funds; and
WHEREAS, the Agreements terminate August 15, 2023 unless continued in the manner required by the Investment Company Act of 1940;
WHEREAS, the Board of Directors/Trustees of the Funds, at a meeting called for the purpose of reviewing the Agreements, has approved the Agreements and their continuance until August 15, 2024 in the manner required by the Investment Company Act of 1940;
NOW THEREFORE, in consideration of the mutual covenants contained in the Agreements the parties hereto do hereby continue the Agreements in effect until August 15, 2024 and ratify and confirm the Agreements in all respects.
| On behalf of the Nuveen Funds |
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| Listed on Appendix A | ||||||||
| By: |
/s/ Mark Winget |
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| Vice President of the Funds |
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| NUVEEN SECURITIES, LLC | ||||||||
| By: |
/s/ Mark Czarniecki |
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| Managing Director and Assistant |
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| Secretary |
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Appendix A
| FUND AND, IF APPLICABLE, FORMERLY KNOWN AS NAME IN THE ORIGINAL AGREEMENT | TYPE OF ENTITY |
NUVEEN SECURITIES, LLC AND, IF APPLICABLE, FORMERLY KNOWN AS NAME IN THE ORIGINAL AGREEMENT | ||
| NuShares ETF Trust | Massachusetts Business Trust | NUVEEN SECURITIES, LLC | ||
| Nuveen Investment Funds, Inc., formerly, First American Investment Funds, Inc. | Maryland Corporation | NUVEEN SECURITIES, LLC, formerly, Nuveen Investments, LLC | ||
| Nuveen Investment Trust | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, John Nuveen & Co. Incorporated | ||
| Nuveen Investment Trust II | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, John Nuveen & Co. Incorporated | ||
| Nuveen Investment Trust III | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, Nuveen Investments, LLC | ||
| Nuveen Investment Trust V | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, Nuveen Investments, LLC | ||
| Nuveen Managed Accounts Portfolios Trust | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, Nuveen Investments, LLC | ||
| Nuveen Municipal Trust, formerly, Nuveen Flagship Municipal Trust | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, John Nuveen & Co. Incorporated | ||
| Nuveen Multistate Trust I, formerly, Nuveen Flagship Multistate Trust I | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, John Nuveen & Co. Incorporated | ||
| Nuveen Multistate Trust II, formerly, Nuveen Flagship Multistate Trust II | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, John Nuveen & Co. Incorporated | ||
| Nuveen Multistate Trust III, formerly, Nuveen Flagship Multistate Trust III | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, John Nuveen & Co. Incorporated | ||
| Nuveen Multistate Trust IV, formerly, Nuveen Flagship Multistate Trust IV | Massachusetts Business Trust | NUVEEN SECURITIES, LLC, formerly, John Nuveen & Co. Incorporated |
| This ‘485APOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 8/15/24 | None on these Dates | |||
| Filed on: | 8/23/23 | |||
| 8/15/23 | ||||
| List all Filings | ||||