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Nushares ETF Trust, et al. – ‘485APOS’ on 8/23/23 – ‘EX-99.DXI’

On:  Wednesday, 8/23/23, at 5:09pm ET   ·   Accession #:  1193125-23-219223   ·   File #s:  811-23161, 333-212032

Previous ‘485APOS’:  ‘485APOS’ on 3/29/23   ·   Next & Latest:  ‘485APOS’ on 12/18/23   ·   33 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/23/23  Nushares ETF Trust                485APOS                6:1.5M                                   Donnelley … Solutions/FA
          → Nuveen Growth Opportunities ETF ⇒ NUGO

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(a)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485APOS     Nushares Etf Trust                                  HTML   1.25M 
 2: EX-99.DIII  Continuance of Management Agreements Dated July     HTML     46K 
                31, 2023                                                         
 3: EX-99.DVI   Notice of Continuance of Investment Sub-Advisory    HTML     22K 
                Agreement Dated July 31, 2023                                    
 4: EX-99.DXI   Notice of Continuance of Investment Sub-Advisory    HTML    168K 
                Agreement Dated July 31, 2023                                    
 5: EX-99.DXIII  Notice of Continuance of Investment Sub-Advisory   HTML      9K 
                Agreement Dated July 31, 2023                                    
 6: EX-99.EIII  Renewal of Distribution Agreement Dated August 15,  HTML     20K 
                2023

‘EX-99.DXI’   —   Notice of Continuance of Investment Sub-Advisory Agreement Dated July 31, 2023

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

  Notice of Continuance of Investment Sub-Advisory Agreement dated July 31, 2023  

NUVEEN FUNDS

NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS

WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the “Agreements”), pursuant to which the Sub-Adviser furnishes investment advisory services to the funds listed on Schedule A (the “Funds”); and

WHEREAS, pursuant to the terms of the Agreements, the Agreements shall continue in force from year to year, provided that such continuance is specifically approved for each Fund (as defined in each Agreement) at least annually in the manner required by the Investment Company Act of 1940 and the rules and regulations thereunder.

NOW THEREFORE, this Notice memorializes between the parties that the Board of Directors/Trustees of each Fund, including the independent Directors/Trustees, at a meeting called in part for the purpose of reviewing the Agreement, have approved the continuance of the Agreement with respect to each Fund until August 1, 2024, in the manner required by the Investment Company Act of 1940.

Dated as of July 31, 2023

 

   

                

  

NUVEEN FUND ADVISORS, LLC

  

        

     

By:

  

/s/ John M. McCann                        

  
     

Its:

  

      Managing Director

  

Attest:

  

/s/ Celeste Clayton                        

        
     

NUVEEN ASSET MANAGEMENT, LLC

  
     

By:

  

/s/ Stuart Cohen                              

  
     

Its:

  

      Managing Director

  

Attest:

  

/s/ Celeste Clayton                        

        

Schedule A

 

Closed-End Fund/ticker   Date of
Contract		   Date of
Renewal

Nuveen AMT-Free Municipal Credit Income Fund (NVG)

  

4-11-16

  

8-1-23

Nuveen AMT-Free Municipal Value Fund (NUW)

  

10-1-14

  

8-1-23

Nuveen AMT-Free Quality Municipal Income Fund (NEA)

  

10-1-14

  

8-1-23

Nuveen Arizona Quality Municipal Income Fund (NAZ)

  

10-1-14

  

8-1-23

Nuveen California AMT-Free Quality Municipal Income Fund (NKX)

  

10-1-14

  

8-1-23

Nuveen California Municipal Value Fund (NCA)

  

10-1-14

  

8-1-23

Nuveen California Quality Municipal Income Fund (NAC)

  

10-1-14

  

8-1-23

Nuveen California Select Tax-Free Income Portfolio (NXC)

  

10-1-14

  

8-1-23

Nuveen Core Equity Alpha Fund (JCE)

  

10-26-20

  

8-1-23

Nuveen Core Plus Impact Fund (NPCT)

  

3-15-21

  

8-1-23

Nuveen Credit Strategies Income Fund (JQC)

  

12-31-20

  

8-1-23

Nuveen Dynamic Municipal Opportunities Fund (NDMO)

  

7-10-20

  

8-1-23

Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX)

  

12-5-14

  

8-1-23

Nuveen Floating Rate Income Fund (JFR)

  

12-31-20

  

8-1-23

Nuveen Global High Income Fund (JGH)

  

11-7-14

  

8-1-23

Nuveen High Income 2023 Target Term Fund (JHAA)

  

10-24-18

  

8-1-23

Nuveen Massachusetts Quality Municipal Income Fund (NMT)

  

10-1-14

  

8-1-23

Nuveen Minnesota Quality Municipal Income Fund (NMS)

  

10-6-14

  

8-1-23

Nuveen Missouri Quality Municipal Income Fund (NOM)

  

10-1-14

  

8-1-23

Nuveen Multi-Asset Income Fund NMAI)

  

9-24-21

  

8-1-23

Nuveen Multi-Market Income Fund (JMM)

  

11-19-14          

  

8-1-23                

Nuveen Municipal Credit Income Fund (NZF)

  

4-11-16

  

8-1-23

Nuveen Municipal Credit Opportunities Fund (NMCO)

  

8-8-19

  

8-1-23

Nuveen Municipal High Income Opportunity Fund (NMZ)

  

10-1-14

  

8-1-23

Nuveen Municipal Income Fund, Inc. (NMI)

  

10-1-14

  

8-1-23

Nuveen Municipal Value Fund, Inc. (NUV)

  

10-1-14

  

8-1-23

Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX)

  

12-5-14

  

8-1-23

Nuveen New Jersey Quality Municipal Income Fund (NXJ)

  

10-1-14

  

8-1-23

Nuveen New York AMT-Free Quality Municipal Income Fund (NRK)

  

10-1-14

  

8-1-23

Nuveen New York Municipal Value Fund (NNY)

  

10-1-14

  

8-1-23

Nuveen New York Quality Municipal Income Fund (NAN)

  

10-1-14

  

8-1-23

Nuveen New York Select Tax-Free Income Portfolio (NXN)

  

10-1-14

  

8-1-23

Nuveen Pennsylvania Quality Municipal Income Fund (NQP)

  

10-1-14

  

8-1-23

Nuveen Preferred & Income Opportunities Fund (JPC)

  

10-1-14

  

8-1-23

Nuveen Preferred and Income Fund (JPT)

  

11-16-16

  

8-1-23

Nuveen Preferred and Income Term Fund (JPI)

  

10-1-14

  

8-1-23

Nuveen Quality Municipal Income Fund (NAD)

  

10-1-14

  

8-1-23

Nuveen Real Asset Income and Growth Fund (JRI)

  

10-1-14

  

8-1-23

Nuveen S&P 500 Dynamic Overwrite Fund (SPXX)

  

12-1-14

  

8-1-23

Nuveen Select Maturities Municipal Fund (NIM)

  

10-1-14

  

8-1-23

Nuveen Select Tax-Free Income Portfolio (NXP)

  

10-1-14

  

8-1-23

Nuveen Taxable Municipal Income Fund (NBB)

  

10-1-14

  

8-1-23

Nuveen Variable Rate Preferred & Income Fund (NPFD))

  

10-1-21

  

8-1-23

Nuveen Virginia Quality Municipal Income Fund (NPV)

  

10-1-14

  

8-1-23

   
INTERVAL FUNDS   Date of
Contract		   Date of
Renewal

Nuveen Enhanced High Yield Municipal Bond Fund

  

1-13-20

  

8-1-23

OPEN-END FUNDS

REGISTRANT    FUND   Date of
Contract		   Date of
Renewal

NUVEEN

MUNICIPAL

TRUST

   

Nuveen All-American Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen High Yield Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen Intermediate Duration Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen Limited Term Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen Short Duration High Yield Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen Strategic Municipal Opportunities Fund

   12-16-14                8-1-23        
              

NUVEEN

MULTI-STATE

TRUST I

   

Nuveen Arizona Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen Colorado Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen Maryland Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen New Mexico Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen Pennsylvania Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen Virginia Municipal Bond Fund

   10-1-14   8-1-23
              

NUVEEN

MULTI-STATE

TRUST II

   

Nuveen California High Yield Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen California Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen Connecticut Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen Massachusetts Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen New Jersey Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen New York Municipal Bond Fund

   10-1-14   8-1-23
              

NUVEEN

MULTI-STATE

TRUST III

   

Nuveen Georgia Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen Louisiana Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen North Carolina Municipal Bond Fund

   10-1-14   8-1-23
              

NUVEEN

MULTI-STATE

TRUST IV

   

Nuveen Kansas Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen Kentucky Municipal Bond Fund

   10-1-14   8-1-23
  

Nuveen Michigan Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen Missouri Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen Ohio Municipal Bond Fund

   10-1-14   8-1-23
    

Nuveen Wisconsin Municipal Bond Fund

   10-1-14   8-1-23
              

NUVEEN

INVESTMENT

TRUST

   

Nuveen Global Equity Income Fund

   12-31-21   8-1-23
  

Nuveen Large Cap Value Fund

   12-31-21   8-1-23
  

Nuveen Multi Cap Value Fund

   12-31-21   8-1-23
  

Nuveen Small/Mid Cap Value Fund

   12-31-21   8-1-23
  

Nuveen Small Cap Value Opportunities Fund

   12-31-21   8-1-23
              

                

REGISTRANT

    FUND    Date of
Contract		    Date of
Renewal

NUVEEN

INVESTMENT

TRUST II

    Nuveen Dividend Growth Fund    12-31-21    8-1-23
   Nuveen Equity Long/Short Fund    10-15-14    8-1-23
   Nuveen Global Dividend Growth Fund    12-31-21    8-1-23
  

 

Nuveen International Dividend Growth Fund

    12-31-21    8-1-23
  

 

Nuveen International Small Cap Fund

    11-30-21    8-1-23
  

 

Nuveen International Value Fund

    12-31-21                 8-1-23         
                

NUVEEN

    Nuveen Floating Rate Income Fund    12-31-20    8-1-23

INVESTMENT

TRUST III

    Nuveen High Yield Income Fund    12-31-20    8-1-23
          

NUVEEN

INVESTMENT

TRUST V

    Nuveen Flexible Income Fund    12-31-21    8-1-23
   Nuveen Global Real Estate Securities Fund    3-20-18    8-1-23
   Nuveen Preferred Securities and Income Fund    10-1-14    8-1-23
                

NUVEEN

MANAGED

    Municipal Total Return Managed Accounts Portfolio    10-1-14    8-1-23

ACCOUNTS

PORTFOLIOS

TRUST

    Nuveen Core Impact Bond Managed Accounts Portfolio    7-9-20    8-1-23
                

NUVEEN

INVESTMENT

FUNDS, INC.

    Nuveen Credit Income Fund f/k/a Nuveen High Income Bond Fund    10-1-14    8-1-23
   Nuveen Dividend Value Fund    10-1-14    8-1-23
   Nuveen Global Infrastructure Fund    10-1-14    8-1-23
     Nuveen Large Cap Select Fund    10-1-14    8-1-23
     Nuveen Mid Cap Growth Opportunities Fund    10-1-14    8-1-23
     Nuveen Mid Cap Value Fund    10-1-14    8-1-23
     Nuveen Minnesota Intermediate Municipal Bond Fund    10-1-14    8-1-23
     Nuveen Minnesota Municipal Bond Fund    10-1-14    8-1-23
     Nuveen Nebraska Municipal Bond Fund    10-1-14    8-1-23
     Nuveen Oregon Intermediate Municipal Bond Fund    10-1-14    8-1-23
     Nuveen Real Asset Income Fund    10-1-14    8-1-23
     Nuveen Real Estate Securities Fund    10-1-14    8-1-23
     Nuveen Short Term Municipal Bond Fund    10-1-14    8-1-23
     Nuveen Small Cap Growth Opportunities Fund    10-1-14    8-1-23
     Nuveen Small Cap Select Fund    10-1-14    8-1-23
     Nuveen Small Cap Value Fund    10-1-14    8-1-23
     Nuveen Strategic Income Fund    10-1-14    8-1-23
                
                    
EXCHANGE-TRADED FUNDS      
REGISTRANT    FUND    Date of
Contract		    Date of
Renewal

NUSHARES

ETF TRUST

   

Nuveen Small Cap Select ETF

    7-26-21    8-1-23
  

Nuveen Dividend Growth ETF

    12-31-21    8-1-23
  

Nuveen Growth Opportunities ETF

    9-15-21    8-1-23
  

Nuveen Global Net Zero Transition ETF

    6-23-22    8-1-23

Dates Referenced Herein

This ‘485APOS’ Filing    Date    Other Filings
8/1/24None on these Dates
Filed on:8/23/23
7/31/23
 List all Filings 

12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/24  Nushares ETF Trust                485BPOS     5/01/24   14:2.6M                                   Donnelley … Solutions/FA
 3/25/24  Nuveen Muni Credit Opportunit… Fd N-2                    4:1M                                     Donnelley … Solutions/FA
 3/19/24  Nuveen Pfd & Income Opportuni… Fd N-2ASR      3/19/24   16:1.7M                                   Donnelley … Solutions/FA
 3/08/24  Nuveen Muni High Income Oppor… Fd N-2ASR      3/08/24   17:1.9M                                   Donnelley … Solutions/FA
 3/06/24  Nushares ETF Trust                485BPOS     3/06/24   25:5.5M                                   Donnelley … Solutions/FA
 2/29/24  Nushares ETF Trust                485BPOS     2/29/24   31:15M                                    Donnelley … Solutions/FA
 1/19/24  Nuveen Taxable Muni Income Fund   N-2                    4:1M                                     Donnelley … Solutions/FA
12/18/23  Nushares ETF Trust                485APOS                1:2.4M                                   Donnelley … Solutions/FA
11/27/23  Nushares ETF Trust                485BPOS    11/30/23   14:2.9M                                   Donnelley … Solutions/FA
11/27/23  Nushares ETF Trust                485BPOS    11/30/23   18:5.4M                                   Donnelley … Solutions/FA
10/31/23  Nushares ETF Trust                485BPOS    11/01/23   17:3.5M                                   Donnelley … Solutions/FA
 9/22/23  Nuveen Municipal Income Fund Inc. N-2                    2:1.1M                                   Donnelley … Solutions/FA

21 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/29/23  Nushares ETF Trust                485BPOS     6/30/23   21:2.9M                                   Donnelley … Solutions/FA
 4/28/23  Nushares ETF Trust                485BPOS     4/28/23   15:2.5M                                   Donnelley … Solutions/FA
 2/28/23  Nushares ETF Trust                485BPOS     2/28/23   27:12M                                    Donnelley … Solutions/FA
 1/09/23  Nushares ETF Trust                N-CSR      10/31/22    3:18M                                    Donnelley … Solutions/FA
11/25/22  Nushares ETF Trust                485BPOS    11/30/22   17:2.7M                                   Donnelley … Solutions/FA
11/25/22  Nushares ETF Trust                485BPOS    11/30/22   17:4.5M                                   Donnelley … Solutions/FA
 6/23/22  Nushares ETF Trust                485BPOS     6/23/22   21:3.9M                                   Donnelley … Solutions/FA
 2/28/22  Nushares ETF Trust                485BPOS     2/28/22   34:13M                                    Donnelley … Solutions/FA
 9/24/21  Nushares ETF Trust                485BPOS     9/27/21   27:2.5M                                   Donnelley … Solutions/FA
 8/05/21  Nushares ETF Trust                485BPOS     8/05/21   26:5.1M                                   Donnelley … Solutions/FA
 7/07/21  Nushares ETF Trust                485APOS                6:985K                                   Donnelley … Solutions/FA
11/27/20  Nushares ETF Trust                485BPOS    11/30/20   23:8M                                     Donnelley … Solutions/FA
10/07/20  Nushares ETF Trust                N-CSR       7/31/20    3:3.5M                                   Donnelley … Solutions/FA
 2/27/20  Nushares ETF Trust                485BPOS     2/28/20    6:2.4M                                   Donnelley … Solutions/FA
 9/20/19  Nushares ETF Trust                485BPOS     9/20/19   12:1.1M                                   Donnelley … Solutions/FA
 4/30/19  Nushares ETF Trust                485BPOS     4/30/19    4:974K                                   Donnelley … Solutions/FA
 6/02/17  NuShares ETF Trust                485BPOS     6/02/17    9:1.7M                                   Donnelley … Solutions/FA
 3/28/17  NuShares ETF Trust                485BPOS     3/30/17   12:1.9M                                   Donnelley … Solutions/FA
 8/29/16  NuShares ETF Trust                N-1A/A¶                8:1.9M                                   Donnelley … Solutions/FA
 8/12/16  NuShares ETF Trust                N-1A/A¶               15:2.8M                                   Donnelley … Solutions/FA
 6/15/16  NuShares ETF Trust                N-1A¶                  5:1.7M                                   Donnelley … Solutions/FA
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