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Nushares ETF Trust, et al. – ‘485APOS’ on 8/23/23 – ‘EX-99.DIII’

On:  Wednesday, 8/23/23, at 5:09pm ET   ·   Accession #:  1193125-23-219223   ·   File #s:  811-23161, 333-212032

Previous ‘485APOS’:  ‘485APOS’ on 3/29/23   ·   Next & Latest:  ‘485APOS’ on 12/18/23   ·   33 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/23/23  Nushares ETF Trust                485APOS                6:1.5M                                   Donnelley … Solutions/FANuveen Growth Opportunities ETF NUGO

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(a)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485APOS     Nushares Etf Trust                                  HTML   1.25M 
 2: EX-99.DIII  Continuance of Management Agreements Dated July     HTML     46K 
                31, 2023                                                         
 3: EX-99.DVI   Notice of Continuance of Investment Sub-Advisory    HTML     22K 
                Agreement Dated July 31, 2023                                    
 4: EX-99.DXI   Notice of Continuance of Investment Sub-Advisory    HTML    168K 
                Agreement Dated July 31, 2023                                    
 5: EX-99.DXIII  Notice of Continuance of Investment Sub-Advisory   HTML      9K 
                Agreement Dated July 31, 2023                                    
 6: EX-99.EIII  Renewal of Distribution Agreement Dated August 15,  HTML     20K 
                2023                                                             


‘EX-99.DIII’   —   Continuance of Management Agreements Dated July 31, 2023


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Continuance of Management Agreements dated July 31, 2023  

NUVEEN FUNDS

CONTINUANCE OF MANAGEMENT AGREEMENTS

Agreement made as of this 31st day of July 2023, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2023.

WITNESSETH THAT:

WHEREAS, the parties hereto are the contracting parties under each certain Investment Management Agreement (the “Agreements”) pursuant to which the Adviser furnishes investment management and other services to each Fund; and

WHEREAS, each Agreement terminates August 1, 2023 unless continued in the manner required by the Investment Company Act of 1940; and

WHEREAS, the Board of Directors/Trustees, at meetings held May 23-25, 2023, have approved each Agreement, as amended as set forth in Appendix B hereto, and its continuance until August 1, 2024 in the manner required by the Investment Company Act of 1940.

NOW THEREFORE, in consideration of the mutual covenants contained in each Agreement the parties hereto do hereby continue each Agreement in effect until August 1, 2024 and ratify and confirm the Agreements in all respects.

 

               On behalf of the Nuveen Funds
               Listed on Appendix A
   By: /s/ Mark Winget                                                                 
                               Vice President
Attest: /s/ Celeste Clayton                                     
   NUVEEN FUND ADVISORS, LLC
   By: /s/ John M. McCann                                                          
                             Managing Director
Attest: /s/ Celeste Clayton                                     


Appendix A

As of August 1, 2023

NUVEEN CLOSED-END FUNDS

 

  TICKER SYMBOLS

Nuveen AMT-Free Municipal Credit Income Fund

 

            

   NVG       

Nuveen AMT-Free Municipal Value Fund

     NUW  

Nuveen AMT-Free Quality Municipal Income Fund

     NEA  

Nuveen Arizona Quality Municipal Income Fund

     NAZ  

Nuveen California AMT-Free Quality Municipal Income Fund

     NKX  

Nuveen California Municipal Value Fund

     NCA  

Nuveen California Quality Municipal Income Fund

     NAC  

Nuveen California Select Tax-Free Income Portfolio

     NXC  

Nuveen Core Equity Alpha Fund

     JCE  

Nuveen Core Plus Impact Fund

     NPCT  

Nuveen Credit Strategies Income Fund

     JQC  

Nuveen Dow 30SM Dynamic Overwrite Fund

     DIAX  

Nuveen Dynamic Municipal Opportunities Fund

     NDMO  

Nuveen Floating Rate Income Fund

     JFR  

Nuveen Global High Income Fund

     JGH  

Nuveen High Income 2023 Target Term Fund

     JHAA  

Nuveen Massachusetts Quality Municipal Income Fund

     NMT  

Nuveen Minnesota Quality Municipal Income Fund

     NMS  

Nuveen Missouri Quality Municipal Income Fund

     NOM  

Nuveen Mortgage and Income Fund

     JLS  

Nuveen Multi-Asset Income Fund

     NMAI  

Nuveen Multi-Market Income Fund

     JMM  

Nuveen Municipal Credit Income Fund

     NZF  

Nuveen Municipal Credit Opportunities Fund

     NMCO  

Nuveen Municipal High Income Opportunity Fund

     NMZ  

Nuveen Municipal Income Fund, Inc.

     NMI  

Nuveen Municipal Value Fund, Inc.

     NUV  

Nuveen NASDAQ 100 Dynamic Overwrite Fund

     QQQX  

Nuveen New Jersey Quality Municipal Income Fund

     NXJ  

Nuveen New York AMT-Free Quality Municipal Income Fund

     NRK  

Nuveen New York Municipal Value Fund

     NNY  

Nuveen New York Quality Municipal Income Fund

     NAN  

Nuveen New York Select Tax-Free Income Portfolio

     NXN  

Nuveen Pennsylvania Quality Municipal Income Fund

     NQP  

Nuveen Preferred & Income Opportunities Fund

     JPC  

Nuveen Preferred & Income Securities Fund

     JPS  

Nuveen Preferred and Income Fund

     JPT  

Nuveen Preferred and Income Term Fund

     JPI  

Nuveen Quality Municipal Income Fund

     NAD  

Nuveen Real Asset Income and Growth Fund

     JRI  

Nuveen Real Estate Income Fund

     JRS  

Nuveen S&P 500 Dynamic Overwrite Fund

     SPXX  

Nuveen S&P 500 Buy-Write Income Fund

     BXMX  

Nuveen Select Maturities Municipal Fund

     NIM  

Nuveen Select Tax-Free Income Portfolio

     NXP  

Nuveen Taxable Municipal Income Fund

 

 

   NBB  


Nuveen Variable Rate Preferred & Income Fund

     NPFD       

Nuveen Virginia Quality Municipal Income Fund

                  NPV  

NUVEEN INTERVAL FUNDS

Nuveen Enhanced High Yield Municipal Bond Fund

NUVEEN OPEN-END FUNDS

NUVEEN MUNICIPAL TRUST

Nuveen All-American Municipal Bond Fund

Nuveen High Yield Municipal Bond Fund

Nuveen Intermediate Duration Municipal Bond Fund

Nuveen Limited Term Municipal Bond Fund

Nuveen Short Duration High Yield Municipal Bond Fund

Nuveen Strategic Municipal Opportunities Fund

NUVEEN MULTISTATE TRUST I

Nuveen Arizona Municipal Bond Fund

Nuveen Colorado Municipal Bond Fund

Nuveen Maryland Municipal Bond Fund

Nuveen New Mexico Municipal Bond Fund

Nuveen Pennsylvania Municipal Bond Fund

Nuveen Virginia Municipal Bond Fund

NUVEEN MULTISTATE TRUST II

Nuveen California Municipal Bond Fund

Nuveen California High Yield Municipal Bond Fund

Nuveen Connecticut Municipal Bond Fund

Nuveen Massachusetts Municipal Bond Fund

Nuveen New Jersey Municipal Bond Fund

Nuveen New York Municipal Bond Fund

NUVEEN MULTISTATE TRUST III

Nuveen Georgia Municipal Bond Fund

Nuveen Louisiana Municipal Bond Fund

Nuveen North Carolina Municipal Bond Fund

NUVEEN MULTISTATE TRUST IV

Nuveen Kansas Municipal Bond Fund

Nuveen Kentucky Municipal Bond Fund

Nuveen Michigan Municipal Bond Fund

Nuveen Missouri Municipal Bond Fund

Nuveen Ohio Municipal Bond Fund

Nuveen Wisconsin Municipal Bond Fund

NUVEEN INVESTMENT TRUST

Nuveen Global Equity Income Fund

Nuveen Multi Cap Value Fund

Nuveen Small Cap Value Opportunities Fund

Nuveen Large Cap Value Fund

Nuveen Small/Mid Cap Value Fund


NUVEEN INVESTMENT TRUST II

Nuveen Equity Long/Short Fund

Nuveen International Value Fund

Nuveen Dividend Growth Fund

Nuveen Global Dividend Growth Fund

Nuveen International Dividend Growth Fund

Nuveen International Small Cap Fund

Nuveen Winslow Large-Cap Growth ESG Fund

NUVEEN INVESTMENT TRUST III

Nuveen Floating Rate Income Fund f/k/a Nuveen Symphony Floating Rate Income Fund

Nuveen High Yield Income Fund f/k/a Nuveen Symphony High Yield Income Fund

NUVEEN INVESTMENT TRUST V

Nuveen Global Real Estate Securities Fund

Nuveen Flexible Income Fund

Nuveen Preferred Securities and Income Fund

NUVEEN MANAGED ACCOUNTS PORTFOLIOS TRUST

Municipal Total Return Managed Accounts Portfolio

Nuveen Core Impact Bond Managed Accounts Portfolio

NUVEEN INVESTMENT FUNDS, INC.

Nuveen Dividend Value Fund

Nuveen Global Infrastructure Fund

Nuveen Credit Income Fund

Nuveen Large Cap Select Fund

Nuveen Mid Cap Growth Opportunities Fund

Nuveen Mid Cap Value Fund

Nuveen Minnesota Intermediate Municipal Bond Fund

Nuveen Minnesota Municipal Bond Fund

Nuveen Nebraska Municipal Bond Fund

Nuveen Oregon Intermediate Municipal Bond Fund

Nuveen Real Asset Income Fund

Nuveen Real Estate Securities Fund

Nuveen Short Term Municipal Bond Fund

Nuveen Small Cap Growth Opportunities Fund

Nuveen Small Cap Select Fund

Nuveen Small Cap Value Fund

Nuveen Strategic Income Fund


NuSHARES ETF TRUST

Nuveen Enhanced Yield U.S. Aggregate Bond ETF (NUAG)

Nuveen Short-Term REIT ETF (NURE)

Nuveen ESG Large-Cap Growth ETF (NULG)

Nuveen ESG Large-Cap Value ETF (NULV)

Nuveen ESG Mid-Cap Growth ETF (NUMG)

Nuveen ESG Mid-Cap Value ETF (NUMV)

Nuveen ESG Small-Cap ETF (NUSC)

Nuveen ESG 1-5 Year U.S. Aggregate Bond ETF (NUSA)

Nuveen ESG Emerging Markets Equity ETF (NUEM)

Nuveen ESG International Developed Markets Equity ETF (NUDM)

Nuveen ESG U.S. Aggregate Bond ETF (NUBD)

Nuveen ESG Large-Cap ETF (NULC)

Nuveen ESG High Yield Corporate Bond ETF (NUHY)

Nuveen Dividend Growth ETF (NDVG)

Nuveen Small Cap Select ETF (NSCS)

Nuveen Winslow Large-Cap Growth ESG ETF (NWLG)

Nuveen ESG Dividend ETF (NUDV)

Nuveen Growth Opportunities ETF (NUGO)

Nuveen Global Net Zero Transition ETF (NTZG)


Dates Referenced Herein

This ‘485APOS’ Filing    Date    Other Filings
8/1/24None on these Dates
Filed on:8/23/23
8/1/23
 List all Filings 


12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/24  Nushares ETF Trust                485BPOS     5/01/24   14:2.6M                                   Donnelley … Solutions/FA
 3/25/24  Nuveen Muni Credit Opportunit… Fd N-2                    4:1M                                     Donnelley … Solutions/FA
 3/19/24  Nuveen Pfd & Income Opportuni… Fd N-2ASR      3/19/24   16:1.7M                                   Donnelley … Solutions/FA
 3/08/24  Nuveen Muni High Income Oppor… Fd N-2ASR      3/08/24   17:1.9M                                   Donnelley … Solutions/FA
 3/06/24  Nushares ETF Trust                485BPOS     3/06/24   25:5.5M                                   Donnelley … Solutions/FA
 2/29/24  Nushares ETF Trust                485BPOS     2/29/24   31:15M                                    Donnelley … Solutions/FA
 1/19/24  Nuveen Taxable Muni Income Fund   N-2                    4:1M                                     Donnelley … Solutions/FA
12/18/23  Nushares ETF Trust                485APOS                1:2.4M                                   Donnelley … Solutions/FA
11/27/23  Nushares ETF Trust                485BPOS    11/30/23   14:2.9M                                   Donnelley … Solutions/FA
11/27/23  Nushares ETF Trust                485BPOS    11/30/23   18:5.4M                                   Donnelley … Solutions/FA
10/31/23  Nushares ETF Trust                485BPOS    11/01/23   17:3.5M                                   Donnelley … Solutions/FA
 9/22/23  Nuveen Municipal Income Fund Inc. N-2                    2:1.1M                                   Donnelley … Solutions/FA


21 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/29/23  Nushares ETF Trust                485BPOS     6/30/23   21:2.9M                                   Donnelley … Solutions/FA
 4/28/23  Nushares ETF Trust                485BPOS     4/28/23   15:2.5M                                   Donnelley … Solutions/FA
 2/28/23  Nushares ETF Trust                485BPOS     2/28/23   27:12M                                    Donnelley … Solutions/FA
 1/09/23  Nushares ETF Trust                N-CSR      10/31/22    3:18M                                    Donnelley … Solutions/FA
11/25/22  Nushares ETF Trust                485BPOS    11/30/22   17:2.7M                                   Donnelley … Solutions/FA
11/25/22  Nushares ETF Trust                485BPOS    11/30/22   17:4.5M                                   Donnelley … Solutions/FA
 6/23/22  Nushares ETF Trust                485BPOS     6/23/22   21:3.9M                                   Donnelley … Solutions/FA
 2/28/22  Nushares ETF Trust                485BPOS     2/28/22   34:13M                                    Donnelley … Solutions/FA
 9/24/21  Nushares ETF Trust                485BPOS     9/27/21   27:2.5M                                   Donnelley … Solutions/FA
 8/05/21  Nushares ETF Trust                485BPOS     8/05/21   26:5.1M                                   Donnelley … Solutions/FA
 7/07/21  Nushares ETF Trust                485APOS                6:985K                                   Donnelley … Solutions/FA
11/27/20  Nushares ETF Trust                485BPOS    11/30/20   23:8M                                     Donnelley … Solutions/FA
10/07/20  Nushares ETF Trust                N-CSR       7/31/20    3:3.5M                                   Donnelley … Solutions/FA
 2/27/20  Nushares ETF Trust                485BPOS     2/28/20    6:2.4M                                   Donnelley … Solutions/FA
 9/20/19  Nushares ETF Trust                485BPOS     9/20/19   12:1.1M                                   Donnelley … Solutions/FA
 4/30/19  Nushares ETF Trust                485BPOS     4/30/19    4:974K                                   Donnelley … Solutions/FA
 6/02/17  NuShares ETF Trust                485BPOS     6/02/17    9:1.7M                                   Donnelley … Solutions/FA
 3/28/17  NuShares ETF Trust                485BPOS     3/30/17   12:1.9M                                   Donnelley … Solutions/FA
 8/29/16  NuShares ETF Trust                N-1A/A¶                8:1.9M                                   Donnelley … Solutions/FA
 8/12/16  NuShares ETF Trust                N-1A/A¶               15:2.8M                                   Donnelley … Solutions/FA
 6/15/16  NuShares ETF Trust                N-1A¶                  5:1.7M                                   Donnelley … Solutions/FA
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