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PTC Inc. – ‘8-K’ for 8/1/23

On:  Tuesday, 8/1/23, at 8:37am ET   ·   For:  8/1/23   ·   Accession #:  1193125-23-199982   ·   File #:  0-18059

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/01/23  PTC Inc.                          8-K:5       8/01/23   10:133K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     23K 
 5: R1          Document and Entity Information                     HTML     45K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- d511690d8k_htm                      XML     13K 
 7: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- ptc-20230801_lab                      XML     53K 
 4: EX-101.PRE  XBRL Presentations -- ptc-20230801_pre               XML     33K 
 2: EX-101.SCH  XBRL Schema -- ptc-20230801                          XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
10: ZIP         XBRL Zipped Folder -- 0001193125-23-199982-xbrl      Zip     11K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i false  i 0000857005 0000857005 2023-08-01 2023-08-01

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(D)

of The Securities Exchange Act of 1934

Date of report (Date of earliest event reported)  i August 1, 2023

 

 

 i PTC Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

 i Massachusetts    i 0-18059    i 04-2866152

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

 i 121 Seaport Boulevard,  i Boston,  i MA    i 02210
(Address of Principal Executive Offices)   (Zip Code)

(Registrant’s Telephone Number, Including Area Code)  i (781)  i 370-5000

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (seeGeneral Instruction A.2. below):

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbols

 

Name of each exchange

on which registered

 i Common Stock, $.01 par value per share    i PTC    i NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Section 5 – Corporate Governance and Management

 

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On August 1, 2023, PTC’s Board of Directors accepted the resignation of director Blake Moret, which resignation was submitted pursuant to the terms of the Share Purchase Agreement between PTC Inc. and Rockwell Automation Inc. dated as of June 11, 2018, as amended on May 11, 2021, after Rockwell’s ownership of PTC shares fell below 5% of PTC’s outstanding shares. Mr. Moret’s resignation is effective as of August 1, 2023.

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    PTC Inc.
Date: 1 August 2023     By:  

/s/ Aaron von Staats

      Aaron von Staats
      Executive Vice President, General Counsel & Secretary

 

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:8/1/23
5/11/218-K
6/11/188-K
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/03/23  PTC Inc.                          424B7                  1:428K                                   Donnelley … Solutions/FA
 8/01/23  PTC Inc.                          424B7                  1:429K                                   Donnelley … Solutions/FA
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