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Macquarie Group Ltd., et al. – ‘SC 13G’ on 4/24/23 re: Dune Acquisition Corp.

On:  Monday, 4/24/23, at 12:18pm ET   ·   Accession #:  1193125-23-112307   ·   File #:  5-92132

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/14/23   ·   Next:  ‘SC 13G’ on 4/24/23   ·   Latest:  ‘SC 13G’ on 2/14/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/24/23  Macquarie Group Ltd.              SC 13G                 1:77K  Dune Acquisition Corp.            Donnelley … Solutions/FA
          Macquarie Bank Ltd.
          Macquarie Bank Ltd. (London Branch)

Statement of Acquisition of Beneficial Ownership by a “Passive” Investor   —   Schedule 13G   —   WA’68

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Acquisition of Beneficial Ownership    HTML     76K 
                by a "Passive" Investor                                          


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  SC 13G  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 0)*

 

 

Dune Acquisition Corp.

(Name of Issuer)

Class A Common Stock, par value $0.0001 per share

(Title of Class of Securities)

265334102

(CUSIP Number)

December 30, 2022

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 265334102

 

  1.    

  Names of Reporting Persons

 

  Macquarie Group Limited

  2.  

  Check the Appropriate Box if a Member of a Group (See Instructions)

 

  (a)  ☒        (b)  ☐

  3.  

  SEC Use Only

 

  4.  

  Citizenship or Place of Organization

 

  Sydney, New South Wales Australia

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

  Sole Voting Power

 

  0

   6.  

  Shared Voting Power

 

  0

   7.  

  Sole Dispositive Power

 

  0

   8.  

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

90,000 deemed beneficially owned due to reporting person’s ownership of Macquarie Bank Limited and Macquarie Bank Limited (London Branch), whose individual holdings are shown on the following forms.

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row (9)

 

  7.61%

12.  

  Type of Reporting Person (See Instructions)

 

  HC


CUSIP No. 265334102

 

  1.    

  Names of Reporting Persons

 

  Macquarie Bank Limited

  2.  

  Check the Appropriate Box if a Member of a Group (See Instructions)

 

  (a)  ☒        (b)  ☐

  3.  

  SEC Use Only

 

  4.  

  Citizenship or Place of Organization

 

  Sydney, New South Wales Australia

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

  Sole Voting Power

 

  0

   6.  

  Shared Voting Power

 

  0

   7.  

  Sole Dispositive Power

 

  0

   8.  

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

90,000 deemed beneficially owned due to reporting person’s ownership of Macquarie Bank Limited (London Branch)

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row (9)

 

  7.61%

12.  

  Type of Reporting Person (See Instructions)

 

  CO


CUSIP No. 265334102

 

  1.    

  Names of Reporting Persons

 

  Macquarie Bank Limited (London Branch)

  2.  

  Check the Appropriate Box if a Member of a Group (See Instructions)

 

  (a)  ☒        (b)  ☐

  3.  

  SEC Use Only

 

  4.  

  Citizenship or Place of Organization

 

  London, United Kingdom

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5.    

  Sole Voting Power

 

  90,000

   6.  

  Shared Voting Power

 

  0

   7.  

  Sole Dispositive Power

 

  90,000

   8.  

  Shared Dispositive Power

 

  0

  9.    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

90,000

10.  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

  ☐

11.  

  Percent of Class Represented by Amount in Row (9)

 

  7.61%

12.  

  Type of Reporting Person (See Instructions)

 

  BK


Item 1.
   (a)      

Name of Issuer

 

Dune Acquisition Corp.

   (b)      

Address of Issuer’s Principal Executive Offices

 

700 S. Rosemary Avenue, Suite 204, West Palm Beach, FL 33401

Item 2.
   (a)      

Name of Person Filing

 

This Schedule 13G is jointly filed by Macquarie Group Limited, Macquarie Bank Limited and Macquarie Bank Limited (London Branch).

   (b)      

Address of Principal Business Office or, if none, Residence

 

The principal business address of Macquarie Group Limited and Macquarie Bank Limited is 50 Martin Place Sydney, New South Wales, Australia. The principal business address of Macquarie Bank Limited (London Branch) is Ropemaker Place 28 Ropemaker Street, London, EC2Y 9HD.

   (c)      

Citizenship

 

Macquarie Group Limited and Macquarie Bank Limited- Sydney, New South Wales, Australia Corporation

Macquarie Bank Limited (London Branch) – incorporated or formed under the laws of Australia

   (d)      

Title of Class of Securities

 

Class A Common Stock

   (e)      

CUSIP Number

 

265334102

Item 3.    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
   (a)       Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
   (b)       Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
   (c)       Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
   (d)       Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
   (e)       An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
   (f)       An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
   (g)       A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
   (h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
   (i)       A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
   (j)       A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);
   (k)       Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

Page 5 of 7


Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a)

Amount beneficially owned:    

See responses on the cover page hereto.

 

  (b)

Percent of class:    

See responses on the cover page hereto.

 

  (c)

Number of shares as to which the person has:

 

  (i)

Sole power to vote or to direct the vote    

See responses on the cover page hereto.

 

  (ii)

Shared power to vote or to direct the vote    

0

 

  (iii)

Sole power to dispose or to direct the disposition of    

See responses on the cover page hereto.

 

  (iv)

Shared power to dispose or to direct the disposition of    

0

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following    

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Page 6 of 7


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Macquarie Group Limited           

April 24, 2023

      Date
/s/ Michael Wainer         /s/ Charles Glorioso
Signature       Signature
              

Michael Wainer

Associate Director

     

Charles Glorioso

Division Director

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Macquarie Bank Limited      

April 24, 2023

      Date
/s/ Michael Wainer            /s/ Charles Glorioso
Signature       Signature
              

Michael Wainer

Associate Director

     

Charles Glorioso

Division Director

 

Macquarie Bank Limited (London Branch)      

April 24, 2023

           Date

/s/ Kate Vetch

     
Signature      

 

     

 

     

Kate Vetch

Regional Head of Compliance, EMEA

     

 

Page 7 of 7


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G’ Filing    Date    Other Filings
Filed on:4/24/23
12/30/228-K
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