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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/27/23 U.S. Bancorp 10-K 12/31/22 196:31M Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 1.00M 2: EX-4.2 Instrument Defining the Rights of Security Holders HTML 335K 3: EX-13 Annual or Quarterly Report to Security Holders HTML 6.55M 4: EX-21 Subsidiaries List HTML 65K 5: EX-23 Consent of Expert or Counsel HTML 63K 6: EX-24 Power of Attorney HTML 63K 7: EX-31.1 Certification -- §302 - SOA'02 HTML 65K 8: EX-31.2 Certification -- §302 - SOA'02 HTML 65K 9: EX-32 Certification -- §906 - SOA'02 HTML 60K 15: R1 Cover Page HTML 149K 16: R2 Consolidated Balance Sheet HTML 188K 17: R3 Consolidated Balance Sheet (Parenthetical) HTML 79K 18: R4 Consolidated Statement of Income HTML 196K 19: R5 Consolidated Statement of Comprehensive Income HTML 113K 20: R6 Consolidated Statement of Shareholders' Equity HTML 150K 21: R7 Consolidated Statement of Shareholders' Equity HTML 82K (Parenthetical) 22: R8 Consolidated Statement of Cash Flows HTML 178K 23: R9 Significant Accounting Policies HTML 136K 24: R10 Accounting Changes HTML 76K 25: R11 Business Combinations HTML 126K 26: R12 Restrictions on Cash and Due from Banks HTML 63K 27: R13 Investment Securities HTML 213K 28: R14 Loans and Allowance for Credit Losses HTML 353K 29: R15 Leases HTML 98K 30: R16 Accounting for Transfers and Servicing of HTML 77K Financial Assets and Variable Interest Entities 31: R17 Premises and Equipment HTML 71K 32: R18 Mortgage Servicing Rights HTML 139K 33: R19 Intangible Assets HTML 108K 34: R20 Deposits HTML 78K 35: R21 Short-Term Borrowings HTML 69K 36: R22 Long-Term Debt HTML 109K 37: R23 Shareholders' Equity HTML 231K 38: R24 Earnings Per Share HTML 79K 39: R25 Employee Benefits HTML 270K 40: R26 Stock-Based Compensation HTML 132K 41: R27 Income Taxes HTML 124K 42: R28 Derivative Instruments HTML 211K 43: R29 Netting Arrangements for Certain Financial HTML 150K Instruments and Securities Financing Activities 44: R30 Fair Values of Assets and Liabilities HTML 309K 45: R31 Guarantees and Contingent Liabilities HTML 114K 46: R32 Business Segments HTML 227K 47: R33 U.S. Bancorp (Parent Company) HTML 129K 48: R34 Subsequent Events HTML 63K 49: R35 Significant Accounting Policies (Policies) HTML 205K 50: R36 Business Combinations (Tables) HTML 124K 51: R37 Investment Securities (Tables) HTML 212K 52: R38 Loans and Allowance for Credit Losses (Tables) HTML 356K 53: R39 Leases (Tables) HTML 103K 54: R40 Accounting for Transfers and Servicing of HTML 65K Financial Assets and Variable Interest Entities (Tables) 55: R41 Premises and Equipment (Tables) HTML 70K 56: R42 Mortgage Servicing Rights (Tables) HTML 141K 57: R43 Intangible Assets (Tables) HTML 116K 58: R44 Deposits (Tables) HTML 80K 59: R45 Short-Term Borrowings (Tables) HTML 68K 60: R46 Long-Term Debt (Tables) HTML 113K 61: R47 Shareholders' Equity (Tables) HTML 222K 62: R48 Earnings Per Share (Tables) HTML 77K 63: R49 Employee Benefits (Tables) HTML 274K 64: R50 Stock-Based Compensation (Tables) HTML 133K 65: R51 Income Taxes (Tables) HTML 124K 66: R52 Derivative Instruments (Tables) HTML 213K 67: R53 Netting Arrangements for Certain Financial HTML 148K Instruments and Securities Financing Activities (Tables) 68: R54 Fair Values of Assets and Liabilities (Tables) HTML 303K 69: R55 Guarantees and Contingent Liabilities (Tables) HTML 89K 70: R56 Business Segments (Tables) HTML 215K 71: R57 U.S. Bancorp (Parent Company) (Tables) HTML 130K 72: R58 Business Combinations - 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Components of Earnings Per HTML 108K Share (Detail) 130: R116 Earnings Per Share - Additional Information HTML 64K (Detail) 131: R117 Employee Benefits - Additional Information HTML 106K (Detail) 132: R118 Employee Benefits - Summary of Changes in HTML 143K Projected Benefit Obligation, Plan Assets, Funded Status, Amounts Recognized in Consolidated Balance Sheet and Accumulated Other Comprehensive Income (Loss) (Detail) 133: R119 Employee Benefits - Summary of Changes in HTML 64K Projected Benefit Obligation, Plan Assets, Funded Status, Amounts Recognized in Consolidated Balance Sheet and Accumulated Other Comprehensive Income (Loss) (Parenthetical) (Detail) 134: R120 Employee Benefits - Pension Plans with Benefit HTML 71K Obligations in Excess of Plan Assets (Detail) 135: R121 Employee Benefits - Components of Net Periodic HTML 103K Benefit Cost and Other Amounts Recognized in Accumulated Other Comprehensive Income (Loss) (Detail) 136: R122 Employee Benefits - Weighted Average Assumptions HTML 79K to Determine Projected Benefit Obligations (Detail) 137: R123 Employee Benefits - 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Summary of Certain HTML 69K Stock Option Activity (Detail) 147: R133 Stock-Based Compensation - Stock Options HTML 101K Outstanding Additional Information (Detail) 148: R134 Stock-Based Compensation - Summary of Company's HTML 82K Restricted Shares of Stock and Unit Awards (Detail) 149: R135 Income Taxes - Components of Income Tax Expense HTML 82K (Detail) 150: R136 Income Taxes - Additional Information (Detail) HTML 83K 151: R137 Income Taxes - Reconciliation of Expected Income HTML 80K Tax Expense at Federal Statutory Rate of 21 Percent to Company's Applicable Income Tax Expense (Detail) 152: R138 Income Taxes - Reconciliation of Expected Income HTML 62K Tax Expense at Federal Statutory Rate of 21 Percent to the Company's Applicable Income Tax Expense (Parenthetical) (Detail) 153: R139 Income Taxes - Reconciliation of Changes in HTML 71K Federal, State and Foreign Unrecognized Tax Position Balances (Detail) 154: R140 Income Taxes - Significant Components of the HTML 111K Company's Net Deferred Tax Asset (Liability) (Detail) 155: R141 Derivative Instruments - Additional Information HTML 77K (Detail) 156: R142 Derivative Instruments - Summary of Asset and HTML 113K Liability Management Derivative Positions of Company (Detail) 157: R143 Derivative Instruments - Summary of Asset and HTML 75K Liability Management Derivative Positions of Company (Parenthetical) (Detail) 158: R144 Derivative Instruments - Summary of HTML 102K Customer-Related Derivative Positions of Company (Detail) 159: R145 Derivative Instruments - Summary of Effective HTML 77K Portion of Gains (Losses) Recognized in Other Comprehensive Income (Loss) and Gains (Losses) Reclassified from Other Comprehensive Income (Loss) into Earnings (Detail) 160: R146 Derivative Instruments - Summary of Effect of Fair HTML 83K Value and Cash Flow Hedge Accounting on Consolidated Statement of Income (Detail) 161: R147 Derivative Instruments - Summary of Effect of Fair HTML 65K Value and Cash Flow Hedge Accounting on Consolidated Statement of Income (Parenthetical) (Detail) 162: R148 Derivative Instruments - Summary of Cumulative HTML 72K Hedging Adjustments and the Carrying Amount of Assets and Liabilities Designated in Fair Value Hedges (Detail) 163: R149 Derivative Instruments - Summary of Cumulative HTML 68K Hedging Adjustments and the Carrying Amount of Assets and Liabilities Designated in Fair Value Hedges (Parenthetical) (Detail) 164: R150 Derivative Instruments - Summary of Gains (Losses) HTML 100K Recognized in Earnings for Other Economic Hedges and Customer-Related Positions (Detail) 165: R151 Netting Arrangements for Certain Financial HTML 68K Instruments and Securities Financing Activities - Additional Information (Detail) 166: R152 Netting Arrangements for Certain Financial HTML 85K Instruments and Securities Financing Activities - Summary of Maturities by Category of Collateral Pledged for Repurchase Agreements and Securities Loaned Transactions (Detail) 167: R153 Netting Arrangements for Certain Financial HTML 116K Instruments and Securities Financing Activities - Information on Company's Accounting Netting Adjustments and Items Not Offset in Consolidated Balance Sheet Assets But Available for Offset in Event of Default (Detail) 168: R154 Netting Arrangements for Certain Financial HTML 65K Instruments and Securities Financing Activities - 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EX-31.1 |
EXHIBIT 31.1
CERTIFICATION PURSUANT TO
RULE 13a-14(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934
I, Andrew Cecere, certify that:
(1) | I have reviewed this Annual Report on Form 10-K of U.S. Bancorp; |
(2) | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
(3) | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
(4) | The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
(a) | designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
(d) | disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
(5) | The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
(a) | all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
(b) | any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
/s/ ANDREW CECERE | ||||||
| ||||||
Andrew Cecere | ||||||
Dated: February 27, 2023 | Chief Executive Officer |
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/27/23 | |||
For Period end: | 12/31/22 | 13F-HR | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/21/23 U.S. Bancorp 424B5 1:1.1M Toppan Merrill/FA 3/10/23 U.S. Bancorp S-3ASR 3/10/23 8:744K Toppan Merrill/FA |