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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/28/24 Alger ETF Trust 485BPOS 4/01/24 36:4.2M Donnelley … Solutions/FA → Alger AI Enablers & Adopters ETF ⇒ ALAI → Alger Concentrated Equity ETF ⇒ CNEQ |
Document/Exhibit Description Pages Size
1: 485BPOS Alger Etf Trust HTML 1.27M
4: EX-99.(A-10) Certificate of Amendment - the Alger Etf Trust HTML 16K
2: EX-99.(A-8) Certificate of Designation (Alger Concentrated HTML 19K
Equity Etf), Dated Feb 20, 2024
3: EX-99.(A-9) Certificate of Designation(Alger Artificial HTML 19K
Intelligenceetf),Dated Feb20,2024
5: EX-99.(D-3) Amendment to Ima, Dated February 20, 2024 HTML 19K
6: EX-99.(D-4) Contract to Support Fee Waiver/Expense HTML 20K
Reimbursement, Dated February 20, 2024
7: EX-99.(E-3) Amendment to Amended & Restated Distribution HTML 16K
Agreement, Dated February 20, 2024
8: EX-99.(G-1) Custody Agreement Between Registrant and Bny, HTML 268K
Dated June 1, 2023
9: EX-99.(G-2) Amendment to Custody Agreement, Dated March 28, HTML 24K
2024
10: EX-99.(G-3) Foreign Custody Manager Agreement Between HTML 39K
Registrant and Bny, Dated June 1, 2023
11: EX-99.(G-4) Amendment to Foreign Custody Manager Agreement, HTML 23K
Dated March 28, 2024
12: EX-99.(H-1) Transfer Agency & Service Agreement Between HTML 81K
Registrant & Bny, Dated June 1, 2023
13: EX-99.(H-2) Amendment to Transfer Agency and Service HTML 20K
Agreement, Dated March 28, 2024
14: EX-99.(H-3) Fund Administration&Accounting Agreement Between HTML 193K
Registrant&Bny,Dted June1, 2023
15: EX-99.(H-4) Amendment to Fund Administration &Accounting HTML 49K
Agreement, Dated December 15, 2023
16: EX-99.(H-5) Amendment to Fund Administration & Accounting HTML 27K
Agreement, Dated January 29, 2024
17: EX-99.(H-6) Amendment to Fund Administration and Accounting HTML 27K
Agreement, Dated March 28, 2024
18: EX-99.(H-7) Form of Authorized Participant Agreement HTML 146K
19: EX-99.(I-3) Opinion of Sullivan & Worcester HTML 20K
20: EX-99.(I-4) Opinion of Sullivan & Worcester HTML 20K
21: EX-99.(J) Consent of Independent Registered Public HTML 13K
Accounting Firm
22: EX-99.(M) Rule 12B-1 Plan, Dated February 20, 2024 HTML 19K
23: EX-99.(P) Amended and Restated Code of Ethics HTML 116K
33: R1 Document and Entity Information HTML 30K
34: R2 Risk/Return Detail Data- Alger Concentrated Equity HTML 155K
ETF
35: R3 Risk/Return Detail Data- Alger Artificial HTML 167K
Intelligence ETF
36: R4 Risk/Return Detail Data HTML 18K
29: XML IDEA XML File -- Filing Summary XML 25K
32: XML XBRL Instance -- d792915d485bpos_htm XML 198K
25: EX-101.CAL XBRL Calculations -- af-20240328_cal XML 23K
26: EX-101.DEF XBRL Definitions -- af-20240328_def XML 466K
27: EX-101.LAB XBRL Labels -- af-20240328_lab XML 416K
28: EX-101.PRE XBRL Presentations -- af-20240328_pre XML 433K
24: EX-101.SCH XBRL Schema -- af-20240328 XSD 36K
30: JSON XBRL Instance as JSON Data -- MetaLinks 106± 239K
31: ZIP XBRL Zipped Folder -- 0001193125-24-080662-xbrl Zip 560K
| Amendment to Fund Administration & Accounting Agreement, dated January 29, 2024 |
AMENDMENT TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENT
This Amendment is an amendment to the Fund Administration and Accounting Agreement between The Bank of New York Mellon (“BNY Mellon”) and each investment company that is a party to such agreement (each a “Customer”) dated as of June 1, 2023 (the “Agreement”).
The date of this Amendment is January 29, 2024 .
Intending to be legally bound, BNY Mellon and Customer hereby agree as follows:
| 1. |
The following bullet point is hereby added beneath the Other Tax Services heading set forth under the TAX SERVICES section of Schedule I (Schedule of Services) of the Agreement: |
| • |
Calculate and report daily wash sale deferrals with respect to transactions for each Series identified on Exhibit A to the Agreement as receiving such service. |
| 2. |
Exhibit A to the Agreement is hereby amended and restated in its entirety as set forth in Exhibit A to this Amendment. |
| 3. |
The parties hereto expressly agree that this Amendment may be executed in one or more counterparts and expressly agree that such execution may occur by manual signature on a physically delivered copy of this Amendment, by a manual signature on a copy of this Amendment transmitted by facsimile transmission, by a manual signature on a copy of this Amendment transmitted as an imaged document attached to an email, or by “Electronic Signature”, which is hereby defined to mean inserting an image, representation, or symbol of a signature into an electronic copy of this Amendment by electronic, digital, or other technological methods. Each counterpart executed in accordance with the foregoing will be deemed an original, with all such counterparts together constituting one and the same instrument. The exchange of executed counterparts of this Amendment or of executed signature pages to counterparts of this Amendment, in either case by facsimile transmission or as an imaged document attached to an email transmission, will constitute effective execution and delivery of this Amendment and may be used for all purposes in lieu of a manually executed and physically delivered copy of this Amendment. |
Each party hereto has caused this Amendment to be executed by its duly authorized representative indicated below. An authorized representative, if executing this Amendment by Electronic Signature, affirms authorization to execute this Amendment by Electronic Signature and that the Electronic Signature represents an intent to enter into this Amendment and an agreement with its terms.
Agreed:
| The Alger Funds |
The Bank of New York Mellon | |||
| The Alger Funds II |
||||
| The Alger Institutional Funds |
||||
| Alger Global Focus Fund |
||||
| The Alger Portfolios |
||||
| The Alger ETF Trust, |
||||
| each severally and not jointly |
||||
| By: |
/s/ Tina Payne |
By: |
/s/ Nicole Fouron | |||||
| Name: |
Name: |
|||||||
| Title: |
Secretary |
Title: |
Managing Director | |||||
EXHIBIT A
List of Funds/Series
| Fund | Series | Ticker | ||
|
The Alger Funds |
Alger 35 Fund Alger Capital Appreciation Fund* Alger Growth & Income Fund Alger Health Sciences Fund Alger International Focus Fund Alger Mid Cap Focus Fund Alger Mid Cap Growth Fund Alger Small Cap Focus Fund Alger Small Cap Growth Fund Alger Weatherbie Specialized Growth Fund |
N/A | ||
|
The Alger Funds II |
Alger Dynamic Opportunities Fund Alger Emerging Markets Fund Alger Responsible Investing Fund Alger Spectra Fund |
N/A | ||
|
The Alger Institutional Funds |
Alger Capital Appreciation Institutional Fund* Alger Focus Equity Fund* Alger Mid Cap Growth Institutional Fund Alger Small Cap Growth Institutional Fund |
N/A | ||
|
Alger Global Focus Fund |
N/A |
N/A | ||
|
The Alger Portfolios |
Alger Balanced Portfolio Alger Capital Appreciation Portfolio Alger Growth & Income Portfolio Alger Large Cap Growth Portfolio Alger Mid Cap Growth Portfolio Alger Small Cap Growth Portfolio |
N/A | ||
|
The Alger ETF Trust |
Alger 35 ETF Alger Mid Cap 40 ETF Alger Weatherbie Enduring Growth ETF |
ATFV FRTY AWEG | ||
| * |
This Series receives the service “Calculate and report daily wash sale deferrals with respect to transactions.” |
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Effective on: | 4/1/24 | None on these Dates | ||
| Filed on: | 3/28/24 | |||
| 1/29/24 | ||||
| 6/1/23 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/24/24 Alger ETF Trust 485BPOS 4/29/24 16:4.4M Donnelley … Solutions/FA 4/01/24 Alger ETF Trust 8-A12B 1:18K Donnelley … Solutions/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/26/23 Alger ETF Trust 485APOS 3:1.5M Donnelley … Solutions/FA 2/10/23 Alger ETF Trust 485BPOS 2/10/23 23:2.1M Donnelley … Solutions/FA 11/18/22 Alger ETF Trust 485APOS 4:1.2M Donnelley … Solutions/FA 2/19/21 Alger ETF Trust N-1A/A¶ 2/19/21 23:2.3M Donnelley … Solutions/FA 8/18/20 Alger ETF Trust N-1A 8/17/20 5:997K Donnelley … Solutions/FA |