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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/28/24 Alger ETF Trust 485BPOS 4/01/24 36:4.2M Donnelley … Solutions/FA → Alger AI Enablers & Adopters ETF ⇒ ALAI → Alger Concentrated Equity ETF ⇒ CNEQ |
Document/Exhibit Description Pages Size
1: 485BPOS Alger Etf Trust HTML 1.27M
4: EX-99.(A-10) Certificate of Amendment - the Alger Etf Trust HTML 16K
2: EX-99.(A-8) Certificate of Designation (Alger Concentrated HTML 19K
Equity Etf), Dated Feb 20, 2024
3: EX-99.(A-9) Certificate of Designation(Alger Artificial HTML 19K
Intelligenceetf),Dated Feb20,2024
5: EX-99.(D-3) Amendment to Ima, Dated February 20, 2024 HTML 19K
6: EX-99.(D-4) Contract to Support Fee Waiver/Expense HTML 20K
Reimbursement, Dated February 20, 2024
7: EX-99.(E-3) Amendment to Amended & Restated Distribution HTML 16K
Agreement, Dated February 20, 2024
8: EX-99.(G-1) Custody Agreement Between Registrant and Bny, HTML 268K
Dated June 1, 2023
9: EX-99.(G-2) Amendment to Custody Agreement, Dated March 28, HTML 24K
2024
10: EX-99.(G-3) Foreign Custody Manager Agreement Between HTML 39K
Registrant and Bny, Dated June 1, 2023
11: EX-99.(G-4) Amendment to Foreign Custody Manager Agreement, HTML 23K
Dated March 28, 2024
12: EX-99.(H-1) Transfer Agency & Service Agreement Between HTML 81K
Registrant & Bny, Dated June 1, 2023
13: EX-99.(H-2) Amendment to Transfer Agency and Service HTML 20K
Agreement, Dated March 28, 2024
14: EX-99.(H-3) Fund Administration&Accounting Agreement Between HTML 193K
Registrant&Bny,Dted June1, 2023
15: EX-99.(H-4) Amendment to Fund Administration &Accounting HTML 49K
Agreement, Dated December 15, 2023
16: EX-99.(H-5) Amendment to Fund Administration & Accounting HTML 27K
Agreement, Dated January 29, 2024
17: EX-99.(H-6) Amendment to Fund Administration and Accounting HTML 27K
Agreement, Dated March 28, 2024
18: EX-99.(H-7) Form of Authorized Participant Agreement HTML 146K
19: EX-99.(I-3) Opinion of Sullivan & Worcester HTML 20K
20: EX-99.(I-4) Opinion of Sullivan & Worcester HTML 20K
21: EX-99.(J) Consent of Independent Registered Public HTML 13K
Accounting Firm
22: EX-99.(M) Rule 12B-1 Plan, Dated February 20, 2024 HTML 19K
23: EX-99.(P) Amended and Restated Code of Ethics HTML 116K
33: R1 Document and Entity Information HTML 30K
34: R2 Risk/Return Detail Data- Alger Concentrated Equity HTML 155K
ETF
35: R3 Risk/Return Detail Data- Alger Artificial HTML 167K
Intelligence ETF
36: R4 Risk/Return Detail Data HTML 18K
29: XML IDEA XML File -- Filing Summary XML 25K
32: XML XBRL Instance -- d792915d485bpos_htm XML 198K
25: EX-101.CAL XBRL Calculations -- af-20240328_cal XML 23K
26: EX-101.DEF XBRL Definitions -- af-20240328_def XML 466K
27: EX-101.LAB XBRL Labels -- af-20240328_lab XML 416K
28: EX-101.PRE XBRL Presentations -- af-20240328_pre XML 433K
24: EX-101.SCH XBRL Schema -- af-20240328 XSD 36K
30: JSON XBRL Instance as JSON Data -- MetaLinks 106± 239K
31: ZIP XBRL Zipped Folder -- 0001193125-24-080662-xbrl Zip 560K
| Certificate of Amendment - The Alger ETF Trust |
THE ALGER ETF TRUST
CERTIFICATE OF AMENDMENT
The undersigned, being the Secretary of The Alger ETF Trust (the “Trust”), a trust with transferable shares of the type commonly called a Massachusetts business trust, DOES HEREBY CERTIFY that, pursuant to the authority conferred upon the Trustees of the Trust by Section 9.3 of the Agreement and Declaration of Trust dated March 24, 2020, as amended (the “Declaration of Trust”), and the affirmative vote of a Majority of the Trustees (as defined in the Declaration of Trust) at a meeting duly called and held on February 20, 2024, the Declaration of Trust is amended effective March 27, 2024 as follows:
The name of a Series established by Sections 6.1 and 6.2 of the Declaration of Trust, is hereby amended to be as follows:
The name of the Alger Artificial Intelligence ETF is hereby amended to be the “Alger AI Enablers & Adopters ETF”, the beneficial interest in which is represented by the “Alger AI Enablers & Adopters ETF Series”.
The Trustees further direct that, upon the execution of this Certificate of Amendment, the Trust take all necessary action to file a copy of this Certificate of Amendment with the Secretary of the Commonwealth of Massachusetts and at any other place required by law or by the Declaration of Trust.
IN WITNESS WHEREOF, the undersigned has set her hand and seal this 27th day of March, 2024.
| /s/ Tina Payne |
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| Tina Payne | ||||
| Secretary |
ACKNOWLEDGEMENT
State of New York )
) ss.
County of New York )
Then personally appeared the above, Tina Payne, and acknowledged the foregoing instrument to be her free act and deed before me,
| /s/ Ryan Craig |
||||
| Notary Public, State of New York | ||||
| Reg. No. 02CR0014306 | ||||
| Qualified in Kings County | ||||
| Commission Expires: October 10, 2027 |
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 10/10/27 | ||||
| Effective on: | 4/1/24 | |||
| Filed on: | 3/28/24 | |||
| 3/27/24 | 24F-2NT | |||
| 2/20/24 | ||||
| 3/24/20 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/24/24 Alger ETF Trust 485BPOS 4/29/24 16:4.4M Donnelley … Solutions/FA 4/01/24 Alger ETF Trust 8-A12B 1:18K Donnelley … Solutions/FA |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/26/23 Alger ETF Trust 485APOS 3:1.5M Donnelley … Solutions/FA 2/10/23 Alger ETF Trust 485BPOS 2/10/23 23:2.1M Donnelley … Solutions/FA 11/18/22 Alger ETF Trust 485APOS 4:1.2M Donnelley … Solutions/FA 2/19/21 Alger ETF Trust N-1A/A¶ 2/19/21 23:2.3M Donnelley … Solutions/FA 8/18/20 Alger ETF Trust N-1A 8/17/20 5:997K Donnelley … Solutions/FA |