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Intercontinental Exchange, Inc. – ‘10-K/A’ for 12/31/23 – ‘EX-32.1’

On:  Wednesday, 3/27/24, at 5:19pm ET   ·   For:  12/31/23   ·   Accession #:  1193125-24-78967   ·   File #:  1-36198

Previous ‘10-K’:  ‘10-K’ on 2/8/24 for 12/31/23   ·   Latest ‘10-K’:  This Filing   ·   39 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/27/24  Intercontinental Exchange, Inc.   10-K/A     12/31/23   17:389K                                   Donnelley … Solutions/FA

Amendment to Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Amendment to Annual Report                          HTML    152K 
 2: EX-23.2     Consent of Expert or Counsel                        HTML     10K 
 3: EX-31.1     Certification -- §302 - SOA'02                      HTML      8K 
 4: EX-31.2     Certification -- §302 - SOA'02                      HTML      8K 
 5: EX-32.1     Certification -- §906 - SOA'02                      HTML      9K 
 6: EX-32.2     Certification -- §906 - SOA'02                      HTML      9K 
12: R1          Cover Page                                          HTML     84K 
14: XML         IDEA XML File -- Filing Summary                      XML     13K 
17: XML         XBRL Instance -- d753112d10ka_htm                    XML     26K 
13: EXCEL       IDEA Workbook of Financial Report Info              XLSX     10K 
 8: EX-101.CAL  XBRL Calculations -- ck0001571949-20231231_cal       XML      8K 
 9: EX-101.DEF  XBRL Definitions -- ck0001571949-20231231_def        XML     51K 
10: EX-101.LAB  XBRL Labels -- ck0001571949-20231231_lab             XML     69K 
11: EX-101.PRE  XBRL Presentations -- ck0001571949-20231231_pre      XML     53K 
 7: EX-101.SCH  XBRL Schema -- ck0001571949-20231231                 XSD     17K 
15: JSON        XBRL Instance as JSON Data -- MetaLinks               19±    27K 
16: ZIP         XBRL Zipped Folder -- 0001193125-24-078967-xbrl      Zip     34K 


‘EX-32.1’   —   Certification — §906 – SOA’02


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  EX-32.1  

EXHIBIT 32.1

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report on Form 10-K/A for the fiscal year ended December 31, 2023 of Intercontinental Exchange, Inc. (the “Company”) as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jeffrey C. Sprecher, Chair and Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge:

 

  (1)

The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

  (2)

The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date: March 27, 2024

 

/s/ Jeffrey C. Sprecher

Jeffrey C. Sprecher
Chair and Chief Executive Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K/A’ Filing    Date    Other Filings
Filed on:3/27/24
For Period end:12/31/2310-K
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/08/24  Intercontinental Exchange, Inc.   424B5                  2:514K                                   Donnelley … Solutions/FA
 5/06/24  Intercontinental Exchange, Inc.   424B5                  1:483K                                   Donnelley … Solutions/FA


37 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/08/24  Intercontinental Exchange, Inc.   10-K       12/31/23  139:26M
11/02/23  Intercontinental Exchange, Inc.   10-Q        9/30/23   85:54M
10/06/23  Intercontinental Exchange, Inc.   8-K:5,9    10/03/23   11:260K                                   Toppan Merrill/FA
 9/05/23  Intercontinental Exchange, Inc.   S-8         9/05/23    6:244K                                   Donnelley … Solutions/FA
 5/04/23  Intercontinental Exchange, Inc.   10-Q        3/31/23   79:13M
 3/24/23  Bakkt Holdings, Inc.              10-K       12/31/22  116:13M
 3/07/23  Intercontinental Exchange, Inc.   8-K:1,8,9   3/07/23   12:271K                                   Donnelley … Solutions/FA
 2/02/23  Intercontinental Exchange, Inc.   10-K       12/31/22  137:27M
 8/22/22  Intercontinental Exchange, Inc.   8-K:5,9     8/22/22   12:410K                                   Donnelley … Solutions/FA
 8/04/22  Intercontinental Exchange, Inc.   10-Q        6/30/22   79:16M
 6/01/22  Intercontinental Exchange, Inc.   8-K:1,2,9   5/25/22   12:2.3M                                   Donnelley … Solutions/FA
 5/23/22  Intercontinental Exchange, Inc.   8-K:8,9     5/23/22   13:653K                                   Donnelley … Solutions/FA
 5/06/22  Intercontinental Exchange, Inc.   8-K:1,9     5/04/22   11:809K                                   Donnelley … Solutions/FA
 3/25/22  Intercontinental Exchange, Inc.   DEF 14A     5/13/22    1:4M                                     Donnelley … Solutions/FA
 2/03/22  Intercontinental Exchange, Inc.   10-K       12/31/21  133:28M
10/18/21  Intercontinental Exchange, Inc.   8-K:1,2,9  10/15/21   11:1.8M                                   Donnelley … Solutions/FA
 5/20/21  Intercontinental Exchange, Inc.   8-K/A:5,9   2/26/21   11:311K                                   Toppan Merrill/FA
 4/29/21  Intercontinental Exchange, Inc.   10-Q        3/31/21   94:14M
 8/25/20  Intercontinental Exchange, Inc.   8-K:1,2,9   8/21/20   12:2.4M                                   Toppan Merrill/FA
 8/20/20  Intercontinental Exchange, Inc.   8-K:8,9     8/20/20   13:667K                                   Donnelley … Solutions/FA
 8/18/20  Intercontinental Exchange, Inc.   8-K:1,9     8/14/20   11:353K                                   Toppan Merrill/FA
 5/26/20  Intercontinental Exchange, Inc.   8-K:8,9     5/26/20   13:515K                                   Donnelley … Solutions/FA
 8/13/18  Intercontinental Exchange, Inc.   8-K:8,9     8/13/18    5:770K                                   Donnelley … Solutions/FA
 8/09/18  Intercontinental Exchange, Inc.   8-K:1,9     8/09/18    2:132K                                   Toppan Merrill/FA
 5/21/18  Intercontinental Exchange, Inc.   S-8         5/21/18    4:134K                                   Donnelley … Solutions/FA
 2/07/18  Intercontinental Exchange, Inc.   10-K       12/31/17  129:20M
 8/21/17  Intercontinental Exchange, Inc.   8-K:1,9     8/18/17    3:980K                                   Donnelley … Solutions/FA
 8/17/17  Intercontinental Exchange, Inc.   8-K:8,9     8/17/17    4:353K                                   Donnelley … Solutions/FA
 5/22/17  Intercontinental Exchange, Inc.   S-8         5/22/17    4:173K                                   Donnelley … Solutions/FA
 5/17/16  Intercontinental Exchange, Inc.   8-K:1,5,8,9 5/13/16    2:59K                                    Toppan Vite NY Inc./FA
11/24/15  Intercontinental Exchange, Inc.   8-K:8,9    11/24/15    6:919K                                   Donnelley … Solutions/FA
11/13/15  Intercontinental Exchange, Inc.   8-K:1,2,9  11/09/15    4:1.8M                                   Toppan Vite NY Inc./FA
 5/19/15  Intercontinental Exchange, Inc.   8-K:1,5,9   5/15/15    2:62K                                    Toppan Vite NY Inc./FA
 4/07/14  Intercontinental Exchange, Inc.   8-K:1,2,9   4/03/14    2:1.6M                                   Toppan Vite NY Inc./FA
 5/24/13  Intercontinental Exchange Ho… Inc S-8         5/24/13    5:340K                                   Donnelley … Solutions/FA
 2/24/12  Intercontinental Exchange Ho… Inc 8-K:5,9     2/24/12    7:943K                                   Toppan Vite NY Inc./FA
10/25/05  Intercontinental Exchange Ho… Inc S-1/A¶                17:3.4M                                   Donnelley … Solutions/FA
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