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Nuveen Preferred & Income Opportunities Fund, et al. – ‘N-2ASR’ on 3/19/24 – ‘EX-FILING FEES’

On:  Tuesday, 3/19/24, at 3:53pm ET   ·   Effective:  3/19/24   ·   Accession #:  1193125-24-71227   ·   File #s:  811-21293, 333-278059

Previous ‘N-2ASR’:  ‘N-2ASR’ on 3/19/21   ·   Latest ‘N-2ASR’:  This Filing   ·   18 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/19/24  Nuveen Pfd & Income Opportuni… Fd N-2ASR      3/19/24   16:1.7M                                   Donnelley … Solutions/FA
          Nuveen Preferred & Income Opportunities Fund

Automatic Shelf Registration Statement by a Well-Known Closed-End Investment Company   —   Form N-2   —   ICA’40

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-2ASR      Nuveen Preferred & Income Opportunities Fund        HTML    898K 
11: EX-FILING FEES  Filing Fee Table                                HTML     54K 
 2: EX-99.L1    Opinion and Consent of Stradley                     HTML     15K 
 3: EX-99.L2    Opinion and Consent of Morgan, Lewis                HTML     34K 
 6: EX-99.N     Consent of Kpmg LLC                                 HTML      7K 
 4: EX-99.T1    Powers of Attorney                                  HTML     34K 
 5: EX-99.T2    Powers of Attorney                                  HTML     22K 
12: R1          N-2                                                 HTML    156K 
13: XML         IDEA XML File -- Filing Summary                      XML     14K 
16: XML         XBRL Instance -- d780875dn2asr_htm                   XML     90K 
 8: EX-101.DEF  XBRL Definitions -- cik0001216583-20240319_def       XML     13K 
 9: EX-101.LAB  XBRL Labels -- cik0001216583-20240319_lab            XML     16K 
10: EX-101.PRE  XBRL Presentations -- cik0001216583-20240319_pre     XML     14K 
 7: EX-101.SCH  XBRL Schema -- cik0001216583-20240319                XSD     22K 
14: JSON        XBRL Instance as JSON Data -- MetaLinks               83±    89K 
15: ZIP         XBRL Zipped Folder -- 0001193125-24-071227-xbrl      Zip    237K 


‘EX-FILING FEES’   —   Filing Fee Table


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  Filing Fee Table  

Calculation of Filing Fee Tables

Form N-2

(Form Type)

Nuveen Preferred & Income Opportunities Fund

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
     Security  
Type 
  Security

Class 
Title
 

Fee 

Calculation 

or Carry 

Forward 

Rule 

  Amount 
Registered 
 

Proposed 
Maximum 

Offering 
Price Per 
Unit 

 

Maximum 

Aggregate 

Offering 
Price 

 

Fee 

Rate 

 

Amount of 
Registration 

Fee 

 

Carry 
Forward 

Form 
Type 

 

Carry 

Forward 

File 

Number 

 

Carry 
Forward 

Initial 
effective 
date

 

Filing Fee
Previously
Paid In
Connection 
with

Unsold
Securities

to be

Carried

Forward

 
Newly Registered Securities (1)(2)
                         

Fees to Be

Paid

  Equity   Common Shares $0.01 par value per share  

Rule
456(b)
and

Rule
457(r)

                   
                         
    Other   Rights to purchase Common Shares (3)                      
                         
    Equity   Preferred Shares  

Rule

456(b)

and

Rule

457(r)

                   
                         
    Unallocated (Universal) Shelf   N/A  

Rule

456(b)

and

Rule

457(r)

                   
                         

Fees

Previously

Paid

  Equity   Common Shares, $0.01 par value per share                      
                         
    Other   Rights to purchase Common Shares (3)                      
                         
    Equity   Preferred Shares                      
                         
    Unallocated (Universal) Shelf   N/A                                      
 
Carry Forward Securities
                         

Carry

Forward

Securities

  Equity   Common Shares, $0.01 par value per share   415(a)(6)       $103,370,170   0.0001091(4)   $11,277.69   N-2   333-254473   March 19, 2021   $11,277.69(5)
                   
    Total Offering Amounts      $103,370,170              
                   
    Total Fees Previously Paid          $11,277.69          
                   
    Total Fee Offsets                   
                   
    Net Fee Due                $0                

 

(1)

An indeterminate number of common shares, preferred shares and subscription rights to purchase common shares are being registered as may from time to time be offered, on an immediate, continuous or delayed basis, at indeterminate prices.

(2)

In accordance with Rule 456(b) and Rule 457(r) under the Securities Act of 1933, as amended (the “Securities Act”), the Registrant is deferring payment of all of the registration fees and will pay any registration fees subsequently in advance or on a pay-as-you-go basis.

(3)

No separate consideration will be received by the Registrant. Any shares issued pursuant to an offering of rights to purchase Common Shares, including any shares issued pursuant to an over-subscription privilege or a secondary over subscription privilege, will be shares registered under this Registration Statement.

(4)

The then-current fee rate was $109.10 per $1,000,000.

(5)

The Registrant previously registered Common Shares with a maximum aggregate offering price of $120,000,000 in reliance on Rule 457(o) under the Securities Act, with respect to which the Registrant paid filing fees of $13,092.00, in a prospectus supplement to its prior Registration Statement (File No. 333-254473), which was declared effective on March 19, 2021 (the “Prior Registration Statement”). As of the time of this filing, Common Shares with a maximum aggregate offering price of $103,370,170 remain unsold from the Prior Registration Statement. Pursuant to Rule 415(a)(6) under the Securities Act, this Registration Statement carries forward such unsold Common Shares, with respect to which $11,277.69 in filing fees have already been paid. Because this Registration Statement only includes such carry forward securities for which a registration fee was previously paid, no additional filing fees are currently due.


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-2ASR’ Filing    Date    Other Filings
Filed on / Effective on:3/19/24
3/19/21424B5,  N-2ASR,  POS EX
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/19/24  Nuveen Pfd & Income Opportuni… Fd 424B2                  9:987K                                   Donnelley … Solutions/FA


17 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/08/24  Nuveen Muni High Income Oppor… Fd N-2ASR      3/08/24   17:1.9M                                   Donnelley … Solutions/FA
 2/29/24  Nushares ETF Trust                485BPOS     2/29/24   31:15M                                    Donnelley … Solutions/FA
10/06/23  Nuveen Pfd & Income Opportuni… Fd N-CSR       7/31/23   12:8.8M                                   Donnelley … Solutions/FA
 8/23/23  Nushares ETF Trust                485APOS                6:1.5M                                   Donnelley … Solutions/FA
 7/28/23  Nuveen Enhanced High Yield Mu… Fd 486BPOS     7/28/23   12:3.2M                                   Donnelley … Solutions/FA
 5/12/23  Nuveen Cal Select Tax Free … Port N-2                    9:1.5M                                   Donnelley … Solutions/FA
12/29/22  Nuveen Investment Trust V         485BPOS    12/29/22   20:11M                                    Donnelley … Solutions/FA
11/25/22  Nushares ETF Trust                485BPOS    11/30/22   17:2.7M                                   Donnelley … Solutions/FA
 3/19/21  Nuveen Pfd & Income Opportuni… Fd POS EX      3/19/21    3:202K                                   Donnelley … Solutions/FA
 8/31/20  Nuveen Taxable Muni Income Fund   N-2         8/28/20   16:2.1M                                   Donnelley … Solutions/FA
10/05/18  Nuveen Pfd & Income Opportuni… Fd N-CSR       7/31/18    5:2.9M                                   Donnelley … Solutions/FA
 3/20/18  Nuveen Taxable Muni Income Fund   N-14 8C¶              17:6.1M                                   Donnelley … Solutions/FA
12/13/16  Nuveen Pfd & Income Opportuni… Fd N-14 8C¶              24:6.4M                                   Donnelley … Solutions/FA
 5/07/03  Nuveen Pfd & Income Opportuni… Fd N-2/A       5/06/03   11:1.1M                                   Bowne Boc/FA
 3/25/03  Nuveen Pfd & Income Opportuni… Fd N-2/A                 18:1M                                     Donnelley Fin’l S… 03/FA
 2/19/03  Nuveen Pfd & Income Opportuni… Fd 8-A12B                 1:4K                                     Donnelley Fin’l S… 03/FA
 2/12/03  Nuveen Pfd & Income Opportuni… Fd N-2/A                  8:646K                                   Donnelley Fin’l S… 03/FA
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Filing Submission 0001193125-24-071227   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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