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H.I.G. Aert, LLC, et al. – ‘SC 13D’ on 3/22/11 re: Advanced Environmental Recycling Technologies Inc – ‘EX-1’

On:  Tuesday, 3/22/11, at 4:51pm ET   ·   Accession #:  1171843-11-826   ·   File #:  5-40889

Previous ‘SC 13D’:  None   ·   Next:  ‘SC 13D/A’ on 2/23/12   ·   Latest:  ‘SC 13D/A’ on 5/2/17

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/22/11  H.I.G. Aert, LLC                  SC 13D                 6:1.3M Advanced Environmental Recyc… Inc Globenewswire Inc./FA
          Anthony Tamer
          H.I.G. Advisors IV, LLC
          H.I.G. Aert, LLC
          H.I.G. Bayside Advisors II, LLC
          H.I.G. Bayside Debt & LBO Fund II, L.P
          H.I.G. Capital Partners IV, L.P.
          H.I.G.-GPII, Inc.
          Sami Mnaymneh

General Statement of Beneficial Ownership   —   Sch. 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D      General Statement of Beneficial Ownership           HTML    192K 
 2: EX-1        Underwriting Agreement                              HTML     24K 
 3: EX-2        Plan of Acquisition, Reorganization, Arrangement,   HTML    110K 
                          Liquidation or Succession                              
 4: EX-3        Articles of Incorporation/Organization or By-Laws   HTML    346K 
 5: EX-4        Instrument Defining the Rights of Security Holders  HTML     47K 
 6: EX-5        Opinion re: Legality                                HTML    195K 


EX-1   —   Underwriting Agreement


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C:   C:   C: 
Exhibit 1
 
Joint Filing Agreement

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the undersigned hereby agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto, the “Schedule 13D”) relating to the shares of common stock, par value $0.01 per share, of Advanced Environmental Recycling Technologies, Inc., which may be deemed necessary pursuant to Regulation 13D or 13G promulgated under the Exchange Act.

The undersigned further agree that each party hereto is responsible for the timely filing of the Schedule 13D, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has a reason to believe that such information is inaccurate.

It is understood and agreed that a copy of this Joint Filing Agreement shall be attached as an exhibit to the Schedule 13D, filed on behalf of each of the parties hereto.


[Signature Page Follows]
 
 
 

 
IN WITNESS WHEREOF, each of the undersigned has executed this Joint Filing Agreement as of the 22nd day of March, 2011.

 
H.I.G. AERT, LLC
   
 
Title: Member
 
Title: General Partner
 
Title: Manager
 
 
By:  /s/ Richard Siegel
 
 
Title: Vice President and General Counsel
   
   
 
   
 
Title: General Partner
 
Title: Manager
 
 
By:  /s/ Richard Siegel
 
 
Title: Vice President and General Counsel
   
   
 
H.I.G. Bayside Debt & LBO Fund II, L.P.
   
 
Title: General Partner
 
Title: Manager
 
 
By:  /s/ Richard Siegel
 
 
Title: Vice President and General Counsel
   
   
 
   
 
Title: Manager
 
 
By:  /s/ Richard Siegel
 
 
Title: Vice President and General Counsel
 
 
2

 
 
   
 
Title: Manager
 
 
 
 
Title: Vice President and General Counsel
   
 
   
   
 
 
 
Title: Vice President and General Counsel
   
 
   
   
 
   
   
 
   
   
 
 
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Filing Submission 0001171843-11-000826   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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