Gamco Investors, Inc. et al – ‘NT 10-K’ for 12/31/06

On:  Monday, 3/19/07, at 6:05am ET   ·   Effective:  3/19/07   ·   For:  12/31/06   ·   Accession #:  1157523-7-2775   ·   File #:  1-14761

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Notice of a Late Filing of a Form 10-K   —   Form 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 10-K     Gamco Investors, Inc. NT 10-K                          4     15K 

NT 10-K
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 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 FORM 12b-25
                                                                 SEC FILE NUMBER
                                                                         1-14761
                                                                    CUSIP NUMBER
                                                                       361438104
 NOTIFICATION OF LATE FILING
(Check One): [X] Form 10-K  [ ] Form 20-F  [ ] Form 11-K  [ ] Form 10-Q         
[ ] Form 10-D  [ ] Form N-SAR  [ ] Form N-CSR                                   

For Period Ended: December 31, 2006                                             
-------------------                           
[ ] Transition Report on Form 10-K                                              
[ ] Transition Report on Form 20-F                                              
[ ] Transition Report on Form 11-K                                              
[ ] Transition Report on Form 10-Q                                              
[ ] Transition Report on Form N-SAR                                             
For the Transition Period Ended:                                                
     -------------------

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Read Instruction (on back page) Before Preparing Form. Please Print or Type.
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Nothing in this form shall be construed to imply that the Commission has
 verified any information contained herin.
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If the notification relates to a portion of the filing checked above, identify  
the Item(s) to which the notification relates:                                  

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PART I -- REGISTRANT INFORMATION                                                

GAMCO Investors, Inc.                                     
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Full Name of Registrant                                                         

Gabelli Asset Management Inc.                             
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Former Name if Applicable                                                       

One Corporate Center                                      
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Address of Principal Executive Office (Street and Number)                       

Rye, New York 10580                                       
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City, State and Zip Code                                                        

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PART II -- RULES 12b-25(b) AND (c)                                              

If the subject report could not be filed without unreasonable effort or expense 
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate)                                        

      (a) The reasons described in reasonable detail in Part III of this
        form could not be eliminated without unreasonable effort or expense;
        (b) The subject annual report, semi-annual report, transition report
    on Form 10-K, Form 20-F, Form11-K, Form N-SAR, or Form N-CSR, or
          portion thereof, will be filed on or before the fifteenth calendar day
X         following the prescribed due date; or the subject quarterly report or 
         transition report on Form 10-Q or subject distribution report on Form
  10-D, or portion thereof, will be filed on or before the fifth
calendar day following the prescribed due date; and         
    (c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.                  

PART III -- NARRATIVE                                                           

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,  
N-SAR, N-CSR or the transition report portion thereof, could not be filed within
the prescribed time period.                                                     

GAMCO Investors, Inc. (the "Company") was unable to file its annual report on   
Form 10-K for the period ended December 31, 2006 ("Form 10-K") with the         
Securities and Exchange Commission on a timely basis without unreasonable effort
or expense because of unanticipated delays in finalizing footnote disclosure to 
its consolidated financial statements. The Company has now filed its Form 10-K. 

 (Attach Extra Sheets if Needed)

PART IV -- OTHER INFORMATION                                                    

(1) Name and telephone number of person to contact in regard to this            
notification                                                                    

John C. Ferrara                  914                 921-5147       
     ------------------------    ---------------      --------------------------
        (Name)                 (Area Code)            (Telephone Number)

(2) Have all other periodic reports required under Section 13 or 15(d) of the   
Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of  
1940 during the preceding 12 months or for such shorter period that the         
registrant was required to file such report(s) been filed? If the answer is no, 
identify report(s). [X] Yes [ ] No                                              

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(3) Is it anticipated that any significant change in results of operations from 
the corresponding period for the last fiscal year will be reflected by the      
earnings statements to be included in the subject report or portion thereof?    
[X] Yes [ ] No                                                                  

If so, attach an explanation of the anticipated change, both narratively and    
quantitatively, and, if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.                                                  

Total revenues were $261.5 million in 2006, 3.2% higher than total revenues of  
$253.3 million in 2005. Net income for 2006 was $69.5 million or $2.40 per fully
diluted share versus $63.5 million or $2.10 per fully diluted share for 2005.   
For additional information regarding the Company's results, refer to the        
Company's Form 10-K filed with the Securities and Exchange Commission.          

GAMCO Investors, Inc.                                     
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(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned      
hereunto duly authorized.                                                       

Date: March 16, 2007    By: /s/ John C. Ferrara, Interim Chief Financial Officer
     ----------------      -----------------------------------------------------

INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any other duly authorized representative. The name and title of the person   
signing the form shall be typed or printed beneath the signature. If the        
statement is signed on behalf of the registrant by an authorized representative 
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.                  

 ATTENTION

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Intentional misstatements or omissions of fact constitute Federal Criminal
Violations (See 18 U.S.C. 1001).
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General Instructions
1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules
and Regulations under the Securities Exchange Act of 1934.                      
2. One signed original and four conformed copies of this form and amendments    
thereto must be completed and filed with the Securities and Exchange Commission,
Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and    
Regulations under the Act. The information contained in or filed with the form  
will be made a matter of public record in the Commission files.                 
3. A manually signed copy of the form and amendments thereto shall be filed with
each national securities exchange on which any class of securities of the       
registrant is registered.                                                       

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4. Amendments to the notifications must also be filed on Form 12b-25 but need   
not restate information that has been correctly furnished. The form shall be    
clearly identified as an amended notification.                                  
5. Electronic filers. This form shall not be used by electronic filers unable to
timely file a report solely due to electronic difficulties. Filers unable to    
submit a report within the time period prescribed due to difficulties in        
electronic filing should comply with either Rule 201 or Rule 202 of Regulation  
S-T (ss.232.201 or ss.232.202 of this chapter) or apply for an adjustment in    
filing date pursuant to Rule 13(b) of Regulation S-T (ss.232.13(b) of this      
Chapter).                                                                       

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘NT 10-K’ Filing		Date		First		Last			Other Filings
		4/30/09		1					4
Filed on / Effective on:		3/19/07							10-K,  8-K
		3/16/07		3
For Period End:		12/31/06		1		2			10-K
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