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Delaware Group Global & International Funds, et al. – ‘485BPOS’ on 3/29/21 – ‘EX-99.E.1.II’

On:  Monday, 3/29/21, at 5:22pm ET   ·   Effective:  3/30/21   ·   Accession #:  1145443-21-240   ·   File #s:  33-41034, 811-06324

Previous ‘485BPOS’:  ‘485BPOS’ on 4/14/20   ·   Next:  ‘485BPOS’ on 3/29/22   ·   Latest:  ‘485BPOS’ on 3/28/24   ·   33 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/29/21  Delaware Gp Global & Int’l Funds  485BPOS     3/30/21   27:7.2M                                   Digital Publishi… Inc/FADelaware Emerging Markets Fund Class A (DEMAX) — Class C (DEMCX) — Class R (DEMRX) — Class R6Institutional Class (DEMIX)Delaware International Equity Fund Class A (DEGIX) — Class C (DEGCX) — Class R (DIVRX) — Class R6 (DEQRX) — Institutional Class (DEQIX)Delaware International Small Cap Fund Class A (DGGAX) — Class C (DGGCX) — Class R (DGGRX) — Class R6Institutional Class (DGGIX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment Filed Pursuant to          HTML   1.53M 
                Securities Act Rule 485(B)                                       
 2: EX-99.D.1.I  Executed Amendment No. 6 (May 28, 2020) to         HTML     18K 
                Exhibit A to the Investment Management Agreement                 
 3: EX-99.D.2   Executed Investment Advisory Expense Limitation     HTML     17K 
                Letter (March 25, 2021)                                          
 4: EX-99.E.1.II  Executed Amendment No. 4 (May 28, 2020) to        HTML     22K 
                Schedule I to the Amended and Restated                           
                Distribution Agreement                                           
 5: EX-99.H.1.II  Executed Amendment No. 6 (May 28, 2020) to        HTML     13K 
                Schedule A to the Shareholder Services Agreement                 
 6: EX-99.J     Consent of Independent Registered Public            HTML     11K 
                Accounting Firm (March 2021)                                     
 7: EX-99.N.1   Amended and Restated Multiple Class Plan Pursuant   HTML    111K 
                to Rule 18F-3 (November 18, 2020)                                
 8: EX-99.N.1.I  Updated Appendix A (December 31, 2020) to the      HTML    108K 
                Amended and Restated Multiple Class Plan Pursuant                
                to Rule 18F-3                                                    
 9: EX-99.P.1   Code of Ethics for Macquarie Investment             HTML     99K 
                Management, Delaware Funds by Macquarie and                      
                Optimum Fund Trust (September 8, 2020)                           
15: R1          Document and Entity Information                     HTML     22K 
16: R2          Risk/Return Summary                                 HTML    110K 
17: R3          Risk/Return Detail Data                             HTML    463K 
18: R4          Shareholder Fees                                    HTML     59K 
19: R5          Annual Fund Operating Expenses                      HTML     89K 
20: R6          Expense Example                                     HTML     20K 
21: R7          Expense Example, No Redemption                      HTML     11K 
22: R8          Annual Total Returns                                HTML     50K 
23: R9          Average Annual Total Returns                        HTML     23K 
25: XML         IDEA XML File -- Filing Summary                      XML     33K 
14: XML         XBRL Instance -- dggi-20201130_htm                   XML    349K 
24: EXCEL       IDEA Workbook of Financial Reports                  XLSX     47K 
11: EX-101.DEF  XBRL Definitions -- dggi-20201130_def                XML    626K 
12: EX-101.LAB  XBRL Labels -- dggi-20201130_lab                     XML    405K 
13: EX-101.PRE  XBRL Presentations -- dggi-20201130_pre              XML    600K 
10: EX-101.SCH  XBRL Schema -- dggi-20201130                         XSD     48K 
26: JSON        XBRL Instance as JSON Data -- MetaLinks              114±   242K 
27: ZIP         XBRL Zipped Folder -- 0001145443-21-000240-xbrl      Zip    765K 


‘EX-99.E.1.II’   —   Executed Amendment No. 4 (May 28, 2020) to Schedule I to the Amended and Restated Distribution Agreement


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



EX-99.e.1.ii

AMENDMENT NO. 4 TO
SCHEDULE I
TO THE AMENDED AND RESTATED DISTRIBUTION AGREEMENT

AS OF MAY 28, 2020

This Schedule to the Amended and Restated Distribution Agreement between Delaware Group Global & International Funds and Delaware Distributors, L.P. entered into as of May 15, 2003, amended and restated on January 4, 2010, and further amended and restated on February 25, 2016 (the “Agreement”) lists the Series and Classes for which Delaware Distributors, L.P. provides distribution services pursuant to this Agreement, along with the 12b-1 Plan rates, if applicable, for each class and the date on which the Agreement became effective for each Class.

Total 12b-l Plan
Fee Rate (per
annum of the Portion designated as
Series’ average Service Fee Rate (per
daily net assets annum of the Series’
represented by average daily net
shares of the assets represented by
Series Name Class Names Class) shares of the Class) Effective Date
Delaware Emerging Class A 0.25% April 19, 2001
Markets Fund
Class C 1.00% .25% April 19, 2001
Class R .50% May 15, 2003
Class R6 N/A February 25, 2016
Institutional Class N/A April 19, 2001
Delaware International Small Class A .25% December 29, 2008
Cap Fund (formerly, Delaware
Focus Global Growth Fund)
Class C 1.00% .25% December 29, 2008
Class R .50% December 29, 2008
Class R6 N/A June 29, 2017
Institutional Class N/A December 29, 2008
Delaware International Value Class A .25% April 19, 2001
Equity Fund
Class C 1.00% .25% April 19, 2001
Class R .50% May 15, 2003
Class R6 N/A March 29, 2018
Institutional Class N/A April 19, 2001

DELAWARE DISTRIBUTORS, L.P.
DELAWARE DISTRIBUTORS, INC., General Partner

By: /s/Brett D. Wright
Name:    Brett D. Wright
Title: President
                                                  


DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
on behalf of the Series listed on Schedule I

By: /s/Shawn K. Lytle
Name:    Shawn K. Lytle
Title: President and Chief Executive Officer
                                                  



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Effective on:3/30/21497J,  497K
Filed on:3/29/21
5/28/20
3/29/18485BPOS,  497J,  497K
6/29/17485BPOS
2/25/16
1/4/10497,  EFFECT
12/29/08485BPOS
5/15/03
4/19/01
 List all Filings 


12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/24  Delaware Gp Global & Int’l Funds  485BPOS     4/01/24   26:6.1M                                   Digital Publishi… Inc/FA
 3/29/23  Delaware Gp Global & Int’l Funds  485BPOS     3/30/23   27:6.4M                                   Digital Publishi… Inc/FA
 3/29/22  Delaware Gp Global & Int’l Funds  485BPOS     3/29/22   25:6.5M                                   Digital Publishi… Inc/FA
 5/19/21  Delaware Group Equity Funds V     N-14/A                 6:3M                                     DG3/FA
 5/19/21  Delaware Group Equity Funds V     N-14/A5/19/21    7:3M                                     DG3/FA
 5/19/21  Delaware Gp Global & Int’l Funds  N-14/A                 6:3M                                     DG3/FA
 5/19/21  Delaware Gp Global & Int’l Funds  N-14/A5/19/21    7:3M                                     DG3/FA
 5/19/21  Delaware Group Income Funds       N-14/A                 5:2.7M                                   DG3/FA
 5/19/21  Delaware Group Income Funds       N-14/A5/19/21    6:2.7M                                   DG3/FA
 4/09/21  Delaware Group Equity Funds V     N-144/09/21    8:2M                                     Pietrzykowski Kris… R/FA
 4/09/21  Delaware Gp Global & Int’l Funds  N-144/09/21    8:2M                                     Pietrzykowski Kris… R/FA
 4/09/21  Delaware Group Income Funds       N-144/09/21    8:2M                                     Pietrzykowski Kris… R/FA


21 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/05/21  Delaware Gp Global & Int’l Funds  N-CSR      11/30/20    3:2.8M                                   DG3/FA
 3/26/20  Delaware Gp Global & Int’l Funds  485BPOS     3/27/20   10:5.9M                                   Digital Publishi… Inc/FA
 3/28/19  Delaware Gp Global & Int’l Funds  485BPOS     3/29/19   10:4.5M                                   DG3/FA
 3/29/18  Delaware Gp Global & Int’l Funds  485BPOS     3/29/18   14:4.8M                                   DG3/FA
 6/29/17  Delaware Gp Global & Int’l Funds  485BPOS     6/30/17    8:3M                                     DG3/FA
 8/24/16  Delaware Gp Global & Int’l Funds  485APOS¶               4:2.3M                                   Digital Publishi… Inc/FA
 5/02/16  Delaware Gp Global & Int’l Funds  485BPOS     5/02/16    7:2.1M                                   I docs Inc.
11/25/15  Delaware Gp Global & Int’l Funds  485BPOS    12/01/15    9:1.4M                                   DG3/FA
 9/15/15  Delaware Gp Global & Int’l Funds  485APOS¶               5:1.2M                                   DG3/FA
 3/30/15  Delaware Gp Global & Int’l Funds  485BPOS     3/30/15   12:2.9M                                   DG3/FA
 3/28/14  Delaware Gp Global & Int’l Funds  485BPOS     3/28/14   10:3.4M                                   DG3/FA
 3/28/13  Delaware Gp Global & Int’l Funds  485BPOS     3/29/13   14:2.9M                                   DG3/FA
 3/30/11  Delaware Gp Global & Int’l Funds  485BPOS     3/30/11    8:3.8M                                   DG3/FA
 3/29/10  Delaware Gp Global & Int’l Funds  485BPOS     3/30/10   12:3.2M                                   DG3/FA
11/24/09  Delaware Gp Global & Int’l Funds  485APOS                9:1.6M                                   West Theresa/FA
12/24/08  Delaware Gp Global & Int’l Funds  485BPOS    12/29/08    5:1.5M                                   West Theresa/FA
10/16/08  Delaware Gp Global & Int’l Funds  485APOS                7:738K                                   West Theresa/FA
 1/28/08  Delaware Gp Global & Int’l Funds  485APOS               11:1M                                     Pietrzykowski Kris… R/FA
 1/30/04  Delaware Gp Global & Int’l Funds  485BPOS     1/30/04    9:792K                                   St Ives Financial/FA
 1/31/02  Delaware Gp Global & Int’l Funds  485BPOS     1/31/02   10:758K                                   St Ives Financial/FA
11/22/99  Delaware Gp Global & Int’l Funds  485BPOS    11/23/99   10:343K                                   St Ives Financial/FA
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Filing Submission 0001145443-21-000240   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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