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Delaware Group Adviser Funds, et al. – ‘485BPOS’ on 2/25/22 – ‘EX-99.D.1.I’

On:  Friday, 2/25/22, at 1:51pm ET   ·   Effective:  2/25/22   ·   Accession #:  1145443-22-84   ·   File #s:  33-67490, 811-07972

Previous ‘485BPOS’:  ‘485BPOS’ on 2/25/21   ·   Next:  ‘485BPOS’ on 2/27/23   ·   Latest:  ‘485BPOS’ on 2/27/24   ·   25 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/25/22  Delaware Group Adviser Funds      485BPOS     2/25/22   31:5.3M                                   Digital Publishi… Inc/FADelaware Diversified Income Fund Class A (DPDFX) — Class C (DPCFX) — Class R (DPRFX) — Class R6 (DPZRX) — Institutional Class (DPFFX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment Filed Pursuant to          HTML   1.21M 
                Securities Act Rule 485(B)                                       
 6: EX-99.D.1.I  Executed Amendment No.4 (April 16, 2021)           HTML     16K 
 7: EX-99.D.2   Executed Investment Advisory Expense Limitation     HTML     14K 
                Letter (February 2022)                                           
 8: EX-99.E.1.II  Executed Amendment No. 1 (April 16, 2021)         HTML     18K 
 9: EX-99.G.1.III  Executed Amendment No. 4 (July 19, 2019)         HTML     48K 
10: EX-99.H.1.II  Executed Amendment No. 4 (April 16, 2021)         HTML     17K 
11: EX-99.H.3.III  Executed Amendment No. 2 (October 11, 2021)      HTML     73K 
12: EX-99.J     Consent of Independent Registered Public            HTML     11K 
                Accounting Firm (February 2022)                                  
13: EX-99.N.1.I  Updated Appendix A (November 1, 2021)              HTML     92K 
14: EX-99.P.2   Code of Ethics for Macquarie Investment Management  HTML     48K 
                Austria Kapitalanlage Ag (June 2021)                             
15: EX-99.P.3   Code of Ethics for Macquarie Investment Management  HTML     32K 
                Europe Limited (March 2021)                                      
16: EX-99.P.4   Code of Ethics for Macquarie Investment Management  HTML     82K 
                Global Limited (February 18, 2021)                               
17: EX-99.Q.1   Powers of Attorney (January 20, 2022)               HTML     87K 
18: R1          Document and Entity Information                     HTML     22K 
19: R2          Risk/Return Summary                                 HTML     75K 
20: R3          Risk/Return Detail Data                             HTML    278K 
21: R4          Shareholder Fees                                    HTML     30K 
22: R5          Annual Fund Operating Expenses                      HTML     45K 
23: R6          Expense Example                                     HTML     12K 
24: R7          Expense Example, No Redemption                      HTML     10K 
25: R8          Annual Total Returns                                HTML     43K 
26: R9          Average Annual Total Returns                        HTML     13K 
29: XML         IDEA XML File -- Filing Summary                      XML     34K 
27: XML         XBRL Instance -- dgaf-20211031_htm                   XML    136K 
28: EXCEL       IDEA Workbook of Financial Reports                  XLSX      5K 
 3: EX-101.DEF  XBRL Definitions -- dgaf-20211031_def                XML    486K 
 4: EX-101.LAB  XBRL Labels -- dgaf-20211031_lab                     XML    362K 
 5: EX-101.PRE  XBRL Presentations -- dgaf-20211031_pre              XML    451K 
 2: EX-101.SCH  XBRL Schema -- dgaf-20211031                         XSD     31K 
30: JSON        XBRL Instance as JSON Data -- MetaLinks              104±   221K 
31: ZIP         XBRL Zipped Folder -- 0001145443-22-000084-xbrl      Zip    551K 


‘EX-99.D.1.I’   —   Executed Amendment No.4 (April 16, 2021)


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



EX-99.d.1.i

AMENDMENT NO. 4 TO

EXHIBIT A

OF THE INVESTMENT MANAGEMENT AGREEMENT

THIS EXHIBIT to the Investment Management Agreement dated January 4, 2010 (the “Agreement”) between DELAWARE GROUP ADVISER FUNDS and DELAWARE MANAGEMENT COMPANY, a series of Macquarie Investment Management Business Trust (the “Investment Manager”), amended as of the 16th day of April, 2021, lists the Funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each Fund and the date on which the Agreement became effective for each Fund.

Management Fee Schedule (as a
percentage of average daily net assets)
Fund Name Effective Date Annual Rate
0.55% on first $500 million
0.50% on next $500 million
Delaware Diversified Income Fund January 4, 2010 0.45% on next $1.5 billion
0.425% on assets in excess of $2.5 billion

DELAWARE MANAGEMENT COMPANY, DELAWARE GROUP ADVISER FUNDS
A series of Macquarie Investment Management        
Business Trust
 
 
By:  /s/ David F. Connor                    By:  /s/ Shawn K. Lytle                   
Name: David F. Connor Name: Shawn K. Lytle
Title: Senior Vice President Title: President and Chief Executive Officer



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:2/25/22497J,  497K
1/4/10497
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/24  Delaware Group Adviser Funds      N-14/A                12:15M                                    Pietrzykowski Kris… R/FA
 2/27/24  Delaware Group Adviser Funds      485BPOS     2/27/24   27:5.5M                                   Digital Publishi… Inc/FA
 1/18/24  Delaware Group Adviser Funds      N-14                  14:13M                                    Pietrzykowski Kris… R/FA
 2/27/23  Delaware Group Adviser Funds      485BPOS     2/28/23   29:4.9M                                   Digital Publishi… Inc/FA


21 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/07/22  Delaware Group Adviser Funds      N-CSR      10/31/21    3:2.1M                                   DG3/FA
 2/25/21  Delaware Group Adviser Funds      485BPOS     2/26/21   24:7M                                     Digital Publishi… Inc/FA
 2/28/20  Delaware Group Adviser Funds      485BPOS     2/28/20   12:5.5M                                   DG3/FA
 2/27/19  Delaware Group Adviser Funds      485BPOS     2/28/19   11:5.2M                                   DG3/FA
 2/28/18  Delaware Group Adviser Funds      485BPOS     2/28/18   11:5.4M                                   DG3/FA
 2/28/17  Delaware Group Adviser Funds      485BPOS     2/28/17    6:4.8M                                   Digital Publishi… Inc/FA
 5/02/16  Delaware Group Adviser Funds      485BPOS     5/02/16    6:2.3M                                   I docs Inc.
 2/25/16  Delaware Group Adviser Funds      485BPOS     2/26/16    8:2.7M                                   DG3/FA
 2/27/15  Delaware Group Adviser Funds      485BPOS     2/27/15    9:3.2M                                   DG3/FA
 2/28/14  Delaware Group Adviser Funds      485BPOS     2/28/14   12:3.5M                                   DG3/FA
 2/28/11  Delaware Group Adviser Funds      485BPOS     2/28/11    6:2.7M                                   DG3/FA
 2/26/10  Delaware Group Adviser Funds      485BPOS     2/28/10    1:2.6M                                   DG3/FA
12/30/09  Delaware Group Adviser Funds      485APOS¶              10:3.4M                                   Pietrzykowski Kris… R/FA
 2/27/09  Delaware Group Adviser Funds      485BPOS     2/27/09    9:3.3M                                   DG3/FA
 2/20/08  Delaware Group Adviser Funds      485BPOS     2/20/08    9:455K                                   Pietrzykowski Kris… R/FA
 9/24/07  Delaware Group Adviser Funds      N-14¶                 14:529K                                   Pietrzykowski Kris… R/FA
 2/22/06  Delaware Group Adviser Funds      485BPOS     2/28/06   11:961K                                   Pietrzykowski Kris… R/FA
10/16/03  Delaware Group Adviser Funds      N-14                  11:408K                                   St Ives Financial/FA
 6/28/02  Delaware Group Adviser Funds      485BPOS     6/28/02   17:721K                                   St Ives Financial/FA
12/28/01  Delaware Group Adviser Funds      485BPOS    12/28/01    8:636K                                   St Ives Financial/FA
11/22/99  Delaware Group Adviser Funds      485BPOS    11/23/99   11:252K                                   St Ives Financial/FA
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Filing Submission 0001145443-22-000084   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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