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On: Thursday, 1/27/22, at 4:31pm ET · Effective: 1/28/22 · Accession #: 1145443-22-14 · File #s: 33-00442 , 811-04413 Text Wildcards: ?(any letter/digit) , * (many) . Search Logic: & (and ) , | (or) ; for Text: | (anywhere ) , "(&)" (near) . Details... Post-Effective Amendment of a Form N-1 or N-1A Registration — Rule 485(b) Document/Exhibit Description Pages Size 485BPOS Post-Effective Amendment Filed Pursuant to HTML 2.80M
Securities Act Rule 485(B)
12: EX-99.1.Q Powers of Attorney (January 2022) HTML 86K
6: EX-99.D.1.I Executed Amendment No. 4 (September 20, 2021) HTML 23K
7: EX-99.E.1.II Executed Amendment No. 3 (September 20, 2021) HTML 31K
8: EX-99.H.1.II Executed Amendment No. 4 (September 20, 2021) HTML 16K
9: EX-99.H.3.III Executed Amendment No. 2 (October 11, 2021) HTML 71K
10: EX-99.J Consent of Independent Registered Public HTML 9K
Accounting Firm (January 2022)
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‘EX-99.E.1.II’ — Executed Amendment No. 3 (September 20, 2021)
This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ] EX-99.e.1.ii
AMENDMENT NO. 3 TO TO THE DISTRIBUTION AGREEMENT
AS OF SEPTEMBER 20, 2021
This Schedule to the Distribution Agreement between Delaware Group Equity Funds IV and Delaware Distributors, L.P. entered into as of May 15, 2003 and amended and restated on January 4, 2010 , and further amended and restated on February 25, 2016 (the “Agreement” ) lists the Series and Classes for which Delaware Distributors, L.P. provides distribution services pursuant to this Agreement, along with the 12b-1 Plan rates, if applicable, for each class and the date on which the Agreement became effective for each Class.
Portion
designated as
Total 12b-1 Service Fee
Plan Fee Rate Rate (per
(per annum of annum of the
the Series’ Series’
average daily average daily
net assets net assets
represented by represented
shares of the by shares of
Series Name Class Names Class) the Class) Effective Date
Delaware Smid Cap Growth Fund Class A .25% April 19, 2001
Class C 1.00% .25% April 19, 2001
Class R .50% May 15, 2003
Class R6 N/A February 25, 2016
Institutional Class N/A April 19, 2001
Delaware Healthcare Fund Class A .25% September 28, 2007
Class C 1.00% .25% September 28, 2007
Class R .50% September 28, 2007
Institutional Class N/A September 28, 2007
Delaware Small Cap Growth
Fund Class A .25% June 30, 2016
Class C 1.00% .25% June 30, 2016
Class R .50% June 30, 2016
Institutional Class N/A June 30, 2016
Delaware Covered Call Strategy
Fund Class A .25% July 19, 2019
Class R6 N/A July 19, 2019
Institutional Class N/A July 19, 2019
Delaware Equity Income Fund Class A .25% July 19, 2019
Class R6 N/A July 19, 2019
Institutional Class N/A July 19, 2019
Delaware Global Equity Fund Class A .25% July 19, 2019
Class R6 N/A July 19, 2019
Institutional Class N/A July 19, 2019
Delaware Growth and Income
Fund Class A .25% July 19, 2019
Class R6 N/A July 19, 2019
Institutional Class N/A July 19, 2019
Delaware Hedged U.S. Equity
Opportunities Fund Class A .25% July 19, 2019
Class R6 N/A July 19, 2019
Institutional Class N/A July 19, 2019
Delaware Opportunity Fund Class A .25% July 19, 2019
Class R6 N/A July 19, 2019
Institutional Class N/A July 19, 2019
Delaware Premium Income Fund Class A .25% July 19, 2019
Class R6 N/A July 19, 2019
Institutional Class N/A July 19, 2019
Delaware Growth Equity Fund Class A .25% July 19, 2019
Class R6 N/A July 19, 2019
Institutional Class N/A July 19, 2019
Delaware Total Return Fund Class A .25% July 19, 2019
Class R6 N/A July 19, 2019
Institutional Class N/A July 19, 2019
DELAWARE DISTRIBUTORS, L.P.
DELAWARE DISTRIBUTORS, INC., General Partner
By: /s/ Brett Wright
Name: Brett Wright
Title: President
DELAWARE GROUP EQUITY FUNDS IV
on behalf of the Series listed on Schedule I
By: /s/ Shawn Lytle
Name: Shawn Lytle
Title: President and Chief Executive Officer
and Documents Incorporated by Reference13 Subsequent Filings that Reference this Filing 26 Previous Filings that this Filing References ↑ Top Filing Submission 0001145443-22-000014 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.) Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.About — Privacy — Redactions — Help —
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