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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/29/23 Delaware Gp Global & Int’l Funds 485BPOS 3/30/23 27:6.4M Digital Publishi… Inc/FA → Delaware Emerging Markets Fund ⇒ Class A (DEMAX) — Class C (DEMCX) — Class R (DEMRX) — Class R6 — Institutional Class (DEMIX) → Delaware International Equity Fund ⇒ Class A (DEGIX) — Class C (DEGCX) — Class R (DIVRX) — Class R6 (DEQRX) — Institutional Class (DEQIX) → Delaware International Small Cap Fund ⇒ Class A (DGGAX) — Class C (DGGCX) — Class R (DGGRX) — Class R6 — Institutional Class (DGGIX) |
Document/Exhibit Description Pages Size
1: 485BPOS Post-Effective Amendment Filed Pursuant to HTML 2.83M
Securities Act Rule 485(B)
6: EX-99.(D)(2) Executed Investment Advisory Expense Limitation HTML 14K
Letter (March 2023)
7: EX-99.(G)(1)(IV) Executed Amendment No. 5 (December 31, 2021) HTML 102K
8: EX-99.(G)(1)(V) Executed Amendment No. 6 (December 31, 2021) HTML 40K
9: EX-99.(H)(1)(III) Executed Amended and Restated Schedule B HTML 22K
(June 25, 2022)
10: EX-99.(H)(2)(II) Executed Amendment No. 2 (October 11, 2021) HTML 44K
11: EX-99.(H)(2)(III) Executed Amendment No. 3 (December 31, HTML 65K
2021)
12: EX-99.(H)(2)(IV) Executed Amendment No. 4 (January 31, 2022) HTML 32K
13: EX-99.(J) Consent of Independent Registered Public HTML 9K
Accounting Firm (March 2023)
14: EX-99.(N)(1)(I) Updated Appendix A (March 10, 2023) HTML 295K
15: R1 Document and Entity Information HTML 21K
16: R2 Risk/Return Summary HTML 105K
17: R3 Risk/Return Detail Data HTML 466K
18: R4 Shareholder Fees HTML 58K
19: R5 Annual Fund Operating Expenses HTML 86K
20: R6 Expense Example HTML 20K
21: R7 Expense Example, No Redemption HTML 11K
22: R8 Annual Total Returns HTML 54K
23: R9 Average Annual Total Returns HTML 23K
25: XML IDEA XML File -- Filing Summary XML 34K
24: XML XBRL Instance -- dggi-20221130_htm XML 343K
3: EX-101.DEF XBRL Definitions -- dggi-20221130_def XML 622K
4: EX-101.LAB XBRL Labels -- dggi-20221130_lab XML 402K
5: EX-101.PRE XBRL Presentations -- dggi-20221130_pre XML 596K
2: EX-101.SCH XBRL Schema -- dggi-20221130 XSD 38K
26: JSON XBRL Instance as JSON Data -- MetaLinks 115± 251K
27: ZIP XBRL Zipped Folder -- 0001145443-23-000094-xbrl Zip 826K
EX-99.h.1.iii
AMENDED AND RESTATED SCHEDULE B TO SHAREHOLDER SERVICES AGREEMENT
(the Shareholder Services Agreement is the “Agreement”)
COMPENSATION SCHEDULE
EFFECTIVE JUNE 25, 2022
DELAWARE FUNDS BY MACQUARIE
| 1. | All retail Series (the “Retail Series”) (includes the Delaware Global Listed Real Assets Fund of Delaware Pooled Trust (“DPT”), but does not include the other Series of DPT or any Series of Delaware VIP Trust (“VIP”) or Ivy Variable Insurance Portfolios (“Ivy VIP”)). The compensation payable to Delaware Investments Fund Services Company (“DIFSC”) for providing services to each Series of the Trust will be at the annual rates set forth in the table below based on the average daily net assets of each Series: |
| Aggregate Assets of the Retail Series | DIFSC Transfer Agency Fee |
| Up to $20 billion | 0.0140% |
| From $20 - $25 billion | 0.0110% |
| From $25 - $30 billion | 0.0070% |
| From $30 - $50 billion | 0.0040% |
| From $50 - $75 billion | 0.0020% |
| Over $75 billion | 0.0015% |
| DIFSC will bill, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust. | ||
| 2. | DPT, VIP and Ivy VIP (except the Delaware REIT Fund of DPT). DIFSC’s compensation for providing services to the Series will be 0.0075% of average daily net assets per Series annually. DIFSC will bill, and the Trust will pay, such compensation monthly. In addition, DIFSC shall be entitled to reimbursement of out-of-pocket expenses paid on behalf of the Trust. | |
| 3. | All Trusts. The Trust will bear its allocable portion of all third party transfer agent fees and expenses, including expenses related to sub-transfer agency services provided by BNY Mellon Investment Servicing (US) Inc. (“BNY Mellon”) and omnibus fees and networking fees that are charged by third party financial intermediaries. DIFSC is the Trust’s operational interface with a variety of third party administrators, banks, trust companies, and other organizations that provide retirement administration, trust or other collective services to the Trust’s shareholders. Sub-transfer agency fees (or similar fees) related to such relationships on a retirement processing system will be passed on to the Trust at cost, without markup, and such fees will be allocated among all share classes except Class R6 (which does not pay sub-transfer agency or similar fees outside of the Sub-TA Agreement with BNY Mellon noted below) and Class E (which is used exclusively for 529 plans) in accordance with the Trust’s then-current Multiple Class Plan pursuant to Rule 18f-3 of the Investment Company Act of 1940, as amended. |
| 4. | If during the term of the Sub-Transfer Agency and Shareholder Services Agreement between DIFSC and BNY Mellon (the “Sub-TA Agreement”) the Trust (i) terminates the Agreement other than “for cause” (defined herein as a termination based on DIFSC’s material and systemic failure to provide (or arrange for the provision of) the services under the Agreement in a commercially reasonable manner as determined by reference to quarterly performance reports); and (ii) enters into a new transfer agency service agreement with a transfer agency service provider other than BNY Mellon, then the Trust shall bear: (a) its deconversion expenses associated with the transmittal of Series data to the successor service provider; and (b) the portion of the liquidated damages relating to the Trust that are payable to BNY Mellon in connection with a wrongful termination of the Sub-TA Agreement by the Trust. |
| AGREED AND ACCEPTED: | ||
| DELAWARE INVESTMENTS FUND SERVICES COMPANY | DELAWARE FUNDS BY MACQUARIE, on behalf of the registered investment companies listed on Attachment A | |
| By: /s/ Richard Salus | By: /s/ Shawn K. Lytle | |
| Name: Richard Salus | Name: Shawn K. Lytle | |
| Title: Senior Vice President | Title: President and Chief Executive Officer |
ATTACHMENT A
TO
AMENDED AND RESTATED SCHEDULE B TO SHAREHOLDER SERVICES AGREEMENT
COMPENSATION SCHEDULE
INVESTMENT COMPANY PARTIES TO AGREEMENT*
| Delaware Group Adviser Funds | Delaware Pooled Trust |
| Delaware Group Cash Reserve | Delaware VIP Trust |
| Delaware Group Equity Funds I | Voyageur Insured Funds |
| Delaware Group Equity Funds II | Voyageur Intermediate Tax Free Funds |
| Delaware Group Equity Funds IV | Voyageur Mutual Funds |
| Delaware Group Equity Funds V | Voyageur Mutual Funds II |
| Delaware Group Foundation Funds | Voyageur Mutual Funds III |
| Delaware Group Global & International Funds | Voyageur Tax Free Funds |
| Delaware Group Government Fund | Ivy Funds |
| Delaware Group Income Funds | Ivy Variable Insurance Portfolios |
| Delaware Group Limited-Term Government Funds | |
| Delaware Group State Tax-Free Income Trust | |
| Delaware Group Tax-Free Fund |
| This ‘485BPOS’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Effective on: | 3/30/23 | None on these Dates | ||
| Filed on: | 3/29/23 | |||
| 6/25/22 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/28/24 Delaware Gp Global & Int’l Funds 485BPOS 4/01/24 26:6.1M Digital Publishi… Inc/FA 3/06/24 Delaware Group Adviser Funds 497 3/06/24 1:15M Pietrzykowski Kris… R/FA 3/06/24 Delaware Group Equity Funds II 497 3/06/24 1:15M Pietrzykowski Kris… R/FA 3/06/24 Ivy Funds 497 3/06/24 1:15M Pietrzykowski Kris… R/FA 3/01/24 Delaware Group Adviser Funds N-14/A 12:15M Pietrzykowski Kris… R/FA 3/01/24 Delaware Group Equity Funds II N-14/A 12:15M Pietrzykowski Kris… R/FA 3/01/24 Ivy Funds N-14/A 12:15M Pietrzykowski Kris… R/FA 1/18/24 Delaware Group Adviser Funds N-14 14:13M Pietrzykowski Kris… R/FA 1/18/24 Delaware Group Equity Funds II N-14 14:13M Pietrzykowski Kris… R/FA 1/18/24 Ivy Funds N-14 14:13M Pietrzykowski Kris… R/FA |