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Delaware Group Adviser Funds, et al. – ‘485BPOS’ on 2/27/23 – ‘EX-99.(N)(1)(I)’

On:  Monday, 2/27/23, at 4:11pm ET   ·   Effective:  2/28/23   ·   Accession #:  1145443-23-78   ·   File #s:  33-67490, 811-07972

Previous ‘485BPOS’:  ‘485BPOS’ on 2/25/22   ·   Next & Latest:  ‘485BPOS’ on 2/27/24   ·   32 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/23  Delaware Group Adviser Funds      485BPOS     2/28/23   29:4.9M                                   Digital Publishi… Inc/FA
          → Delaware Diversified Income Fund ⇒ Class A (DPDFX) — Class C (DPCFX) — Class R (DPRFX) — Class R6 (DPZRX) — Institutional Class (DPFFX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment Filed Pursuant to          HTML   2.01M 
                Securities Act Rule 485(B)                                       
 2: EX-99.(D)(2)  Executed Investment Advisory Expense Limitation   HTML     15K 
                Letter (February 2023)                                           
 3: EX-99.(D)(3)  Executed Sub-Advisory Agreement (Fixed Income)    HTML     69K 
                (May 30, 2019)                                                   
 4: EX-99.(D)(3)(I)  Executed Amendment No. 2 to Schedule 1 of the  HTML     29K 
                Sub-Advisory Agreement (Fixed Income) (November                  
                12, 2021)                                                        
 5: EX-99.(G)(1)(IV)  Executed Amendment No. 5 (December 31, 2021)  HTML    102K 
 6: EX-99.(G)(1)(V)  Executed Amendment No. 6 (December 31, 2021)   HTML     41K 
 7: EX-99.(H)(1)(III)  Executed Amended and Restated Schedule B     HTML     23K 
                (June 25, 2022)                                                  
 8: EX-99.(H)(2)(II)  Executed Amendment No. 2 (October 11, 2021)   HTML     44K 
 9: EX-99.(H)(2)(III)  Executed Amendment No. 3 (December 31,       HTML     65K 
                2021)                                                            
10: EX-99.(H)(2)(IV)  Executed Amendment No. 4 (January 31, 2022)   HTML     32K 
11: EX-99.(J)   Consent of Independent Registered Public            HTML     11K 
                Accounting Firm (February 2023)                                  
12: EX-99.(N)(1)(I)  Updated Appendix A (October 31, 2022)          HTML    262K 
17: R1          Document and Entity Information                     HTML     22K 
18: R2          Risk/Return Summary                                 HTML     70K 
19: R3          Risk/Return Detail Data                             HTML    274K 
20: R4          Shareholder Fees                                    HTML     30K 
21: R5          Annual Fund Operating Expenses                      HTML     44K 
22: R6          Expense Example                                     HTML     12K 
23: R7          Expense Example, No Redemption                      HTML     10K 
24: R8          Annual Total Returns                                HTML     43K 
25: R9          Average Annual Total Returns                        HTML     12K 
27: XML         IDEA XML File -- Filing Summary                      XML     33K 
26: XML         XBRL Instance -- dgaf-20221031_htm                   XML    131K 
14: EX-101.DEF  XBRL Definitions -- dgaf-20221031_def                XML    486K 
15: EX-101.LAB  XBRL Labels -- dgaf-20221031_lab                     XML    361K 
16: EX-101.PRE  XBRL Presentations -- dgaf-20221031_pre              XML    451K 
13: EX-101.SCH  XBRL Schema -- dgaf-20221031                         XSD     28K 
28: JSON        XBRL Instance as JSON Data -- MetaLinks              106±   232K 
29: ZIP         XBRL Zipped Folder -- 0001145443-23-000078-xbrl      Zip    737K

‘EX-99.(N)(1)(I)’   —   Updated Appendix A (October 31, 2022)

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

  dggf3973531-ex99n1i.htm - Generated by SEC Publisher for SEC Filing  

EX-99.n.1.i

APPENDIX A,
updated as of October 31, 2022

Maximum Annual Maximum Annual
Distribution Fee (as a Shareholder Servicing Years
Fund/Class percentage of Fee (as a percentage of To
average daily net average daily net assets Conversion
assets of class) of class)
Delaware Group® Equity Funds I
Delaware Mid Cap Value Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Cash Reserve
Delaware Investments Ultrashort Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class L N/A N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Equity Funds II
Delaware Value® Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Equity Funds IV
Delaware Healthcare Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Small Cap Growth Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Institutional Class N/A N/A N/A
Delaware Smid Cap Growth Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Covered Call Strategy Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Equity Income Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Global Equity Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A


Maximum Annual Maximum Annual
Distribution Fee (as a Shareholder Servicing Years
Fund/Class percentage of Fee (as a percentage of To
average daily net average daily net assets Conversion
assets of class) of class)
Delaware Group® Equity Funds IV (continued)
Delaware Growth and Income Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Hedged U.S. Equity Opportunities Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Opportunity Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Premium Income Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Total Return Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-2


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage To
average daily net of average daily net Conversion
assets of class) assets of class)
Delaware Group® Equity Funds V
Delaware Small Cap Core Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Small Cap Value Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Wealth Builder Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Income Funds
Delaware Corporate Bond Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Extended Duration Bond Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Floating Rate Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware High-Yield Opportunities Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-3


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage To
average daily net of average daily net Conversion
assets of class) assets of class)
Delaware Group® Limited-Term Government Funds
Delaware Limited-Term Diversified Income Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free New Jersey Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free Oregon Fund
Class A .25% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Government Fund
Delaware Emerging Markets Debt Corporate Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Strategic Income Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® State Tax-Free Income Trust
Delaware Tax-Free Pennsylvania Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Tax Free Fund
Delaware Tax-Free USA Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free USA Intermediate Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-4


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage To
average daily net of average daily net Conversion
assets of class) assets of class)
Delaware Group® Global & International Funds
Delaware Emerging Markets Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware International Small Cap Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware International Value Equity Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Adviser Funds
Delaware Diversified Income Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Group® Foundation Funds
Delaware Strategic Allocation Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-5


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage To
average daily net of average daily net Conversion
assets of class) assets of class)
Delaware Pooled® Trust
Delaware Global Listed Real Assets Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Insured Funds
Delaware Tax-Free Arizona Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Intermediate Tax Free Funds
Delaware Tax-Free Minnesota Intermediate Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Mutual Funds
Delaware Minnesota High-Yield Municipal Bond Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware National High-Yield Municipal Bond Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free California Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free Idaho Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Delaware Tax-Free New York Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-6


Maximum Annual Maximum Annual
Distribution Fee Shareholder Servicing Years
Fund/Class (as a percentage of Fee (as a percentage To
average daily net of average daily net Conversion
assets of class) assets of class)
Voyageur Mutual Funds II
Delaware Tax-Free Colorado Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Mutual Funds III
Delaware Select Growth Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R .50% N/A N/A
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A
Voyageur Tax Free Funds
Delaware Tax-Free Minnesota Fund
Class A .25% N/A N/A
Class C .75% .25% 8
Class R6 N/A N/A N/A
Institutional Class N/A N/A N/A

A-7

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Effective on:2/28/23
Filed on:2/27/23
10/31/22N-CEN,  N-CSR,  NPORT-P
 List all Filings 

10 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/06/24  Delaware Group Adviser Funds      497         3/06/24    1:15M                                    Pietrzykowski Kris… R/FA
 3/06/24  Delaware Group Equity Funds II    497         3/06/24    1:15M                                    Pietrzykowski Kris… R/FA
 3/06/24  Ivy Funds                         497         3/06/24    1:15M                                    Pietrzykowski Kris… R/FA
 3/01/24  Delaware Group Adviser Funds      N-14/A                12:15M                                    Pietrzykowski Kris… R/FA
 3/01/24  Delaware Group Equity Funds II    N-14/A                12:15M                                    Pietrzykowski Kris… R/FA
 3/01/24  Ivy Funds                         N-14/A                12:15M                                    Pietrzykowski Kris… R/FA
 2/27/24  Delaware Group Adviser Funds      485BPOS     2/27/24   27:5.5M                                   Digital Publishi… Inc/FA
 1/18/24  Delaware Group Adviser Funds      N-14                  14:13M                                    Pietrzykowski Kris… R/FA
 1/18/24  Delaware Group Equity Funds II    N-14                  14:13M                                    Pietrzykowski Kris… R/FA
 1/18/24  Ivy Funds                         N-14                  14:13M                                    Pietrzykowski Kris… R/FA

22 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/05/23  Delaware Group Adviser Funds      N-CSR      10/31/22    3:2.6M                                   DG3/FA
 2/25/22  Delaware Group Adviser Funds      485BPOS     2/25/22   31:5.3M                                   Digital Publishi… Inc/FA
 2/25/21  Delaware Group Adviser Funds      485BPOS     2/26/21   24:7M                                     Digital Publishi… Inc/FA
 2/28/20  Delaware Group Adviser Funds      485BPOS     2/28/20   12:5.5M                                   DG3/FA
 2/27/19  Delaware Group Adviser Funds      485BPOS     2/28/19   11:5.2M                                   DG3/FA
 2/28/18  Delaware Group Adviser Funds      485BPOS     2/28/18   11:5.4M                                   DG3/FA
 2/28/17  Delaware Group Adviser Funds      485BPOS     2/28/17    6:4.8M                                   Digital Publishi… Inc/FA
 5/02/16  Delaware Group Adviser Funds      485BPOS     5/02/16    6:2.3M                                   I docs Inc.
 2/25/16  Delaware Group Adviser Funds      485BPOS     2/26/16    8:2.7M                                   DG3/FA
 2/27/15  Delaware Group Adviser Funds      485BPOS     2/27/15    9:3.2M                                   DG3/FA
 2/28/14  Delaware Group Adviser Funds      485BPOS     2/28/14   12:3.5M                                   DG3/FA
 2/28/11  Delaware Group Adviser Funds      485BPOS     2/28/11    6:2.7M                                   DG3/FA
 2/26/10  Delaware Group Adviser Funds      485BPOS     2/28/10    1:2.6M                                   DG3/FA
12/30/09  Delaware Group Adviser Funds      485APOS¶              10:3.4M                                   Pietrzykowski Kris… R/FA
 2/27/09  Delaware Group Adviser Funds      485BPOS     2/27/09    9:3.3M                                   DG3/FA
 2/20/08  Delaware Group Adviser Funds      485BPOS     2/20/08    9:455K                                   Pietrzykowski Kris… R/FA
 9/24/07  Delaware Group Adviser Funds      N-14¶                 14:529K                                   Pietrzykowski Kris… R/FA
 2/22/06  Delaware Group Adviser Funds      485BPOS     2/28/06   11:961K                                   Pietrzykowski Kris… R/FA
10/16/03  Delaware Group Adviser Funds      N-14                  11:408K                                   St Ives Financial/FA
 6/28/02  Delaware Group Adviser Funds      485BPOS     6/28/02   17:721K                                   St Ives Financial/FA
12/28/01  Delaware Group Adviser Funds      485BPOS    12/28/01    8:636K                                   St Ives Financial/FA
11/22/99  Delaware Group Adviser Funds      485BPOS    11/23/99   11:252K                                   St Ives Financial/FA
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