SEC Info - Berggruen Nicolas - ‘5’ for 12/31/01 re: Tarrant Apparel Group

SEC Info℠

Home

Help

Please Sign In

Berggruen Nicolas – ‘5’ for 12/31/01 re: Tarrant Apparel Group

As of: Thursday, 2/7/02 · For: 12/31/01 · Accession #: 1141218-2-25 · File #: 0-26430

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/07/02  Berggruen Nicolas                 5          Other       1:16K  Tarrant Apparel Group             Sheppard Mul… Hampton/FA

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Berggruen Annual Statement on Form 5                HTML     13K

This is an HTML Document rendered as filed. [ Alternative Formats ]

Form 5

FORM 5

[X] Check box if no longer
      subject to Section 16,
      Form 4 or Form 5
      obligations may continue.
      See Instruction 1(b).

[ ] Form 3 Holdings Reported

[ ] Form 4 transactions Reported

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

______________________
      OMB APPROVAL
OMB Number:3235-0362
Expires: PENDING
Estimated average burden
hours per response......1.0

1. Name and Address of Reporting Person ^*

Berggruen Nicolas

2. Issuer Name and Ticker or trading Symbol

Tarrant Apparel Group: TAGS

6. Relationship of Reporting Person(s) to Issuer
                     (Check all applicable)

____Director                                             ____10% Owner
____Officer (give title below)                         X  Other (specify below)

                        Former Board Member

(Last) (First) (Middle)

499 Park Avenue, 24th Floor

3. I.R.S. Identification Number of
Reporting Person, if an entity
(Voluntary)

4. Statement For
Month/Year

December 2001

(Street)

New York New York 10022

5. If Amendment, Date of
Original (Month/Year)

7. Individual or Joint/Group Reporting
(check applicable line)

X Form Filed By One Reporting Person
____Form Filed By More than One Reporting Person

(City) (State) (Zip)

Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. transaction
Date
(Month/Day/Year)

3. transaction Code
(Instr. 8)

4. Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of
    Securities
    Beneficially
    Owned at the
    Issuer's Fiscal
    Year
    (Instr. 3 and 4)

6. Ownership
   Form:
   Direct (D) or
   Indirect (I)
   (Instr. 4)

7. Nature of
   Indirect
   Beneficial
   Ownership
   (Instr. 4)

Amount

(A) or (D)

Price

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g.,puts, calls, warrants, options, convertible securities)

1. Title of
    Derivative
    Security
    (Instr. 3)

2.Conversion
   or Exercise
   Price of
   Derivative
   Security

3. Transaction
    Date
    (Month/
    Day/
    Year)

4.transaction
Code
(Instr. 8)

5. Number of
    Derivative
    Securities
    Acquired (A) or
    Disposed of (D)
    (Instr. 3, 4, and 5)

6. Date Exercisable
    and Expiration
    Date
    (Month/Day/Year)

7. Title and
    Amount of
    Underlying
    Securities
    (Instr. 3 and 4)

8. Price
    of
    Deriva-
    tive
    Security
    (Instr.5)

9. Number of
    Derivative
    Securities
    Beneficially
    Owned at
    End of
    Year
    (Instr. 4)

10.Ownership
     of
     Derivative
     Security:
     Direct (D)
     or Indirect
     (I)
    (Instr. 4)

11.Nature of
     Indirect
     Beneficial
     Ownership
     (Instr. 4)

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or
Number of
Shares

Stock Option
(right to buy)

5.550

05/08/01

4,000

(1)

05/08/11

Common Stock

4,000

Explanation of Responses: (1) The options become exercisable in four equal installments of 1,000 shares each on the first four anniversary dates of the grant date, May 8, 2001.


		/s/ *Nicolas Berggruen* ____________________________________	Feb. 4, 2002 _________________
		Nicolas Berggruen	Date


**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:	File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Dates Referenced Herein and Documents Incorporated by Reference

This ‘5’ Filing	Date	Other Filings

Filed on:	2/7/02	5
	2/4/02
For Period end:	12/31/01	10-K, 5
	5/8/01	DEF 14A
		List all Filings

↑Top

Filing Submission 0001141218-02-000025 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Berggruen Nicolas – ‘5’ for 12/31/01 re: Tarrant Apparel Group

As of: Thursday, 2/7/02 · For: 12/31/01 · Accession #: 1141218-2-25 · File #: 0-26430

Previous ‘5’: ‘5’ on 2/12/01 for 12/31/00 · Latest ‘5’: This Filing

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 — SEA’34Filing Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 — SEA’34
Filing Table of Contents