Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5
Filing Table of Contents
Document/Exhibit Description Pages Size
1: X-17A-5 Annual Financial Report [ a.k.a. FOCUS Report ] by HTML 5K
a Broker or Dealer -- primary_doc.xml
11: STMT FIN COND Statement of Financial Condition -- bsedgar2 PDF 208K
10: STMT FIN COND NOTES Notes to the Statement of Financial PDF 699K
Condition -- notesbsedgar2
2: STMT INCOME Statement of Income -- isedgar2 PDF 187K
4: STMT CASH FLOW Statement of Cash Flow -- cfedgar2 PDF 329K
3: STMT CHG SH EQY Statement of Changes in Stockholders', PDF 147K
Partners' or Sole Proprietors' Equity -- seedgar2
5: FINAN STMTS NOTES Notes to the Financial Statements -- PDF 2.78M
notesfsedgar2
7: COMP NET CAP Computation of Net Capital -- edgarnc2 PDF 261K
9: EXEMP RPT Exemption Report -- eredgar2 PDF 474K
6: ACCT RPT FIN RPT Accountant's Report re: an Examination of PDF 833K
Financial Reports and Financial Statements --
opinionfsedgar2
8: ACCT RPT EXEMP RPT Accountant's Report re: a Review of an PDF 496K
Exemption Report -- opinioneredgar2
‘STMT CHG SH EQY’ — Statement of Changes in Stockholders’, Partners’ or Sole Proprietors’ Equity — seedgar2
This is a PDF Document.
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Filing Submission 0001136728-21-000003 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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