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TerraCycle US Inc. – ‘1-U’ for 6/20/19

On:  Monday, 6/24/19, at 12:40pm ET   ·   For:  6/20/19   ·   Accession #:  1144204-19-32000

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/24/19  TerraCycle US Inc.                1-U:9       6/20/19    2:36K                                    Toppan Vintage/FA

Current Report — Reg. A   —   Form 1-U
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 1-U         Current Report -- Reg. A                            HTML     11K 
 2: EX1SA-1 UNDR AGMT  Exhibit 1.2                                  HTML     20K 


‘1-U’   —   Current Report — Reg. A


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 1-U

 

CURRENT REPORT
PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933

 

June 20, 2019

(Date of Report (Date of earliest event reported))

 

TerraCycle US Inc.

(Exact name of issuer as specified in its charter)

 

Delaware   82-2479091 
(State or other jurisdiction of   (IRS Employer
incorporation or organization)   Identification No.)

 

121 New York Avenue

Trenton, NJ

 

 

08638

(Address of principal executive offices)   (Zip code)

 

(609) 656-5100

(Registrant’s telephone number, including area code)

 

Class A Preferred Stock

(Title of each class of securities issued pursuant to Regulation A)

 

 

 

 C: 
   

 

 

Item 9.Other Events

 

Fourteen broker-dealers have so far agreed to participate in an offering of shares of Class A Preferred Stock of TerraCycle US Inc. (the “Company”) pursuant to Regulation A. The Company and Strategic Capital Investments, LLC have amended the Exclusive Placement Agency Agreement to cover that participation. This Agreement is filed as Exhibit 1.2 to this Current Report on Form 1-U.

 

 C: 
   

 

 

SIGNATURES

 

Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  TerraCycle US Inc. 
   
  By: /s/ Tom Szaky
  Tom Szaky
  Chief Executive Officer

 

Date: June 24, 2019

 C: 
   

 

 

Exhibit Index

 

Exhibit No.   Description
     
1.2   Amendment to the Exclusive Placement Agency Agreement, dated June 20, 2019

 

 C: 
   

 


Dates Referenced Herein

This ‘1-U’ Filing    Date    Other Filings
Filed on:6/24/19None on these Dates
For Period End:6/20/19
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Filing Submission 0001144204-19-032000   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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