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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/15/19 Hudson Technologies Inc/NY 10-K 12/31/18 86:11M Toppan Merrill/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 577K
2: EX-10.39 Material Contract HTML 37K
3: EX-10.40 Material Contract HTML 39K
4: EX-10.41 Material Contract HTML 34K
5: EX-10.42 Material Contract HTML 36K
6: EX-10.43 Material Contract HTML 35K
7: EX-21 Subsidiaries List HTML 23K
8: EX-23.1 Consent of Experts or Counsel HTML 23K
9: EX-31.1 Certification -- §302 - SOA'02 HTML 29K
10: EX-31.2 Certification -- §302 - SOA'02 HTML 29K
11: EX-32.1 Certification -- §906 - SOA'02 HTML 25K
12: EX-32.2 Certification -- §906 - SOA'02 HTML 25K
19: R1 Document And Entity Information HTML 59K
20: R2 Consolidated Balance Sheets HTML 107K
21: R3 Consolidated Balance Sheets (Parenthetical) HTML 46K
22: R4 Consolidated Statements of Operations HTML 81K
23: R5 Consolidated Statements of Stockholders' Equity HTML 70K
24: R6 Consolidated Statements of Cash Flows HTML 123K
25: R7 Summary of Significant Accounting Policies HTML 192K
26: R8 Fair Value HTML 58K
27: R9 Trade accounts receivable - net HTML 65K
28: R10 Inventories HTML 51K
29: R11 Property, plant and equipment HTML 129K
30: R12 Income taxes HTML 212K
31: R13 Goodwill and intangible assets HTML 195K
32: R14 Short-term and long-term debt HTML 199K
33: R15 Stockholders' equity HTML 30K
34: R16 Commitments and contingencies HTML 121K
35: R17 Share-based Compensation HTML 225K
36: R18 Acquisition HTML 209K
37: R19 Quarterly Financial Data HTML 330K
38: R20 Summary of Significant Accounting Policies HTML 239K
(Policies)
39: R21 Summary of Significant Accounting Policies HTML 109K
(Tables)
40: R22 Fair Value (Tables) HTML 52K
41: R23 Trade accounts receivable - net (Tables) HTML 60K
42: R24 Inventories (Tables) HTML 51K
43: R25 Property, plant and equipment (Tables) HTML 128K
44: R26 Income taxes (Tables) HTML 207K
45: R27 Goodwill and intangible assets (Tables) HTML 188K
46: R28 Short-term and long-term debt (Tables) HTML 152K
47: R29 Commitments and contingencies (Tables) HTML 114K
48: R30 Share-based compensation (Tables) HTML 213K
49: R31 Acquisition (Tables) HTML 205K
50: R32 Quarterly Financial Data (Tables) HTML 328K
51: R33 Summary of Significant Accounting Policies - HTML 32K
Company's Revenues (Detail)
52: R34 Summary of Significant Accounting Policies - HTML 43K
Reconciliation of Shares Used to Determine Net
Income per Share (Detail)
53: R35 Summary of Significant Accounting Policies - HTML 107K
Additional Information (Detail)
54: R36 Fair Value (Detail) HTML 35K
55: R37 Trade accounts receivable - net (Detail) HTML 32K
56: R38 Trade accounts receivable - net - Additional HTML 27K
Information (Detail)
57: R39 Inventories (Detail) HTML 32K
58: R40 Inventories - Additional Information (Detail) HTML 28K
59: R41 Property, plant and equipment (Detail) HTML 85K
60: R42 Property, plant and equipment - Additional HTML 31K
Information (Detail)
61: R43 Provision for Income Taxes (Detail) HTML 55K
62: R44 Reconciliation of Company's Actual Tax Rate to HTML 45K
U.S. Federal Statutory Rate (Detail)
63: R45 Elements of Deferred Income Tax Assets HTML 49K
(Liabilities) (Detail)
64: R46 Income taxes - Additional Information (Detail) HTML 54K
65: R47 Goodwill and intangible assets (Detail) HTML 58K
66: R48 Goodwill and intangible assets - Additional HTML 58K
Information (Detail)
67: R49 Short-term and long-term debt (Detail) HTML 49K
68: R50 Short-term and long-term debt (Future minimum HTML 41K
lease payments under capital leases) (Detail)
69: R51 Short-term and long-term debt (Maturities of HTML 36K
long-term debt and capital lease obligations)
(Detail)
70: R52 Short-term and long-term debt - Additional HTML 129K
Information (Detail)
71: R53 Stockholders' equity - Additional Information HTML 45K
(Detail)
72: R54 Commitments and contingencies (Detail) HTML 64K
73: R55 Future Commitments under Operating Leases (Detail) HTML 39K
74: R56 Commitments and contingencies - Additional HTML 29K
Information (Detail)
75: R57 Share-Based Compensation - Weighted Average HTML 40K
Assumptions Used in Determining Fair Value of
Share Based Awards at Grant Date by Using
Black-Scholes Option Pricing Model (Detail)
76: R58 Share-based compensation - Summary of Status of HTML 50K
Company's Stock Option Plan (Detail)
77: R59 Share-based compensation - Weighted Average HTML 51K
Contractual Life and Exercise Price (Detail)
78: R60 Share-Based Compensation - Intrinsic Value HTML 29K
(Detail)
79: R61 Share-based compensation - Additional Information HTML 75K
(Detail)
80: R62 Acquisition (Bdo) (Detail) HTML 78K
81: R63 Acquisition - Business Pro Forma Information HTML 32K
(Detail)
82: R64 Acquisition - Additional Information (Detail) HTML 46K
83: R65 Quarterly Financial Data (Detail) HTML 74K
85: XML IDEA XML File -- Filing Summary XML 143K
84: EXCEL IDEA Workbook of Financial Reports XLSX 100K
13: EX-101.INS XBRL Instance -- hdsn-20181231 XML 4.53M
15: EX-101.CAL XBRL Calculations -- hdsn-20181231_cal XML 191K
16: EX-101.DEF XBRL Definitions -- hdsn-20181231_def XML 879K
17: EX-101.LAB XBRL Labels -- hdsn-20181231_lab XML 1.12M
18: EX-101.PRE XBRL Presentations -- hdsn-20181231_pre XML 1.01M
14: EX-101.SCH XBRL Schema -- hdsn-20181231 XSD 174K
86: ZIP XBRL Zipped Folder -- 0001144204-19-014301-xbrl Zip 222K
Exhibit 10.42
NON-QUALIFIED STOCK OPTION AGREEMENT
HUDSON TECHNOLOGIES, INC.
AGREEMENT made as of (insert date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the "Grantee").
WHEREAS, the Company desires to grant to the Grantee a Non-Qualified Option to purchase shares of its common stock, par value $.01 per share (the "Shares"), under and pursuant to the Company’s 2018 Stock Incentive Plan (the “Plan”);
WHEREAS, the Company and the Grantee understand and agree that unless otherwise defined herein any terms used herein have the same meanings as in the Plan.
NOW, THEREFORE, in consideration of the mutual covenants hereinafter set forth and for other good and valuable consideration, the parties hereto agree as follows:
1. Grant of Option. The Company hereby grants to the Grantee the right and option to purchase all or any part of an aggregate of (Insert number of shares) shares of its Common Stock, $.01 par value, on the terms and conditions and subject to all the limitations set forth herein and in the Plan, which is incorporated herein by reference (the "Option"). The Grantee acknowledges receipt of a copy of the Plan.
2. Purchase Price. The purchase price of the Shares covered by the Option shall be $(insert option price) per share.
3. The Options granted hereby shall vest and be exercisable as follows:
| Amount | Date Vested* | Date Exercisable* | ||||
| insert | 1/1/19 | 1/1/19 | ||||
| 4/1/19 | 4/1/19 | |||||
| 7/1/19 | 7/1/19 | |||||
| 10/1/19 | 10/1/19 | |||||
| 1/1/20 | 1/1/20 | |||||
| 4/1/20 | 4/1/20 | |||||
| 7/1/20 | 7/1/20 |
* illustrative of typical vesting schedule, where options vest quarterly over two years.
4. Term of Option. The option shall terminate (insert term) years from the date of this Agreement. In the event of the death of the Grantee, the Option shall be exercisable to the extent exercisable but not exercised as of the date of death and, in such event, the Option must be exercised, if at all, within one (1) year after the date of death of the Grantee or, if earlier, within the originally prescribed term of the Option.
C:
| C: 1 |
For purposes hereof, “Business Day” shall mean any day except Saturday, Sunday and any day which shall be a legal holiday or a day on which banking institutions in the State of New York generally are authorized or required by law or other government actions to close.
5. Non-Assignability. The Option shall not be transferable by the Grantee otherwise than by will or by the laws of descent and distribution and shall be exercisable, during the Grantee's lifetime, only by the Grantee. The Option shall not be assigned, pledged or hypothecated in any way (whether by operation of law or otherwise) and shall not be subject to execution, attachment or similar process. Any attempted transfer, assignment, pledge, hypothecation or other disposition of the Option or of any rights granted hereunder contrary to the provisions of this Section 5, or the levy of any attachment or similar process upon the Option or such right, shall be null and void.
6. Exercise of Option and Issue of Shares. The Option may be exercised in whole or in part (to the extent that it is exercisable in accordance with its terms) by giving written notice to the Company, together with the tender of the Option price. Such written notice shall be signed by the person exercising the Option, shall state the number of Shares with respect to which the Option is being exercised, shall contain any warranty required by Section 7 below and shall otherwise comply with the terms and conditions of this Agreement and the Plan. The Company shall pay all original issue taxes with respect to the issue of the Shares pursuant hereto and all other fees and expenses necessarily incurred by the Company in connection herewith. Except as specifically set forth herein, the Grantee acknowledges that any income or other taxes due from him or her with respect to this Option or the Shares issuable pursuant to this Option shall be the responsibility of the Grantee. The Grantee of this Option shall have rights as a shareholder only with respect to any Shares covered by the Option after due exercise of the Option and tender of the full exercise price for the Shares being purchased pursuant to such exercise.
7. Purchase for Investment. Unless the offering and sale of the Shares to be issued upon the particular exercise of the Option shall have been effectively registered under the Securities Act of 1933, as now in force or hereafter amended, or any successor legislation (the "Act"), the Company shall be under no obligation to issue the Shares covered by such exercise unless and until the following conditions have been fulfilled:
C:
| 2 |
(a) The person(s) who exercise the Option shall warrant to the Company, at the time of such exercise, that such person(s) are acquiring such Shares for his or her own account, for investment and not with a view to, or for sale in connection with, the distribution of any such Shares, in which event the person(s) acquiring such Shares shall be bound by the provisions of the following legend which shall be endorsed upon the certificate(s) evidencing their option Shares issued pursuant to such exercise:
"The shares represented by this certificate have not been registered under the Securities Act of 1933, as amended (the "Act"). Such shares may not be sold, transferred or otherwise disposed of unless they have first been registered under the Act or, unless, in the opinion of counsel satisfactory to the Company's counsel, such registration is not required."
(b) The Company shall have received an opinion of its counsel that the Shares may be issued upon such particular exercise in compliance with the Act without registration thereunder. Without limiting the generality of the foregoing, the Company may delay issuance of the Shares until completion of any action or obtaining of any consent, which the Company deems necessary under any applicable law (including without limitation state securities or "blue sky" laws).
8. Notices. Any notices required or permitted by the terms of this Agreement or the Plan shall be given by hand delivery, overnight courier service, or registered or certified mail, return receipt requested, and sent, if to the Company, at its principal executive offices, and if to the Grantee, at the Grantee’s most current residence address as reflected in the records of the Company or to such other address or addresses of which notice in the same manner has previously been given. Any such notice shall be deemed to have been given when received in accordance with the foregoing provisions. Either party hereto may change the address of which notices shall be given by providing the other party hereto with written notice of such change.
9. Governing Law. This Agreement shall be construed and enforced in accordance with the law of the State of New York.
10. Benefit of Agreement. This Agreement shall be for the benefit of and shall be binding upon the heirs, executors, administrators and successors of the parties hereto.
IN WITNESS WHEREOF, the Company has caused this Agreement to be executed by its duly authorized officer, and the Grantee has hereunto set his or her hand, all as of the day and year first above written.
| HUDSON TECHNOLOGIES, INC. | ||
| (Insert name & title of Company Officer) | ||
| (Insert name) Grantee |
C:
| 3 |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/15/19 | |||
| For Period end: | 12/31/18 | 5 | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/14/24 Hudson Technologies Inc./NY 10-K 12/31/23 80:7.9M Toppan Merrill/FA2 3/14/23 Hudson Technologies Inc./NY 10-K 12/31/22 77:7.2M Toppan Merrill/FA2 3/24/22 Hudson Technologies Inc./NY 10-K 12/31/21 83:7.8M Toppan Merrill/FA2 3/12/21 Hudson Technologies Inc./NY 10-K 12/31/20 80:6.4M Toppan Merrill/FA |