SEC Info - Hallmark Financial Services Inc - ‘305B2’ on 8/21/19

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Hallmark Financial Services Inc – ‘305B2’ on 8/21/19 – ‘EX-7’

On: Wednesday, 8/21/19, at 11:55am ET · Effective: 8/21/19 · Accession #: 1144204-19-40908 · File #: 333-231502

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/21/19  Hallmark Financial Services Inc   305B2       8/21/19    2:72K                                    Toppan Vintage/FA

Statement of Eligibility by a Corporation Designated to Act as Trustee — Form T-1 — TIA’39
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 305B2       Statement of Eligibility by a Corporation           HTML     17K 
                Designated to Act as Trustee                                     
 2: EX-7        Letter re: Non-Reliance on a Previously Issued      HTML     24K 
                Audit Report or Completed Interim Review

‘EX-7’ — Letter re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

EXHIBIT 7

Consolidated Report of Condition of

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.

of 400 South Hope Street, Suite 500, Los Angeles, CA 90071

At the close of business June 30, 2019, published in accordance with Federal regulatory authority instructions.

		Dollar amounts
		in thousands
ASSETS

Cash and balances due from depository institutions:
Noninterest-bearing balances and currency and coin			5,028
Interest-bearing balances			196,605
Securities:
Held-to-maturity securities			0
Available-for-sale securities			196,169
Equity securities with readily determinable fair values not held for trading			NR
Federal funds sold and securities purchased under agreements to resell:
Federal funds sold			0
Securities purchased under agreements to resell			0
Loans and lease financing receivables:
Loans and leases held for sale			0
Loans and leases, held for investment	0
LESS: Allowance for loan and lease losses	0
Loans and leases held for investment, net of allowance	0
Trading assets			0
Premises and fixed assets (including capitalized leases)			25,391
Other real estate owned			0
Investments in unconsolidated subsidiaries and associated companies			0
Direct and indirect investments in real estate ventures			0

Intangible assets			857,436
Other assets			101,896
Total assets		$	1,382,525

LIABILITIES

Deposits:
In domestic offices		4,050
Noninterest-bearing	4,050
Interest-bearing	0
Not applicable
Federal funds purchased and securities sold under agreements to repurchase:
Federal funds purchased		0
Securities sold under agreements to repurchase		0
Trading liabilities		0
Other borrowed money:
(includes mortgage indebtedness and obligations under capitalized leases)		20,252
Not applicable
Not applicable
Subordinated notes and debentures		0
Other liabilities		223,324
Total liabilities		247,626
Not applicable

EQUITY CAPITAL

Perpetual preferred stock and related surplus		0
Common stock		1,000
Surplus (exclude all surplus related to preferred stock)		323,797
Not available
Retained earnings		809,778
Accumulated other comprehensive income		324
Other equity capital components		0
Not available
Total bank equity capital		1,134,899
Noncontrolling (minority) interests in consolidated subsidiaries		0
Total equity capital		1,134,899
Total liabilities and equity capital		1,382,525

I, Matthew J. McNulty, CFO of the above-named bank do hereby declare that the Reports of Condition and Income (including the supporting schedules) for this report date have been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and are true to the best of my knowledge and belief.

Matthew J. McNulty

)

CFO

We, the undersigned directors (trustees), attest to the correctness of the Report of Condition (including the supporting schedules) for this report date and declare that it has been examined by us and to the best of our knowledge and belief has been prepared in conformance with the instructions issued by the appropriate Federal regulatory authority and is true and correct.

Antonio I. Portuondo, President	)
Michael P. Scott, Managing Director	)	Directors (Trustees)
Kevin P. Caffrey, Managing Director	)

Dates Referenced Herein and Documents Incorporated by Reference

This ‘305B2’ Filing	Date	Other Filings

Filed on / Effective on:	8/21/19	8-K
	6/30/19	10-Q
		List all Filings

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