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xG TECHNOLOGY, INC. – IPO: ‘S-1/A’ on 5/21/13 – EX-4.1

On:  Tuesday, 5/21/13, at 7:56pm ET   ·   As of:  5/22/13   ·   Accession #:  1144204-13-30889   ·   File #:  333-187094

Previous ‘S-1’:  ‘S-1/A’ on 4/3/13   ·   Next:  ‘S-1/A’ on 6/14/13   ·   Latest:  ‘S-1/A’ on 2/10/20   ·   10 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/22/13  xG TECHNOLOGY, INC.               S-1/A       5/21/13    3:3.4M                                   Vintage/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   1.01M 
                          (General Form)                                         
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML      8K 
 3: EX-23.1     Consent                                             HTML      5K 


EX-4.1   —   Instrument Defining the Rights of Security Holders


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Ex 4.1

 

 

NUMBER XG SHARES SPECIMEN xG Technology, Inc. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE SEE REVERSE FOR CERTAIN DEFINITIONS COMMON STOCK CUSIP 98372A 30 9 This Certifies That: SPECIMEN – NOT NEGOTIABLE IS THE OWNER OF FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF $0.00001 PAR VALUE EACH OF xG Technology, Inc. Transferable on the books of the Corporation in person or by attorney upon surrender of this certificate duly endorsed or assigned. This certificate and the shares represented hereby are subject to the laws of the State of Delaware, and to the Certificate of Incorporation and Bylaws of the Corporation, as now or hereafter amended. This certificate is not valid until countersigned by the Transfer Agent. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. Dated: COUNTERSIGNED: CONTINENTAL STOCK TRANSFER & TRUST COMPANY JERSEY CITY, NJ TRANSFER AGENT BY: AUTHORIZED OFFICER CEO SPECIMEN NOT NEGOTIABLE CFO

 

 
 

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common UNIF GIFT MIN ACT - ....................Custodian.................... Cust) (Minor) TEN ENT - as tenants by the entireties JT TEN - as joint tenants with right of survivorship and not as tenants in common under Uniform Gifts to Minors Act (State) Additional abbreviations may also be used though not in the above list. For Value Received, _____________________ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) Shares of the stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER. THE CORPORATION WILL FURNISH TO ANY STOCKHOLDER, UPON REQUEST AND WITHOUT CHARGE, A FULL STATEMENT OF THE DESIGNATIONS, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS OF THE SHARES OF EACH CLASS AND SERIES AUTHORIZED TO BE ISSUED, SO FAR AS THE SAME HAVE BEEN DETERMINED, AND OF THE AUTHORITY, IF ANY, OF THE BOARD TO DIVIDE THE SHARES INTO CLASSES OR SERIES AND TO DETERMINE AND CHANGE THE RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS OF ANY CLASS OR SERIES. SUCH REQUEST MAY BE MADE TO THE SECRETARY OF THE CORPORATION OR TO THE TRANSFER AGENT NAMED ON THIS CERTIFICATE. THE SIGNATURE TO THE ASSIGNMENT MUST CORRESPOND TO THE NAME AS WRITTEN UPON THE FACE OF THIS CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF A NATIONAL OR REGIONAL OR OTHER RECOGNIZED STOCK EXCHANGE IN CONFORMANCE WITH A SIGNATURE GUARANTEE MEDALLION PROGRAM. COLUMBIA FINANCIAL PRINTING CORP. - www.stockinformation.com

 

 


10 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/03/24  Vislink Technologies, Inc.        10-K       12/31/23  123:13M                                    M2 Compliance LLC/FA
 5/15/23  Vislink Technologies, Inc.        10-Q        3/31/23   74:9.4M                                   M2 Compliance LLC/FA
 5/01/23  Vislink Technologies, Inc.        10-K/A     12/31/22   13:693K                                   M2 Compliance LLC/FA
 3/31/23  Vislink Technologies, Inc.        10-K       12/31/22  115:13M                                    M2 Compliance LLC/FA
 9/21/22  Vislink Technologies, Inc.        10-K/A     12/31/21   14:431K                                   M2 Compliance LLC/FA
 5/16/22  Vislink Technologies, Inc.        10-Q        3/31/22   81:8.7M                                   M2 Compliance LLC/FA
 5/02/22  Vislink Technologies, Inc.        10-K/A     12/31/21   12:654K                                   M2 Compliance LLC/FA
 3/31/22  Vislink Technologies, Inc.        10-K       12/31/21  123:12M                                    M2 Compliance LLC/FA
 5/17/21  Vislink Technologies, Inc.        10-Q        3/31/21   70:4.1M                                   M2 Compliance LLC/FA
 4/15/21  Vislink Technologies, Inc.        10-K       12/31/20  107:8.6M                                   M2 Compliance LLC/FA
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Filing Submission 0001144204-13-030889   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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