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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/28/08 SkyPeople Fruit Juice, Inc 8-K:1,5,9 2/22/08 4:2.1M Vintage/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 107K 2: EX-2.1 Plan of Acquisition, Reorganization, Arrangement, HTML 500K Liquidation or Succession 3: EX-3.1 Articles of Incorporation/Organization or By-Laws HTML 36K 4: EX-3.2 Articles of Incorporation/Organization or By-Laws HTML 94K
i. |
make
any material change in the conduct of its businesses and/or operations
or
enter into any transaction other than in the ordinary course of business
consistent with past practices;
|
ii. |
make
any change in its Articles of Incorporation or By-laws; issue any
additional shares of capital stock or equity securities or grant any
option, warrant or right to acquire any capital stock or equity securities
or issue any security convertible into or exchangeable for its capital
stock or alter in any material term of any of its outstanding securities
or make any change in its outstanding shares of capital stock or its
capitalization, whether by reason of a reclassification, recapitalization,
stock split or combination, exchange or readjustment of shares, stock
dividend or otherwise;
|
iii. | A. | incur, assume or guarantee any indebtedness for borrowed money, issue any notes, bonds, debentures or other corporate securities or grant any option, warrant or right to purchase any thereof, except pursuant to transactions in the ordinary course of business consistent with past practices; or |
iv. |
make
any sale, assignment, transfer, abandonment or other conveyance of
any of
its assets or any part thereof, except pursuant to transactions in
the
ordinary course of business consistent with past
practice;
|
v. |
subject
any of its assets, or any part thereof, to any lien or suffer such
to be
imposed other than such liens as may arise in the ordinary course of
business consistent with past practices by operation of law which will
not
have an SHELL Material Adverse Effect;
|
vi. |
acquire
any assets, raw materials or properties, or enter into any other
transaction, other than in the ordinary course of business consistent
with
past practices;
|
vii. |
enter
into any new (or amend any existing) employee benefit plan, program
or
arrangement or any new (or amend any existing) employment, severance
or
consulting agreement, grant any general increase in the compensation
of
officers or employees (including any such increase pursuant to any
bonus,
pension, profit-sharing or other plan or commitment) or grant any increase
in the compensation payable or to become payable to any employee, except
in accordance with pre-existing contractual provisions or consistent
with
past practices;
|
viii. |
make
or commit to make any material capital
expenditures;
|
ix. |
pay,
loan or advance any amount to, or sell, transfer or lease any properties
or assets to, or enter into any agreement or arrangement with, any
of its
affiliates;
|
x. |
guarantee
any indebtedness for borrowed money or any other obligation of any
other
person;
|
xi. |
fail
to keep in full force and effect insurance comparable in amount and
scope
to coverage maintained by it (or on behalf of it) on the date
hereof;
|
xii. |
take
any other action that would cause any of the representations and
warranties made by it in this Agreement not to remain true and correct
in
all material aspect;
|
xiii. |
make
any material loan, advance or capital contribution to or investment
in any
person;
|
xiv. |
make
any material change in any method of accounting or accounting principle,
method, estimate or practice;
|
xv. |
settle,
release or forgive any claim or litigation or waive any
right;
|
xvi. |
commit
itself to do any of the foregoing.
|
1. |
continue
to maintain, in all material respects, its properties in accordance
with
present practices in a condition suitable for its current
use;
|
2. |
file,
when due or required, federal, state, foreign and other tax returns
and
other reports required to be filed and pay when due all taxes,
assessments, fees and other charges lawfully levied or assessed against
it, unless the validity thereof is contested in good faith and by
appropriate proceedings diligently
conducted;
|
3. |
continue
to conduct its business in the ordinary course consistent with past
practices;
|
4. |
keep
its books of account, records and files in the ordinary course and
in
accordance with existing practices; and
|
xvii. |
make
any material change in the conduct of its businesses and/or operations
or
enter into any transaction other than in the ordinary course of business
consistent with past practices;
|
xviii. |
make
any change in its Business License, Bylaws or other governing documents;
issue any additional shares of capital stock or equity securities or
grant
any option, warrant or right to acquire any capital stock or equity
securities or issue any security convertible into or exchangeable for
its
capital stock or alter in any material term of any of its outstanding
securities or make any change in its outstanding shares of capital
stock
or its capitalization, whether by reason of a reclassification,
recapitalization, stock split or combination, exchange or readjustment
of
shares, stock dividend or otherwise;
|
xix. | A. | incur, assume or guarantee any indebtedness for borrowed money, issue any notes, bonds, debentures or other corporate securities or grant any option, warrant or right to purchase any thereof, except pursuant to transactions in the ordinary course of business consistent with past practices; or |
B.
|
issue
any securities convertible or exchangeable for debt or equity securities
of PACIFIC or Tianren;
|
xx. |
make
any sale, assignment, transfer, abandonment or other conveyance of
any of
its assets or any part thereof, except pursuant to transactions in
the
ordinary course of business consistent with past
practice;
|
xxi. |
subject
any of its assets, or any part thereof, to any lien or suffer such
to be
imposed other than such liens as may arise in the ordinary course of
business consistent with past practices by operation of law which will
not
have an PACIFIC Material Adverse Effect;
|
xxii. |
acquire
any assets, raw materials or properties, or enter into any other
transaction, other than in the ordinary course of business consistent
with
past practices;
|
xxiii. |
enter
into any new (or amend any existing) employee benefit plan, program
or
arrangement or any new (or amend any existing) employment, severance
or
consulting agreement, grant any general increase in the compensation
of
officers or employees (including any such increase pursuant to any
bonus,
pension, profit-sharing or other plan or commitment) or grant any increase
in the compensation payable or to become payable to any employee, except
in accordance with pre-existing contractual provisions or consistent
with
past practices;
|
xxiv. |
make
or commit to make any material capital
expenditures;
|
xxv. |
pay,
loan or advance any amount to, or sell, transfer or lease any properties
or assets to, or enter into any agreement or arrangement with, any
of its
affiliates;
|
xxvi. |
guarantee
any indebtedness for borrowed money or any other obligation of any
other
person;
|
xxvii. |
fail
to keep in full force and effect insurance comparable in amount and
scope
to coverage maintained by it (or on behalf of it) on the date
hereof;
|
xxviii. |
take
any other action that would cause any of the representations and
warranties made by it in this Agreement not to remain true and correct
in
all material aspect;
|
xxix. |
make
any material loan, advance or capital contribution to or investment
in any
person;
|
xxx. |
make
any material change in any method of accounting or accounting principle,
method, estimate or practice;
|
xxxi. |
settle,
release or forgive any claim or litigation or waive any
right;
|
xxxii. |
commit
itself to do any of the foregoing.
|
i. |
use
their reasonable commercial efforts to obtain all necessary consents,
waivers, authorizations and approvals of all governmental and regulatory
authorities, domestic and foreign, and of all other persons, firms
or
corporations required in connection with the execution, delivery and
performance by them of this Agreement; and
|
ii. |
diligently
assist and cooperate with each party in preparing and filing all documents
required to be submitted by a party to any governmental or regulatory
authority, domestic or foreign, in connection with such transactions
and
in obtaining any governmental consents, waivers, authorizations or
approvals which may be required to be obtained connection in with such
transactions.
|
Name
of SHAREHOLDER
|
Number
of PACIFIC Shares Being Exchanged
|
Number
of SHELL Shares to be Received
|
Fancylight
Limited
|
80
|
800,000
|
Winsun
Limited
|
20
|
100,000*
|
China
Tianren Organic Food Holding Company Ltd. *
|
100,000*
|
Number
of Shares of
|
|
SHELL
Shareholders
|
Common
Stock
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
GERALD
R. BARRICK
|
|||||||
1716
BAKER ST
|
|||||||
2029
|
5/12/2004
|
COMMON
|
RESTRICTED
|
20,000
|
RESTRICTED
FEDERAL
|
||
2080
|
11/12/2004
|
COMMON
|
RESTRICTED
|
20,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
40,000
|
||||||
DAVID
BATTEN
|
|||||||
860
5TH AVE.
|
|||||||
#
19B
|
|||||||
2161
|
2/14/2007
|
COMMON
|
FREE
|
303,702
|
REMOVE
LEGEND 144
|
||
Total
Active:
|
303,702
|
||||||
MICHAEL
BATTISA, JR.
|
|||||||
1719
SW MOCKINGBIRD DR.
|
|||||||
1001
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
SERAFINA
BATTISTA
|
|||||||
1719
SW MOCKINGBIRD DR
|
|||||||
1002
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
MIKE
BAUMGAERTEL
|
|||||||
7469
SVL BOX
|
|||||||
2059
|
6/16/2004
|
COMMON
|
RESTRICTED
|
50,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
50,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
JAMES
R BINGHAM
|
|||||||
2746
W LA MIRADA DR
|
|||||||
2013
|
4/20/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
10,000
|
||||||
BIRCH
ADVISORS LTD
|
|||||||
MICHAEL
MORRIS
|
|||||||
C/O
VERTICAL CAPITAL
|
|||||||
2122
|
7/18/2005
|
COMMON
|
RESTRICTED
|
400,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
400,000
|
||||||
JOHN
M. BRAZIER
|
|||||||
5001
102 LANE
|
|||||||
2120
|
6/16/2005
|
COMMON
|
RESTRICTED
|
16,667
|
RESTRICTED
FEDERAL
|
||
2040
|
5/12/2004
|
COMMON
|
RESTRICTED
|
33,333
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
50,000
|
||||||
STEPHEN
MICHAEL BRAZIER
|
|||||||
2821
SECOND AVE STE 1001
|
|||||||
2039
|
5/12/2004
|
COMMON
|
RESTRICTED
|
33,333
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
33,333
|
||||||
KENNETH
D BURDICK
|
|||||||
1723
SW MOCKINGBIRD DR
|
|||||||
1004
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
ROSE
BURDICK
|
|||||||
1723
SW MOCKINGBIRD DR
|
|||||||
1005
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
CEDE
& CO.
|
|||||||
P.O.BOX
222, ,BOWLING GREEN STATION
|
|||||||
2072
|
7/2/2004
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
2142
|
3/8/2006
|
COMMON
|
FREE
|
250,000
|
ORIGINAL
ISSUE
|
||
1059
|
2/27/2004
|
COMMON
|
FREE
|
16,000
|
ORIGINAL
ISSUE
|
||
1061
|
3/19/2004
|
COMMON
|
FREE
|
216,000
|
ORIGINAL
ISSUE
|
||
2138
|
11/17/2005
|
COMMON
|
FREE
|
30,000
|
REMOVE
LEGEND 144
|
||
2135
|
11/9/2005
|
COMMON
|
FREE
|
60,000
|
REMOVE
LEGEND 144
|
||
2003
|
4/1/2004
|
COMMON
|
FREE
|
11,000
|
ORIGINAL
ISSUE
|
||
2025
|
5/4/2004
|
COMMON
|
FREE
|
500
|
ORIGINAL
ISSUE
|
||
2005
|
4/8/2004
|
COMMON
|
FREE
|
3,500
|
ORIGINAL
ISSUE
|
||
2058
|
6/3/2004
|
COMMON
|
RESTRICTED
|
1,000
|
RESTRICTED
FEDERAL
|
||
2075
|
8/17/2004
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
2023
|
4/28/2004
|
COMMON
|
FREE
|
300
|
ORIGINAL
ISSUE
|
||
2024
|
4/28/2004
|
COMMON
|
FREE
|
3,200
|
ORIGINAL
ISSUE
|
||
2144
|
3/22/2006
|
COMMON
|
FREE
|
1,000,000
|
ORIGINAL
ISSUE
|
||
2077
|
9/2/2004
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
2068
|
6/24/2004
|
COMMON
|
FREE
|
1,000
|
|
ORIGINAL
ISSUE
|
|
2154
|
1/9/2007
|
COMMON
|
FREE
|
397,263
|
ORIGINAL
ISSUE
|
||
2168
|
6/28/2007
|
COMMON
|
FREE
|
375,000
|
ORIGINAL
ISSUE
|
||
1058
|
2/23/2004
|
COMMON
|
FREE
|
45,000
|
ORIGINAL
ISSUE
|
||
2006
|
4/9/2004
|
COMMON
|
FREE
|
500
|
ORIGINAL
ISSUE
|
||
2170
|
7/10/2007
|
COMMON
|
FREE
|
935,632
|
ORIGINAL
ISSUE
|
||
2165
|
4/30/2007
|
COMMON
|
FREE
|
650,000
|
REMOVE
LEGEND 144
|
||
2158
|
1/30/2007
|
COMMON
|
FREE
|
1,750,000
|
ORIGINAL
ISSUE
|
||
2169
|
7/5/2007
|
COMMON
|
FREE
|
875,000
|
ORIGINAL
ISSUE
|
||
2182
|
8/31/2007
|
COMMON
|
FREE
|
157,500
|
ORIGINAL
ISSUE
|
||
2183
|
9/4/2007
|
COMMON
|
FREE
|
60,000
|
ORIGINAL
ISSUE
|
||
2150
|
5/22/2006
|
COMMON
|
FREE
|
75,000
|
ORIGINAL
ISSUE
|
||
2185
|
12/13/2007
|
COMMON
|
FREE
|
553,874
|
REMOVE
LEGEND 144
|
||
2190
|
1/22/2008
|
COMMON
|
FREE
|
20,000
|
ORIGINAL
ISSUE
|
||
2189
|
1/8/2008
|
COMMON
|
FREE
|
375,000
|
ORIGINAL
ISSUE
|
||
2174
|
8/14/2007
|
COMMON
|
FREE
|
1,000,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
8,865,269
|
||||||
THE
CHRISTIE FAMILY TRUST
|
|||||||
7260
SVC BOX
|
|||||||
2030
|
5/12/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
10,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
JAMES
R. CHRIST
|
|||||||
2101
|
12/13/2004
|
COMMON
|
RESTRICTED
|
43,750
|
RESTRICTED
FEDERAL
|
||
2067
|
6/18/2004
|
COMMON
|
RESTRICTED
|
200,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
243,750
|
||||||
ROBERT
K. CHRISTIE
|
|||||||
22345
SHEFFIELD DR
|
|||||||
2164
|
4/13/2007
|
COMMON
|
FREE
|
3,750,000
|
REMOVE
LEGEND 144
|
||
2163
|
4/13/2007
|
COMMON
|
FREE
|
1,833,333
|
REMOVE
LEGEND 144
|
||
Total
Active:
|
5,583,333
|
||||||
CITIGROUP
GLOBAL MKTS,INC.C/F DAVID
|
|||||||
855
FRANKLIN AVE
|
|||||||
2127
|
10/27/2005
|
COMMON
|
RESTRICTED
|
923,122
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
923,122
|
||||||
BRET
COVEY
|
|||||||
2102
|
12/13/2004
|
COMMON
|
RESTRICTED
|
413,333
|
RESTRICTED
FEDERAL
|
||
2181
|
8/31/2007
|
COMMON
|
RESTRICTED
|
800,000
|
REG-S
|
||
Total
Active:
|
1,213,333
|
||||||
SCOTT
COVEY
|
|||||||
604
CALIFORNIA ST STE 1150
|
|||||||
2061
|
6/16/2004
|
COMMON
|
RESTRICTED
|
50,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
50,000
|
||||||
NORMAN
C. DYER
|
|||||||
20505
BROOK PARK DR
|
|||||||
2062
|
6/16/2004
|
COMMON
|
RESTRICTED
|
12,500
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
12,500
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
GERALD
FOSTER
|
|||||||
245
EAST 40TH ST APT 33B
|
|||||||
2107
|
12/13/2004
|
COMMON
|
RESTRICTED
|
72,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
72,000
|
||||||
FOUR
BY FOUR CONSTRUCTION INC.
|
|||||||
1055
TORREY PINES RD
|
|||||||
STE
201
|
|||||||
2071
|
7/2/2004
|
COMMON
|
RESTRICTED
|
35,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
35,000
|
||||||
WILLIAM
F GREENE
|
|||||||
3463
CAMINITO SIERRA R302
|
|||||||
2146
|
4/5/2006
|
COMMON
|
RESTRICTED
|
150,000
|
RESTRICTED
FEDERAL
|
||
2069
|
6/28/2004
|
COMMON
|
RESTRICTED
|
250,000
|
RESTRICTED
FEDERAL
|
||
2151
|
8/28/2006
|
COMMON
|
RESTRICTED
|
150,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
550,000
|
||||||
GUERRILLA
PARTNERS LP
|
|||||||
C/O
PETER SIRIS
|
|||||||
237
PARK AVE 9TH FL
|
|||||||
2097
|
12/13/2004
|
COMMON
|
RESTRICTED
|
33,334
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
33,334
|
||||||
ALEXANDRA
HAUGSTATTER
|
|||||||
4
DAVIDSON DR
|
|||||||
1013
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
JOHN
J. HAUGSTATTER
|
|||||||
4
DAVIDSON DR
|
|||||||
1014
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
HAYDEN
COMMUNICATIONS INC
|
|||||||
1401
HAVENS DR
|
|||||||
2145
|
4/5/2006
|
COMMON
|
RESTRICTED
|
100,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
100,000
|
||||||
THIH
HTWAR
|
|||||||
4208
WASHINGTON WAY
|
|||||||
2018
|
4/20/2004
|
COMMON
|
RESTRICTED
|
5,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
5,000
|
||||||
YE
LIN HTWAR
|
|||||||
6109
EMERALD LANE
|
|||||||
2015
|
4/20/2004
|
COMMON
|
RESTRICTED
|
5,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
5,000
|
||||||
JEFF
INGVALDSON
|
|||||||
41
ST JOHN'S RD
|
|||||||
CLIFTON
BRISTOL, ENG BS82HD
|
|||||||
1016
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
RACHEL
INGVALDSON
|
|||||||
41
ST JOHN'S RD
|
|||||||
CLIFTON
BRISTOL, ENG BS82HD
|
|||||||
1017
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
IPOLIS
COMMERCIAL LIMITED
|
|||||||
PO
BOX 6532
|
|||||||
1211
GENEVA
|
|||||||
2134
|
10/27/2005
|
COMMON
|
RESTRICTED
|
496,220
|
RESTRICTED
FEDERAL
|
||
2038
|
5/12/2004
|
COMMON
|
RESTRICTED
|
66,665
|
RESTRICTED
FEDERAL
|
||
2126
|
10/27/2005
|
COMMON
|
RESTRICTED
|
119,178
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
682,063
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
PAUL
JANKA
|
|||||||
34
E. 68TH STREET
|
|||||||
#3A
|
|||||||
2160
|
2/14/2007
|
COMMON
|
FREE
|
633,074
|
REMOVE
LEGEND 144
|
||
Total
Active:
|
633,074
|
||||||
BOB
JOHNSON
|
|||||||
1508
3 RAY DR
|
|||||||
2064
|
6/16/2004
|
COMMON
|
RESTRICTED
|
50,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
50,000
|
||||||
NORMAN
KHAN
|
|||||||
1510
SOUTH BASCOM AVE APT # 97
|
|||||||
1018
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
THE
VANGUARD GROUP FOR THE
|
|||||||
2216
HAMPSHIRE DR
|
|||||||
2027
|
5/11/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
10,000
|
||||||
TERENCE
F. LEONG
|
|||||||
221
WARREN ST
|
|||||||
2112
|
12/13/2004
|
COMMON
|
RESTRICTED
|
950,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
950,000
|
||||||
WILLIAM
A. LEWIS IV
|
|||||||
2042
|
5/12/2004
|
COMMON
|
RESTRICTED
|
70,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
70,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
STEFAN
LOREN
|
|||||||
10749
RED DAHLIA DR
|
|||||||
2091
|
11/12/2004
|
COMMON
|
RESTRICTED
|
6,250
|
RESTRICTED
FEDERAL
|
||
2028
|
5/12/2004
|
COMMON
|
RESTRICTED
|
12,500
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
18,750
|
||||||
G.
ROBERT MACDONALD, IRA ROLLOVER
|
|||||||
87
SUNSET RD
|
|||||||
2017
|
4/20/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
10,000
|
||||||
E*TRADE
CLEARING LLC FBO NICHOLAS
|
|||||||
55
WATER ST 32 FL
|
|||||||
2152
|
9/19/2006
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
10,000
|
||||||
MARVIEW
HOLDINGS INC.
|
|||||||
201
S RIOS AVE
|
|||||||
2081
|
11/12/2004
|
COMMON
|
RESTRICTED
|
25,000
|
RESTRICTED
FEDERAL
|
||
2032
|
5/12/2004
|
COMMON
|
RESTRICTED
|
25,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
50,000
|
||||||
G
ROBERT MCDONALD
|
|||||||
17
DRUMLIN RD
|
|||||||
2082
|
11/12/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
10,000
|
||||||
JUNE
C. MCDONALD
|
|||||||
17
DRUMLIN RD
|
|||||||
2083
|
11/12/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
2056
|
5/26/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
20,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
MEADOWBROOK
OPPORTUNITY FUND
|
|||||||
520
LAKE COOK RD STE 690
|
|||||||
2051
|
5/12/2004
|
COMMON
|
RESTRICTED
|
200,000
|
RESTRICTED
FEDERAL
|
||
2099
|
12/13/2004
|
COMMON
|
RESTRICTED
|
100,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
300,000
|
||||||
TOM
MONROE
|
|||||||
6008
FIDLER AVE
|
|||||||
2065
|
6/16/2004
|
COMMON
|
RESTRICTED
|
100,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
100,000
|
||||||
GROVER
G. & LINDA L. MOSS CO TTEE
|
|||||||
2177
|
8/17/2007
|
COMMON
|
FREE
|
500,000
|
REMOVE
LEGEND 144
|
||
2178
|
8/17/2007
|
COMMON
|
FREE
|
910,000
|
REMOVE
LEGEND 144
|
||
Total
Active:
|
1,410,000
|
||||||
KEN
NAGATANI
|
|||||||
200
SOUTH MADISON #11
|
|||||||
1020
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
CITIGROUP
CGM DAVID S NAGELBERG
|
|||||||
PO
BOX 9765
|
|||||||
2092
|
11/12/2004
|
COMMON
|
RESTRICTED
|
50,000
|
RESTRICTED
FEDERAL
|
||
2131
|
10/27/2005
|
COMMON
|
RESTRICTED
|
246,612
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
296,612
|
||||||
DAVID
S. NAGELBERG 2003 REVOCABLE
|
|||||||
PO
BOX 2142
|
|||||||
2043
|
5/12/2004
|
COMMON
|
RESTRICTED
|
100,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
100,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
JOHN
D NARDONE
|
|||||||
34
GENOA LANE
|
|||||||
2116
|
1/6/2005
|
COMMON
|
RESTRICTED
|
75,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
75,000
|
||||||
RICHARD
NESLUND
|
|||||||
11370
LONGWATER CHASE
|
|||||||
2130
|
10/27/2005
|
COMMON
|
RESTRICTED
|
600,009
|
RESTRICTED
FEDERAL
|
||
2055
|
5/26/2004
|
COMMON
|
RESTRICTED
|
65,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
665,009
|
||||||
BURR
NORTHROP
|
|||||||
1181
VILLAGE DR
|
|||||||
2191
|
2/6/2008
|
COMMON
|
RESTRICTED
|
2,483,524
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
2,483,524
|
||||||
ODYSSEY
TRANSPORTATION , INC
|
|||||||
2054
|
5/26/2004
|
COMMON
|
RESTRICTED
|
37,500
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
37,500
|
||||||
JIMMY
D. OMAN
|
|||||||
8727
LONG BEACH BLVD
|
|||||||
2084
|
11/12/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
2033
|
5/12/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
20,000
|
||||||
PAUL
ORRSON
|
|||||||
7920
SHERWOOD AVE
|
|||||||
2093
|
11/12/2004
|
COMMON
|
RESTRICTED
|
37,500
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
37,500
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
GLEN
OWENS
|
|||||||
1836
BARKER WAY
|
|||||||
2014
|
4/20/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
2085
|
11/12/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
20,000
|
||||||
DOUGLAS
L. PARKER
|
|||||||
2147
|
5/11/2006
|
COMMON
|
FREE
|
323,808
|
REMOVE
LEGEND 144
|
||
2103
|
12/13/2004
|
COMMON
|
RESTRICTED
|
513,265
|
RESTRICTED
FEDERAL
|
||
2148
|
5/11/2006
|
COMMON
|
RESTRICTED
|
916,192
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
1,753,265
|
||||||
LEWIS
C. PELL
|
|||||||
1
WEST 72ND
|
|||||||
2129
|
10/27/2005
|
COMMON
|
RESTRICTED
|
600,029
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
600,029
|
||||||
THE
LEWIS C PELL REVOCABLE TR U/A
|
|||||||
1
WEST 72 ST APT 47
|
|||||||
2070
|
7/2/2004
|
COMMON
|
RESTRICTED
|
65,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
65,000
|
||||||
RBSM
ADVISORS LLC
|
|||||||
1360
BEVERLY ROAD
|
|||||||
SUITE103
|
|||||||
2188
|
12/27/2007
|
COMMON
|
RESTRICTED
|
45,500
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
45,500
|
||||||
NATIONAL
INVESTOR SERVICES CORP
|
|||||||
167
W MAIN ST, STE 1310
|
|||||||
2052
|
5/14/2004
|
COMMON
|
RESTRICTED
|
30,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
30,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
NORMAN
T. REYNOLDS
|
|||||||
815
WALKER STE STE 1250
|
|||||||
2139
|
12/15/2005
|
COMMON
|
RESTRICTED
|
625,000
|
RESTRICTED
FEDERAL
|
||
2140
|
12/15/2005
|
COMMON
|
RESTRICTED
|
225,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
850,000
|
||||||
JEFFREY
E. ROBINSON
|
|||||||
7500
SAN FELIPE 500
|
|||||||
2046
|
5/12/2004
|
COMMON
|
RESTRICTED
|
16,667
|
RESTRICTED
FEDERAL
|
||
2094
|
11/12/2004
|
COMMON
|
RESTRICTED
|
8,334
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
25,001
|
||||||
STEVEN
D ROSENTHAL
|
|||||||
320
S. SECOND ST
|
|||||||
2186
|
12/20/2007
|
COMMON
|
RESTRICTED
|
300,000
|
RESTRICTED
FEDERAL
|
||
2172
|
8/6/2007
|
COMMON
|
RESTRICTED
|
1,200,000
|
REG-S
|
||
Total
Active:
|
1,500,000
|
||||||
JEFFREY
SALOMON
|
|||||||
330
ORCHARD ST STE 205
|
|||||||
2066
|
6/16/2004
|
COMMON
|
RESTRICTED
|
20,000
|
RESTRICTED
FEDERAL
|
||
2034
|
5/12/2004
|
COMMON
|
RESTRICTED
|
110,000
|
RESTRICTED
FEDERAL
|
||
2086
|
11/12/2004
|
COMMON
|
RESTRICTED
|
130,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
260,000
|
||||||
EMIL
J. SEDERSTROM
|
|||||||
17121
WOODENEST DR NE
|
|||||||
2087
|
11/12/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
2035
|
5/12/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
20,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
PETER
SIRIS
|
|||||||
237
PARK AVE 9 FL
|
|||||||
2047
|
5/12/2004
|
COMMON
|
RESTRICTED
|
66,667
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
66,667
|
||||||
CHUCK
SNYDER
|
|||||||
2074
|
7/9/2004
|
COMMON
|
RESTRICTED
|
10,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
10,000
|
||||||
DONALD
G. ST. CLAIR
|
|||||||
2104
|
12/13/2004
|
COMMON
|
RESTRICTED
|
33,869
|
RESTRICTED
FEDERAL
|
||
2026
|
5/10/2004
|
COMMON
|
RESTRICTED
|
40,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
73,869
|
||||||
BARBARA
TAINTER
|
|||||||
2105
|
12/13/2004
|
COMMON
|
RESTRICTED
|
47,500
|
RESTRICTED
FEDERAL
|
||
1043
|
1/26/2004
|
COMMON
|
RESTRICTED
|
250,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
297,500
|
||||||
JEANETTE
W. THOMPSON
|
|||||||
1421
SW OSPREY COVE
|
|||||||
1021
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
WRISTON
A. THOMPSON
|
|||||||
1022
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
BYRON
WALKER
|
|||||||
PO
BOX 11503
|
|||||||
2088
|
11/12/2004
|
COMMON
|
RESTRICTED
|
37,500
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
37,500
|
||||||
KAREN
WEIL
|
|||||||
17758
LITTEN DR
|
|||||||
2132
|
10/27/2005
|
COMMON
|
RESTRICTED
|
153,708
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
153,708
|
||||||
RALPH
& KAREN WEIL
|
|||||||
17758
LITTEN DR
|
|||||||
2048
|
5/12/2004
|
COMMON
|
RESTRICTED
|
16,667
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
16,667
|
||||||
RALPH
WEIL
|
|||||||
17758
LITTEN DR
|
|||||||
2095
|
11/12/2004
|
COMMON
|
RESTRICTED
|
8,334
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
8,334
|
||||||
BERNARD
WEISMAN
|
|||||||
17061
WINDSOR PARK CT
|
|||||||
1026
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
||||||
CAROL
WEISMAN
|
|||||||
1027
|
10/20/1998
|
COMMON
|
FREE
|
1,000
|
ORIGINAL
ISSUE
|
||
Total
Active:
|
1,000
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
BRIAN
WHIPP
|
|||||||
2082
US HWY 71
|
|||||||
CLARINDA,
IN 51632
|
|||||||
2089
|
11/12/2004
|
COMMON
|
RESTRICTED
|
20,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
20,000
|
||||||
BRYAN
L. WHIPP
|
|||||||
701
S 8
|
|||||||
2036
|
5/12/2004
|
COMMON
|
RESTRICTED
|
20,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
20,000
|
||||||
WINDSTONE
CAPITAL
|
|||||||
C/O
STEVEN GREEN
|
|||||||
1725
LINEMAN ST
|
|||||||
2184
|
9/17/2007
|
COMMON
|
FREE
|
189,000
|
REMOVE
LEGEND 144
|
||
Total
Active:
|
189,000
|
||||||
WILLIAM
R WINN
|
|||||||
4014
W. ROBINWOOD CT
|
|||||||
2113
|
12/17/2004
|
COMMON
|
RESTRICTED
|
160,000
|
RESTRICTED
FEDERAL
|
||
Total
Active:
|
160,000
|
||||||
DAVID
ZUSMAN
|
|||||||
280
PARK AVE. SOUTH
|
|||||||
#8B
|
|||||||
2162
|
2/14/2007
|
COMMON
|
FREE
|
212,592
|
REMOVE
LEGEND 144
|
||
Total
Active:
|
212,592
|
SHAREHOLDER
|
CERT
#
|
ISSUED
|
CLASS:
|
SERIES:
|
SHARES
|
RESTRICTIONS
|
|
Preffered:
|
Certificates:
|
0
|
|||||
Shares:
|
0
|
||||||
Warrant:
|
Certificates:
|
0
|
|||||
Shares:
|
0
|
||||||
Options:
|
Certificates:
|
0
|
|||||
Shares:
|
0
|
||||||
Common
Free Trading:
|
Certificates:
|
53
|
|||||
Shares:
|
17,533,778
|
||||||
Common
Restricted:
|
Certificates:
|
88
|
Report
Prepared by
|
||||
Shares:
|
15,542,562
|
HOLLADAY
STOCK TRANSFER, INC
|
|||||
2939
N 67th Place
|
|||||||
Active
Total:
|
Certificates:
|
141
|
|||||
tel
[480] 481-3940 fax [480]
|
|||||||
Shares:
|
33,076,340
|
481-3941
|
Post-February
6:
|
|
Cancelled:
|
|
100,000
additional shares cancelled in the name of Burr Northrup.
|
|
Issued:
|
|
Grover
Moss
|
19,414,634
|
Joseph
I. Emas
|
12,195,122
|
Walker
Street Associates
|
12,195,122
|
Burr
Northrop
|
10,500,000
|
Total:
|
87,281,218
|
Year
end
|
Entech
|
HB
Covey
|
Env
Tech
|
||||||
Fed
|
CA
|
FL
|
Fed
|
CA
|
Fed
|
CA
|
|||
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
P
|
N/A
|
|||
F
|
N/A
|
F
|
N/A
|
N/A
|
P
|
N/A
|
|||
F
|
N/A
|
F
|
P
|
F
|
P
|
N/A
|
|||
P
|
N/A
|
F
|
P
|
F
|
P
|
N/A
|
|||
P
|
F
|
P
|
P
|
F
|
P
|
P
|
|||
P
|
P
|
P
|
P
|
P
|
P
|
P
|
|||
U
|
U
|
U
|
U
|
U
|
U
|
U
|
|||
F
= Filed
|
|||||||||
P
= Prepared not filed
|
|||||||||
N/A
= not required
|
|||||||||
U
=
not yet prepared
|
This ‘8-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
2/29/08 | ||||
Filed on: | 2/28/08 | |||
For Period End: | 2/22/08 | 3 | ||
2/6/08 | ||||
9/30/07 | 10KSB, NT 10-K | |||
9/30/06 | 10KSB, NT 10-K | |||
9/30/05 | 10KSB, DEF 14A, NT 10-K | |||
9/30/04 | 10KSB, 4, 4/A, NT 10-K | |||
1/23/04 | 3 | |||
12/31/03 | 10KSB, 5 | |||
12/31/02 | 10KSB, NT 10-K | |||
12/31/01 | 10KSB | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/16/24 Future FinTech Group Inc. 10-K 12/31/23 124:9.6M EdgarAgents LLC/FA 4/19/23 Future FinTech Group Inc. 10-K 12/31/22 125:9.9M EdgarAgents LLC/FA 3/22/23 Future FinTech Group Inc. 10-K/A 12/31/21 108:7.7M EdgarAgents LLC/FA 2/14/23 Future FinTech Group Inc. CORRESP¶ 4/26/23 1:1.3M EdgarAgents LLC/FA 12/16/22 Future FinTech Group Inc. CORRESP¶ 4/26/23 1:3.8M EdgarAgents LLC/FA 10/19/22 Future FinTech Group Inc. CORRESP¶ 4/26/23 1:1.5M EdgarAgents LLC/FA 4/15/22 Future FinTech Group Inc. 10-K 12/31/21 110:7.7M EdgarAgents LLC/FA 4/15/21 Future FinTech Group Inc. 10-K 12/31/20 75:5.5M EdgarAgents LLC/FA 11/04/20 Future FinTech Group Inc. 10-K/A 12/31/19 75:5.6M EdgarAgents LLC/FA |