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K2 Principal Fund, L.P., et al. – ‘SC 13D’ on 4/16/09 re: Westaim Corp – EX-10.1

On:  Thursday, 4/16/09, at 7:36pm ET   ·   As of:  4/17/09   ·   Accession #:  1144204-9-21082   ·   File #:  5-59649

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/17/09  K2 Principal Fund, L.P.           SC 13D      4/16/09    2:241K Westaim Corp                      Vintage/FA
          K2 & Associates Investment Management Inc.
          K2 GenPar, Inc.
          Shawn Kimel
          Shawn Kimel Investments, Inc.

General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D      General Statement of Beneficial Ownership           HTML    116K 
 2: EX-10.1     Material Contract                                   HTML     16K 


EX-10.1   —   Material Contract


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Unassociated Document  
 
CUSIP: 956909105
13D
Page 13 of 13

 
Exhibit 10.1
 
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)
 
The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned in the capacities set forth below.  The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent it knows or has reason to believe that such information is inaccurate.  This Joint Filing Agreement may be executed in any number of counterparts and all of such counterparts taken together shall constitute one and the same instrument.
 
Date: April 15, 2009
 
  THE K2 PRINCIPAL FUND, L.P.  
     
  By:   K2 GENPAR, INC.  
  Its:    General Partner  
       
 
 
/s/ Shawn Kimel  
    Shawn Kimel, President  
       
       
 
  K2 GENPAR, INC.  
       
 
By:
/s/ Shawn Kimel  
    Shawn Kimel, President  
       
 
  K2 & ASSOCIATES INVESTMENT MANAGEMENT INC.  
       
 
By:
/s/ Shawn Kimel  
    Shawn Kimel, President  
       
 
  SHAWN KIMEL INVESTMENTS, INC.  
       
 
By:
/s/ Shawn Kimel  
    Shawn Kimel, President  
       
 
       
 
/s/ Shawn Kimel  
  Shawn Kimel, in his individual capacity  
       
 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D’ Filing    Date    Other Filings
Filed as of:4/17/09
Filed on:4/16/093,  4
4/15/09
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Filing Submission 0001144204-09-021082   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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