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As Of Filer Filing For·On·As Docs:Size Issuer Agent 11/13/12 ConnectOne Bancorp, Inc. NT 10-Q 9/30/12 1:30K Vintage/FA |
Document/Exhibit Description Pages Size 1: NT 10-Q Notice of a Late Filing of a Form 10-Q HTML 23K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
SEC FILE NO. 11486
CUSIP NUMBER: 151408101
(Check One):
| o Form 10-K | ¨ Form 20-F | ¨ Form 11-K | x Form 10-Q | ||
| ¨ Form N-SAR | ¨ Form N-CSR |
For Period Ended: September 30, 2012
| ¨ | Transition Report on Form 10-K |
| ¨ | Transition Report on Form 20-F |
| ¨ | Transition Report on Form 11-K |
| ¨ | Transition Report on Form 10-Q |
| ¨ | Transition Report on Form N-SAR |
For the Transition Period Ended: ____________________
Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
Part I -- Registrant Information
Full Name of Registrant: Center Bancorp Inc.
Former Name if Applicable
Address of Principal Executive Office: 2455 Morris Avenue, Union, New Jersey 07083-0007
Part II -- Rules 12b-25(b) and (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
| x | (a) The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
| x | (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and |
| ¨ | (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
Part III -- Narrative
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
The registrant requires additional time to complete certain aspects of its Quarterly Report on Form 10-Q. While the registrant has remained fully operational notwithstanding the wide-ranging impact of Hurricane Sandy on many New Jersey communities, the storm and its aftermath have limited the personnel available for work on aspects of the Quarterly Report and have demanded that senior management focus attention on operational matters that normally do not require senior management’s involvement.
Part IV -- Other Information
| (1) | Name and telephone number of person to contact in regard to this notification. |
| Vincent Tozzi, Chief Financial Officer | 908-688-9500 | ||
| (Name and Title) | (Area Code)(Telephone Number) |
(2) Have all other periodic reports required under Sections 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
x Yes ¨ No
(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
¨ Yes x No
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
The registrant disseminated a press release dated October 25, 2012 describing its results of operations for the quarter and nine months ended September 30, 2012. A copy of that press release was filed by the registrant with the Securities and Exchange Commission on November 8, 2012. The registrant does not expect that the results presented in its Quarterly Report on Form 10-Q for the quarter ended September 30, 2012 will differ in any material respect from the results described in its October 25, 2012 press release.
| Center Bancorp Inc. |
| (Name of Registrant as Specified in Charter) |
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: November 13, 2012 | By: | /s/ Vincent Tozzi | |
| Name: | Vincent Tozzi | ||
| Title: | Chief Financial Officer |
INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.
-----------------------------------------------ATTENTION---------------------------------------------
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001)
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GENERAL INSTRUCTIONS
| 1. | This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934. |
| 2. | One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files. |
| 3. | A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. |
| 4. | Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. |
| 5. | Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T (§232.201 or §232.202 of this chapter) or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T (§232.13(b) of this chapter). |
| 6. | Interactive data submissions. This form shall not be used by electronic filers with respect to the submission or posting of an Interactive Data File (Section 232.11 of this chapter). Electronic filers unable to submit or post an Interactive Data File within the time period prescribed should comply with either Rule 201 or 202 of Regulation S-T (Sections 232.201 and 232.202 of this chapter). |
| This ‘NT 10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 11/13/12 | 4 | ||
| 11/8/12 | 8-K | |||
| 10/25/12 | 8-K | |||
| For Period End: | 9/30/12 | 10-Q | ||
| List all Filings | ||||