SEC Info - Nostalgia Family Brands, Inc. - IPO: ‘S-1/A’ on 7/9/12

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Nostalgia Family Brands, Inc. – IPO: ‘S-1/A’ on 7/9/12 – ‘EX-4.1’

On: Monday, 7/9/12, at 1:49pm ET · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1144204-12-38609 · File #: 333-181652

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/09/12  Nostalgia Family Brands, Inc.     S-1/A¶                 5:532K                                   Toppan Vintage/FA

Initial Public Offering (IPO): Pre-Effective Amendment to Registration Statement (General Form) — Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Amendment to Form S-1                               HTML    319K 
 5: CORRESP   ¶ Comment-Response or Other Letter to the SEC         HTML     23K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     13K 
 3: EX-5.1      Opinion re: Legality                                HTML      9K 
 4: EX-23.1     Consent of Experts or Counsel                       HTML      6K

‘EX-4.1’ — Instrument Defining the Rights of Security Holders

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

NUMBER __________

COMMON STOCK

SEE REVERSE FOR

CERTAIN DEFINITIONS

NOSTALGIA FAMILY BRANDS, INC.

Incorporated under the Laws of the State of Delaware

THIS CERTIFIES THAT ________________________________________________________________________

is the owner of _________________________________________________________________________________

FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE $0.001 PER SHARE, OF

NOSTALGIA FAMILY BRANDS, INC.

(hereinafter called the "Corporation"), transferable upon the books of the Corporation by the holder hereof in person or by its duly authorized attorney upon surrender of this certificate properly endorsed or assigned. This certificate and the shares represented hereby are issued under and shall be subject to all the provisions of the Certificate of Incorporation and the By-Laws of the Corporation, as amended and/or restated from time to time, to all of which the holder by acceptance hereof assents.

Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

[NOSTALGIA FAMILY BRANDS, INC.]

[DELAWARE CORPORATE SEAL 2010]


President		Secretary

NOSTALGIA FAMILY BRANDS, INC.

The Corporation will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation, and the qualifications, limitations, or restrictions of such preferences and/or rights. Any such request must be made to the Secretary of the Corporation.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

TEN COM - as tenants in common		UNIF GIFT MIN ACT - _____ Custodian_______
TEN ENT - as tenants by the entireties		(Cust) (Minor)
JT TEN - as joint tenants with right of survivorship		under Uniform Gifts to Minors Act ______________
and not as tenants in common		(State)

Additional Abbreviations may also be used though not in the above list.

For value received, ___________________________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

_______________________________________

_____________________________________________________________________________________________

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

_____________________________________________________________________________________________

__________________________________________________________________ shares of the capital stock represented by the within Certificate; and do hereby irrevocably constitute and appoint

_____________________________________________________________________Attorney to transfer the said stock on the books of the within named Corporation will full power of substitution in the premises.

Dated:_____________


	NOTICE: The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

Signature(s) Guaranteed:


THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

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Filing Submission 0001144204-12-038609 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Nostalgia Family Brands, Inc. – IPO: ‘S-1/A’ on 7/9/12 – ‘EX-4.1’

On: Monday, 7/9/12, at 1:49pm ET · Private-to-Public: Document/Exhibit ¶ – Release Delayed · Accession #: 1144204-12-38609 · File #: 333-181652

Previous ‘S-1’: ‘S-1’ on 5/24/12 · Next: ‘S-1/A’ on 8/6/12 · Latest: ‘S-1/A’ on 6/15/16

Initial Public Offering (IPO): Pre-Effective Amendment to Registration Statement (General Form) — Form S-1Filing Table of Contents

‘EX-4.1’ — Instrument Defining the Rights of Security Holders

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

On: Monday, 7/9/12, at 1:49pm ET · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1144204-12-38609 · File #: 333-181652

Initial Public Offering (IPO): Pre-Effective Amendment to Registration Statement (General Form) — Form S-1
Filing Table of Contents