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Hudson Technologies Inc/NY – ‘10-K’ for 12/31/13 – ‘EX-10.40’

On:  Friday, 2/28/14, at 4:02pm ET   ·   For:  12/31/13   ·   Accession #:  1144204-14-12491   ·   File #:  1-13412

Previous ‘10-K’:  ‘10-K’ on 3/5/13 for 12/31/12   ·   Next:  ‘10-K’ on 3/16/15 for 12/31/14   ·   Latest:  ‘10-K’ on 3/14/24 for 12/31/23   ·   1 Reference:  By:  Hudson Technologies Inc./NY – ‘10-K’ on 3/12/21 for 12/31/20

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/14  Hudson Technologies Inc/NY        10-K       12/31/13   73:6.9M                                   Toppan Merrill/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    794K 
 2: EX-10.39    Material Contract                                   HTML     22K 
 3: EX-10.40    Material Contract                                   HTML     22K 
 4: EX-21       Subsidiaries List                                   HTML     19K 
 5: EX-23.1     Consent of Experts or Counsel                       HTML     22K 
 6: EX-31.1     Certification -- §302 - SOA'02                      HTML     29K 
 7: EX-31.2     Certification -- §302 - SOA'02                      HTML     29K 
 8: EX-32.1     Certification -- §906 - SOA'02                      HTML     23K 
 9: EX-32.2     Certification -- §906 - SOA'02                      HTML     23K 
50: R1          Document And Entity Information                     HTML     52K 
40: R2          Consolidated Balance Sheets                         HTML    112K 
48: R3          Consolidated Balance Sheets (Parenthetical)         HTML     47K 
53: R4          Consolidated Statements of Operations               HTML     73K 
68: R5          Consolidated Statements of Stockholders' Equity     HTML     59K 
42: R6          Consolidated Statements of Cash Flows               HTML    107K 
47: R7          Summary of Significant Accounting Policies          HTML     93K 
36: R8          Other income                                        HTML     23K 
28: R9          Income taxes                                        HTML     71K 
69: R10         Trade accounts receivable - net                     HTML     26K 
55: R11         Inventories                                         HTML     32K 
54: R12         Property, plant and equipment                       HTML     59K 
59: R13         Short-term and long-term debt                       HTML    101K 
60: R14         Stockholders' equity                                HTML     37K 
58: R15         Commitments and contingencies                       HTML     59K 
61: R16         Share-Based compensation                            HTML     83K 
49: R17         Investment In Affiliates                            HTML     26K 
51: R18         Summary of Significant Accounting Policies          HTML    138K 
                (Policies)                                                       
57: R19         Summary of Significant Accounting Policies          HTML     48K 
                (Tables)                                                         
73: R20         Income taxes (Tables)                               HTML     70K 
64: R21         Inventories (Tables)                                HTML     30K 
44: R22         Property, plant and equipment (Tables)              HTML     57K 
56: R23         Short-term and long-term debt (Tables)              HTML     87K 
46: R24         Commitments and contingencies (Tables)              HTML     48K 
22: R25         Share-Based compensation (Tables)                   HTML     74K 
65: R26         Summary of Significant Accounting Policies -        HTML     52K 
                Additional Information (Detail)                                  
70: R27         Company's Revenues (Detail)                         HTML     28K 
32: R28         Reconciliation of Shares Used to Determine Net      HTML     37K 
                Income per Share (Detail)                                        
31: R29         Other income - Additional Information (Detail)      HTML     24K 
34: R30         Income taxes - Additional Information (Detail)      HTML     37K 
35: R31         Provision for Income Taxes (Detail)                 HTML     50K 
37: R32         Reconciliation of Company's Actual Tax Rate to      HTML     33K 
                U.S. Federal Statutory Rate (Detail)                             
21: R33         Elements of Deferred Income Tax Assets              HTML     35K 
                (Liabilities) (Detail)                                           
62: R34         Trade accounts receivable - net - Additional        HTML     24K 
                Information (Detail)                                             
43: R35         Inventories (Detail)                                HTML     25K 
45: R36         Property, plant and equipment (Detail)              HTML     50K 
25: R37         Property, plant and equipment - Additional          HTML     23K 
                Information (Detail)                                             
72: R38         Short-term and long-term debt - Additional          HTML     74K 
                Information (Detail)                                             
16: R39         Short-term and long-term debt (Detail)              HTML     49K 
38: R40         Schedule of Minimum EBIDTA (Detail)                 HTML     28K 
67: R41         EBITDA Calculation (Details)                        HTML     32K 
24: R42         Maturities of long-term debt and capital lease      HTML     32K 
                obligations (Detail)                                             
30: R43         Future minimum lease payments under capital leases  HTML     34K 
                (Detail)                                                         
33: R44         Stockholders' equity - Additional Information       HTML     56K 
                (Detail)                                                         
41: R45         Rent Expense (Detail)                               HTML     37K 
20: R46         Future Commitments under Operating Leases (Detail)  HTML     34K 
27: R47         Commitments and contingencies - Additional          HTML     29K 
                Information (Detail)                                             
18: R48         Share-based compensation - Additional Information   HTML     57K 
                (Detail)                                                         
66: R49         Weighted Average Assumptions Used in Determining    HTML     42K 
                Fair Value of Share Based Awards at Grant Date by                
                Using Black-Scholes Option Pricing Model (Detail)                
23: R50         Summary of Status of Company's Stock Option Plan    HTML     47K 
                (Detail)                                                         
63: R51         Weighted Average Contractual Life and Exercise      HTML     39K 
                Price (Detail)                                                   
26: R52         Intrinsic Value (Detail)                            HTML     28K 
39: R53         Weighted Average Fair Value (Detail)                HTML     25K 
17: R54         Investment In Affiliates - Additional Information   HTML     26K 
                (Detail)                                                         
71: XML         IDEA XML File -- Filing Summary                      XML    100K 
19: EXCEL       IDEA Workbook of Financial Reports                  XLSX    127K 
29: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS    860K 
10: EX-101.INS  XBRL Instance -- hdsn-20131231                       XML   1.23M 
12: EX-101.CAL  XBRL Calculations -- hdsn-20131231_cal               XML    135K 
13: EX-101.DEF  XBRL Definitions -- hdsn-20131231_def                XML    701K 
14: EX-101.LAB  XBRL Labels -- hdsn-20131231_lab                     XML   1.02M 
15: EX-101.PRE  XBRL Presentations -- hdsn-20131231_pre              XML    812K 
11: EX-101.SCH  XBRL Schema -- hdsn-20131231                         XSD    178K 
52: ZIP         XBRL Zipped Folder -- 0001144204-14-012491-xbrl      Zip    137K 


‘EX-10.40’   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 10.40:

 

AMENDMENT NO. 1 TO THE

HUDSON TECHNOLOGIEs, Inc. 2008 Stock Incentive Plan

 

 

THIS AMENDMENT NO. 1 TO THE HUDSON TECHNOLOGIES, Inc. 2008 Stock Incentive Plan has been adopted by the Board of Directors (the “Board”) of Hudson Technologies, Inc., a New York corporation (the “Company”), on October 22, 2013, to be effective as of such date.

 

WHEREAS, the Company’s 2008 Stock Incentive Plan (the “Plan”) was adopted by the Board in 2008;

 

WHEREAS, pursuant to Section 20 of the Plan, the Board has approved the amendment set forth below.

 

NOW, THEREFORE, the Plan is hereby amended, effective as of the date hereof, as follows:

 

 

1.Amendment. The Plan is hereby amended by the addition of the following Section 2(d):

 

“(d) The Committee, in its discretion, may delegate to one or more officers of the Company all or part of the Committee’s authority and duties with respect to grants and awards (i) to individuals who are not subject to the reporting and other provisions of Section 16 of the Exchange Act, and (ii) that are not intended to qualify as “performance-based compensation” for purposes of Code Section 162(m). The Committee may revoke or amend the terms of a delegation at any time but such action shall not invalidate any prior actions of the Committee’s delegate or delegates that were consistent with the terms of the Plan.”

 

2.No Other Changes. Except as set forth herein, all other terms and provisions of the Plan remain in full force and effect.

 

 C: 
 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/28/14
For Period end:12/31/134,  ARS
10/22/13
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/12/21  Hudson Technologies Inc./NY       10-K       12/31/20   80:6.4M                                   Toppan Merrill/FA
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Filing Submission 0001144204-14-012491   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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