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RiceBran Technologies – ‘8-K’ for 5/9/19

On:  Thursday, 5/9/19, at 4:05pm ET   ·   For:  5/9/19   ·   Accession #:  1140361-19-8831   ·   File #:  1-36245

Previous ‘8-K’:  ‘8-K’ on 4/5/19 for 4/1/19   ·   Next:  ‘8-K’ on 5/16/19 for 5/9/19   ·   Latest:  ‘8-K’ on 1/31/24 for 1/25/24   ·   1 Reference:  By:  RiceBran Technologies – ‘424B5’ on 9/13/21

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/09/19  RiceBran Technologies             8-K:2,9     5/09/19    2:220K                                   Broadridge Fin’l So… Inc

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     19K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     85K 


‘8-K’   —   Current Report


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 C: 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549



FORM 8-K



CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported):  May 9, 2019



RICEBRAN TECHNOLOGIES
(Exact Name of Registrant as Specified in Charter)



California
87-0673375
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

1330 Lake Robbins Drive, Suite 250
 
(Address of Principal Executive Offices)
 
(Zip Code)

Registrant’s telephone number, including area code:  (281) 675-2421

(Former name or Former Address, if Changed Since Last Report.)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter

 
Emerging growth company
 ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
Common Stock
 
RIBT
 
NASDAQ Capital Market



Item 2.02
Results of Operations and Financial Conditions

On May 9, 2019, RiceBran Technologies (the “Company”) announced certain financial results for the three months ended March 31, 2019. A copy of the Company’s press release announcing this information and certain other information is attached hereto as Exhibit 99.1.

The information furnished in this Current Report on Form 8-K and the Exhibit attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing.

Item 9.01
Financial Statements and Exhibits

Exhibit
No.
Description
   


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
RICEBRAN TECHNOLOGIES
     
Date:  May 9, 2019
By:
     
   
   
Chief Financial Officer
   
(Duly Authorized Officer)




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:5/9/19None on these Dates
3/31/19
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/13/21  RiceBran Technologies             424B5                  1:320K                                   RDG Filings/FA
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Filing Submission 0001140361-19-008831   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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