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Fortress Transportation & Infrastructure Investors LLC – ‘8-K’ for 12/22/20 – ‘EX-4.1’

On:  Wednesday, 12/23/20, at 4:15pm ET   ·   For:  12/22/20   ·   Accession #:  1140361-20-29408   ·   File #:  1-37386

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/23/20  Fortress Transportation & In… LLC 8-K:1,2,8,912/22/20   14:281K                                   Edgarfilings Ltd.

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     40K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     16K 
 3: EX-99.1     Miscellaneous Exhibit                               HTML     15K 
 4: EX-99.2     Miscellaneous Exhibit                               HTML     18K 
10: R1          Document and Entity Information                     HTML     55K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- brhc10018302_8k_htm                 XML     23K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 6: EX-101.DEF  XBRL Definitions -- ftai-20201222_def                XML     52K 
 7: EX-101.LAB  XBRL Labels -- ftai-20201222_lab                     XML     77K 
 8: EX-101.PRE  XBRL Presentations -- ftai-20201222_pre              XML     56K 
 5: EX-101.SCH  XBRL Schema -- ftai-20201222                         XSD     16K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    23K 
14: ZIP         XBRL Zipped Folder -- 0001140361-20-029408-xbrl      Zip     26K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 

Exhibit 4.1

SECOND SUPPLEMENTAL INDENTURE, dated as of December 23, 2020 (this “Supplemental Indenture”), to the Indenture (as defined below), between Fortress Transportation and Infrastructure Investors LLC, a Delaware limited liability company (the “Issuer”), and U.S. Bank National Association, as Trustee (the “Trustee”).
 
W I T N E S S E T H
 
WHEREAS, the Issuer has executed and delivered to the Trustee an indenture, dated as of September 18, 2018, providing for the issuance of 6.50% senior notes due 2025 (the “Notes”), as supplemented by the First Supplemental Indenture thereto, dated May 21, 2019 (the “Indenture”);
 
WHEREAS, the Issuer wishes to issue $400,000,000 in aggregate principal amount of the Notes (the “Additional Notes”) as “Additional Notes” under the Indenture; and
 
WHEREAS, pursuant to Sections 2.01, 2.02 and 9.01(9) of the Indenture, the Issuer and the Trustee may supplement the Indenture to provide for the issuance of Additional Notes without the consent of the Holders.
 
NOW, THEREFORE, the Issuer and the Trustee agree as follows for the benefit of each other and for the equal and ratable benefit of the Holders of the Additional Notes:
 
SECTION 1.  Definitions.  Unless otherwise provided herein, the capitalized terms used and not defined herein have the meanings ascribed to such terms in the Indenture.
 
SECTION 2.  Additional Notes.  The Additional Notes are hereby issued under the Indenture, will accrue interest from and including October 1, 2020 and shall be subject to the restrictions on transfer contained in the Indenture and in the Private Placement Legend.
 
SECTION 3.  Governing Law.  THIS SUPPLEMENTAL INDENTURE WILL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD TO CONFLICTS OF LAW PRINCIPLES THEREOF TO THE EXTENT THAT THE APPLICATION OF THE LAW OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.
 
SECTION 4.  Waiver of Jury Trial.  EACH OF THE ISSUER AND THE TRUSTEE HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO THIS SUPPLEMENTAL INDENTURE.
 
SECTION 5.  Benefits of Supplemental Indenture.  Nothing in this Supplemental Indenture shall give to any Person, other than the parties hereto, any Paying Agent, any Transfer Agent, any Registrar and its successors hereunder and the Holders any benefit or any legal or equitable right, remedy or claim under this Supplemental Indenture.
 
1

SECTION 6.  Successors.  All agreements of the Issuer in this Supplemental Indenture shall bind its successors.  All agreements of the Trustee or any Agent in this Supplemental Indenture shall bind its successors.
 
SECTION 7.  Severability.  In case any provision in this Supplemental Indenture shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.
 
SECTION 8.  Counterpart Originals.  The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.  The exchange of copies of this Supplemental Indenture and of signature pages by facsimile or .pdf transmission shall constitute effective execution and delivery of this Supplemental Indenture as to the parties hereto and may be used in lieu of the original Supplemental Indenture and signature pages for all purposes.
 
[Signatures on following page]
 
2

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed, all as of the date first above written.
 
 
FORTRESS TRANSPORTATION AND
INFRASTRUCTURE INVESTORS LLC, as Issuer
   
 
By:
 
   
Name:
   
Title:
Chief Executive Officer

[Signature Page to Second Supplemental Indenture]


 
U.S. BANK NATIONAL ASSOCIATION, as
Trustee
     
 
By:
 
   
Name:
   
Title:
Vice President

[Signature Page to Second Supplemental Indenture]




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:12/23/20
For Period end:12/22/20
10/1/20
5/21/198-K
9/18/188-K
 List all Filings 


16 Subsequent Filings that Reference this Filing

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 2/26/24  FTAI Aviation Ltd.                10-K       12/31/23  107:13M
10/26/23  FTAI Aviation Ltd.                10-Q        9/30/23   81:10M
 7/27/23  FTAI Aviation Ltd.                10-Q        6/30/23   81:10M
 4/27/23  FTAI Aviation Ltd.                10-Q        3/31/23   84:9.4M
 2/27/23  FTAI Aviation Ltd.                10-K       12/31/22  111:15M
10/31/22  FTAI Aviation Ltd.                10-Q        9/30/22   88:12M
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 9/14/22  FTAI Finance Holdco Ltd.          S-4/A                  5:6.3M                                   Broadridge Fin’l So… Inc
 7/29/22  FTAI Aviation Ltd.                10-Q        6/30/22   87:17M                                    Workiva Inc Wde… FA01/FA
 4/29/22  FTAI Aviation Ltd.                10-Q        3/31/22   87:13M
 2/28/22  FTAI Aviation Ltd.                10-K       12/31/21  125:22M
10/29/21  FTAI Aviation Ltd.                10-Q        9/30/21  110:18M
 7/29/21  FTAI Aviation Ltd.                10-Q        6/30/21  104:17M
 4/30/21  FTAI Aviation Ltd.                10-Q        3/31/21  100:12M
 2/26/21  FTAI Aviation Ltd.                10-K       12/31/20  114:21M
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Filing Submission 0001140361-20-029408   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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