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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/22/21 CCUR Holdings, Inc. SC 13E3/A 1:32K CCUR Holdings, Inc. Edgarfilings Ltd. David Nicol Igor Volshteyn JDS1, LLC Matthew Gerritsen Robert Pons Steven G. Singer |
Document/Exhibit Description Pages Size 1: SC 13E3/A Amendment to Tender-Offer Statement by an Issuer - HTML 25K Going-Private Transaction
a.
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☒ |
The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14C or Rule 13e–3(c) under the Securities
Exchange Act of 1934.
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b.
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☐ |
The filing of a registration statement under the Securities Act of 1933.
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c.
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A tender offer.
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d.
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None of the above.
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Transaction valuation* | Amount of filing fee |
$3,200,000.00
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$349.12
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* |
For purposes of calculating the fee only. This amount assumes the aggregate cash payment of $3,200,000 (the “Total Consideration”) by the Company in lieu of issuing fractional shares immediately following the 1–for–3,000 reverse stock split to holders of fewer than 3,000 shares
of the Company’s common stock prior to the reverse stock split. The aggregate cash payment is equal to the product of the price of $2.86 per pre–split share and 1,128,766 pre–split shares, the estimated aggregate number of shares held by
holders of less than 3,000 shares of the Company’s common stock. Pursuant to Rule 0–11(b)(1), the amount required to be paid with the filing of this Schedule 13E–3 equals .0001091 of the Total Consideration.
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Check the box if any part of the fee is offset as provided by Rule 0–11(a) (2) and identify the filing with which the offsetting fee was previously
paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: $381.85
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Form or Registration No.: Schedule 13E-3
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Filing Party: CCUR Holdings, Inc.
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Date Filed: December 28, 2020
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CCUR HOLDINGS, INC.
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Date: April 22, 2021
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By:
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/s/ Igor Volshteyn
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Name:
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Title:
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President and Chief Operating Officer
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JDS1, LLC
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By:
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/s/ Julian D. Singer
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Name:
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Title:
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Manager
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By:
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/s/ Igor Volshteyn
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Name:
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By:
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Name:
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DAVID NICOL
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By:
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/s/ David Nichol
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Name:
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David Nicol
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By:
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/s/ Robert Pons
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Name:
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By:
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/s/ Steven G. Singer
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Name:
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This ‘SC 13E3/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 4/22/21 | 15-12G, 8-K | ||
3/26/21 | DEF 14C, SC 13E3/A | |||
3/3/21 | CORRESP, PRER14C, SC 13E3/A | |||
2/24/21 | CORRESP, PRER14C, SC 13E3/A | |||
12/28/20 | SC 13E3 | |||
12/21/20 | ||||
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